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Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Guggenheim Capital
1
Guggenheim Capital
Illinois
$9.28M -$624K -26,907 -6%
Advisors Asset Management
2
Advisors Asset Management
Colorado
$8.74M -$2.02M -87,041 -19%
Wells Fargo
3
Wells Fargo
California
$5.68M -$303K -13,055 -5%
Bank of America
4
Bank of America
North Carolina
$4.92M -$896K -38,629 -15%
Raymond James & Associates
5
Raymond James & Associates
Florida
$3.14M -$167K -7,217 -5%
Morgan Stanley
6
Morgan Stanley
New York
$1.27M -$20.2K -873 -2%
Davenport & Co
7
Davenport & Co
Virginia
$1.23M +$7.72K +333 +0.6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$655K +$21.6K +930 +3%
B. Riley Wealth Advisors
9
B. Riley Wealth Advisors
Florida
$542K +$10.3K +443 +2%
Stifel Financial
10
Stifel Financial
Missouri
$517K +$14.3K +616 +3%
Great Valley Advisor Group
11
Great Valley Advisor Group
Delaware
$379K -$64K -2,758 -15%
ArrowMark Colorado Holdings
12
ArrowMark Colorado Holdings
Colorado
$376K -$58K -2,500 -13%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$365K – – –
Wedbush Securities
14
Wedbush Securities
California
$358K +$42.7K +1,842 +14%
Invesco
15
Invesco
Georgia
$348K -$366K -15,784 -51%
UBS Group
16
UBS Group
Switzerland
$247K -$131K -5,650 -35%
Private Advisor Group
17
Private Advisor Group
New Jersey
$235K +$4.64K +200 +2%
Mid Atlantic Financial Management
18
Mid Atlantic Financial Management
Pennsylvania
$222K +$6.96K +300 +3%
LPL Financial
19
LPL Financial
California
$210K +$208K +8,987 New
Advisor Group
20
Advisor Group
Arizona
$173K +$107K +4,625 +165%
Ladenburg Thalmann Financial Services
21
Ladenburg Thalmann Financial Services
Florida
$57K – – –
Baldwin Wealth Partners
22
Baldwin Wealth Partners
Massachusetts
$47K – – –
Steward Partners Investment Advisory
23
Steward Partners Investment Advisory
New York
$21K +$21.6K +930 New
Avior Wealth Management
24
Avior Wealth Management
Nebraska
$15K +$15.1K +650 New
Squar Milner Financial Services
25
Squar Milner Financial Services
California
$12K – – –