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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.5M +$215K +10,286 +2%
LPL Financial
2
LPL Financial
California
$5.91M -$574K -27,383 -9%
AAM
3
Advisors Asset Management
Colorado
$5.28M -$860K -41,070 -14%
GC
4
Guggenheim Capital
Illinois
$4.64M -$1.24M -59,117 -21%
RJA
5
Raymond James & Associates
Florida
$2.93M +$135K +6,441 +5%
WAM
6
Wolverine Asset Management
Illinois
$2.6M +$1.87M +89,088 +276%
Bank of America
7
Bank of America
North Carolina
$2.11M -$107K -5,107 -5%
Morgan Stanley
8
Morgan Stanley
New York
$1.25M -$165K -7,874 -12%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.17M +$94.3K +4,500 +9%
SFS
10
Shaker Financial Services
Virginia
$1.09M +$617K +29,467 +138%
LCM
11
Landscape Capital Management
New Jersey
$952K +$632K +30,169 +213%
DC
12
Davenport & Co
Virginia
$569K -$23.7K -1,130 -4%
GJWM
13
Gilliland Jeter Wealth Management
Arkansas
$537K +$587 +28 +0.1%
Osaic Holdings
14
Osaic Holdings
Arizona
$535K +$57.3K +2,734 +12%
BRWA
15
B. Riley Wealth Advisors
Florida
$530K -$11.3K -539 -2%
MP
16
McDonald Partners
Ohio
$530K
Stifel Financial
17
Stifel Financial
Missouri
$459K +$2.72K +130 +0.6%
Invesco
18
Invesco
Georgia
$453K -$53.7K -2,562 -11%
WEG
19
World Equity Group
Illinois
$313K +$306K +14,592 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$276K +$4.19K +200 +2%
HWAM
21
Hennion & Walsh Asset Management
New Jersey
$253K -$629 -30 -0.3%
UBS Group
22
UBS Group
Switzerland
$231K -$51.4K -2,454 -19%
NA
23
NewEdge Advisors
Louisiana
$78.3K -$13.3K -633 -15%
RCM
24
Raleigh Capital Management
North Carolina
$71.8K +$13.3K +637 +24%
SPIA
25
Steward Partners Investment Advisory
New York
$68.7K