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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$7.18M -$1.94M -82,275 -21%
AAM
2
Advisors Asset Management
Colorado
$5.87M -$2.74M -116,540 -31%
Wells Fargo
3
Wells Fargo
California
$5.61M +$80.1K +3,404 +1%
Bank of America
4
Bank of America
North Carolina
$4.52M -$286K -12,145 -6%
RJA
5
Raymond James & Associates
Florida
$3.07M +$13.3K +563 +0.4%
Cohen & Steers
6
Cohen & Steers
New York
$1.85M +$1.92M +81,468 New
Morgan Stanley
7
Morgan Stanley
New York
$1.26M +$23.7K +1,005 +2%
DC
8
Davenport & Co
Virginia
$1.23M
Stifel Financial
9
Stifel Financial
Missouri
$633K +$134K +5,680 +26%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$561K -$80.9K -3,435 -12%
Invesco
11
Invesco
Georgia
$545K +$213K +9,053 +61%
BRWA
12
B. Riley Wealth Advisors
Florida
$539K +$10.7K +455 +2%
ACH
13
ArrowMark Colorado Holdings
Colorado
$367K
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$365K +$8.83K +375 +2%
MAFM
15
Mid Atlantic Financial Management
Pennsylvania
$356K +$144K +6,130 +65%
GVAG
16
Great Valley Advisor Group
Delaware
$354K -$16K -680 -4%
UBS Group
17
UBS Group
Switzerland
$337K +$98.9K +4,200 +40%
WS
18
Wedbush Securities
California
$285K -$66.9K -2,842 -19%
SS
19
Sunbelt Securities
Texas
$258K +$266K +11,310 New
OFG
20
OTA Financial Group
New York
$257K +$267K +11,322 New
PAG
21
Private Advisor Group
New Jersey
$229K
LPL Financial
22
LPL Financial
California
$205K -$118 -5 -0.1%
AG
23
Advisor Group
Arizona
$173K +$4.71K +200 +3%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$57K
BWP
25
Baldwin Wealth Partners
Massachusetts
$46K