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Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.5M -$109K -5,558 -1%
LPL Financial
2
LPL Financial
California
$7.05M +$3.28M +167,546 +80%
Guggenheim Capital
3
Guggenheim Capital
Illinois
$4.45M -$360K -18,398 -7%
Advisors Asset Management
4
Advisors Asset Management
Colorado
$3.18M +$119K +6,104 +4%
CA
5
Cornerstone Advisors
North Carolina
$1.8M +$664K +33,953 +54%
Bank of America
6
Bank of America
North Carolina
$1.77M +$51.5K +2,636 +3%
Raymond James & Associates
7
Raymond James & Associates
Florida
$1.76M +$92.3K +4,722 +5%
Morgan Stanley
8
Morgan Stanley
New York
$1.35M -$37.7K -1,930 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.04M +$37K +1,892 +4%
Osaic Holdings
10
Osaic Holdings
Arizona
$702K +$127K +6,488 +21%
Shaker Financial Services
11
Shaker Financial Services
Virginia
$650K -$62.3K -3,185 -8%
Hennion & Walsh Asset Management
12
Hennion & Walsh Asset Management
New Jersey
$610K +$123K +6,291 +24%
Davenport & Co
13
Davenport & Co
Virginia
$548K -$122K -6,255 -18%
Stifel Financial
14
Stifel Financial
Missouri
$474K -$62.9K -3,219 -11%
B. Riley Wealth Advisors
15
B. Riley Wealth Advisors
Florida
$444K +$36.4K +1,859 +9%
UBS Group
16
UBS Group
Switzerland
$264K -$73.1K -3,739 -21%
McDonald Partners
17
McDonald Partners
Ohio
$261K – – –
RVW Wealth
18
RVW Wealth
California
$226K – – –
Invesco
19
Invesco
Georgia
$215K +$225K +11,504 New
JP Morgan Chase
20
JP Morgan Chase
New York
$95.3K +$83.6K +4,273 +512%
NewEdge Advisors
21
NewEdge Advisors
Louisiana
$79.4K +$156 +8 +0.2%
Steward Partners Investment Advisory
22
Steward Partners Investment Advisory
New York
$59.7K – – –
Baldwin Wealth Partners
23
Baldwin Wealth Partners
Massachusetts
$37.3K – – –
Glassman Wealth Services
24
Glassman Wealth Services
Virginia
$27.6K – – –
FNY Investment Advisers
25
FNY Investment Advisers
New York
$22K – – –