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Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Rivernorth Capital Management
1
Rivernorth Capital Management
Florida
$7.97M +$496K +25,030 +7%
Bank of America
2
Bank of America
North Carolina
$6M +$1.12M +56,421 +24%
Advisors Asset Management
3
Advisors Asset Management
Colorado
$5.16M +$1.25M +63,329 +33%
Guggenheim Capital
4
Guggenheim Capital
Illinois
$3.7M +$823K +41,553 +30%
Wells Fargo
5
Wells Fargo
California
$2.02M +$277K +13,994 +16%
Invesco
6
Invesco
Georgia
$1.64M +$544K +27,452 +51%
LPL Financial
7
LPL Financial
California
$1.47M +$532K +26,879 +59%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.17M +$109K +5,483 +10%
Raymond James & Associates
9
Raymond James & Associates
Florida
$1.12M +$27.8K +1,404 +3%
Ladenburg Thalmann Financial Services
10
Ladenburg Thalmann Financial Services
Florida
$570K +$241K +12,154 +77%
Morgan Stanley
11
Morgan Stanley
New York
$424K -$89.6K -4,526 -18%
ArrowMark Colorado Holdings
12
ArrowMark Colorado Holdings
Colorado
$380K – – –
Shaker Financial Services
13
Shaker Financial Services
Virginia
$334K +$326K +16,439 New
Wedbush Securities
14
Wedbush Securities
California
$305K -$18.1K -915 -6%
UBS Group
15
UBS Group
Switzerland
$200K +$18.6K +937 +11%
Thompson Davis & Co
16
Thompson Davis & Co
Virginia
$148K -$9.9K -500 -6%
Advisor Group
17
Advisor Group
Arizona
$63K – – –
Creative Planning
18
Creative Planning
Kansas
$41K +$19.8K +1,000 +100%
D.A. Davidson & Co
19
D.A. Davidson & Co
Montana
$30K +$29.7K +1,500 New
Citigroup
20
Citigroup
New York
$2K -$359K -18,134 -100%
MUFG Americas
21
MUFG Americas
New York
$2K +$2.16K +109 New
SEI Investments
22
SEI Investments
Pennsylvania
$1K – – –
Laurion Capital Management
23
Laurion Capital Management
New York
– -$698K -37,182 Closed
Boothbay Fund Management
24
Boothbay Fund Management
New York
– -$375K -19,974 Closed
Landscape Capital Management
25
Landscape Capital Management
New Jersey
– -$241K -12,835 Closed