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Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$12.7M +$1.46M +66,668 +13%
Bank of America
2
Bank of America
North Carolina
$5.72M -$406K -18,476 -7%
Invesco
3
Invesco
Georgia
$4.36M -$12K -546 -0.3%
Raymond James & Associates
4
Raymond James & Associates
Florida
$1.57M -$23.2K -1,055 -1%
Wells Fargo
5
Wells Fargo
California
$1.53M +$70.1K +3,189 +5%
Parametric Portfolio Associates
6
Parametric Portfolio Associates
Washington
$1.41M -$37K -1,685 -3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.32M +$97.9K +4,456 +8%
Morgan Stanley
8
Morgan Stanley
New York
$965K -$96.2K -4,377 -9%
Ladenburg Thalmann Financial Services
9
Ladenburg Thalmann Financial Services
Florida
$711K +$30.8K +1,400 +4%
ArrowMark Colorado Holdings
10
ArrowMark Colorado Holdings
Colorado
$407K – – –
Wedbush Securities
11
Wedbush Securities
California
$306K – – –
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$265K +$266K +12,113 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$250K +$252K +11,469 New
UBS Group
14
UBS Group
Switzerland
$226K -$4.2K -191 -2%
Advisor Group
15
Advisor Group
Arizona
$59K – – –
Thompson Davis & Co
16
Thompson Davis & Co
Virginia
$55K – – –
MGO One Seven
17
MGO One Seven
Ohio
$25K +$25.5K +1,161 New
Citigroup
18
Citigroup
New York
$1K -$55.9K -2,546 -98%
Calton & Associates
19
Calton & Associates
Florida
$1K +$1.84K +84 New
Guggenheim Capital
20
Guggenheim Capital
Illinois
– -$6.8M -316,374 Closed
Shaker Financial Services
21
Shaker Financial Services
Virginia
– -$874K -40,692 Closed
Laurion Capital Management
22
Laurion Capital Management
New York
– -$843K -39,226 Closed
USCA RIA
23
USCA RIA
Texas
– -$222K -10,585 Closed
Avestar Capital
24
Avestar Capital
New York
– +$330 +15 New