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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$12.1M +$497K +23,701 +5%
LPL Financial
2
LPL Financial
California
$6.73M +$199K +9,489 +3%
GC
3
Guggenheim Capital
Illinois
$6.63M +$919K +43,866 +18%
AAM
4
Advisors Asset Management
Colorado
$5.31M +$1.05M +50,027 +27%
Raymond James Financial
5
Raymond James Financial
Florida
$2.95M -$246K -11,735 -8%
Bank of America
6
Bank of America
North Carolina
$2.17M +$58.1K +2,775 +3%
Morgan Stanley
7
Morgan Stanley
New York
$1.67M -$44.3K -2,114 -3%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.54M -$11.4K -546 -0.8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.49M -$8.82K -421 -0.6%
LCM
10
Landscape Capital Management
New Jersey
$772K -$149K -7,127 -17%
WEG
11
World Equity Group
Illinois
$595K +$146K +6,950 +36%
DC
12
Davenport & Co
Virginia
$584K -$21K -1,000 -4%
MP
13
McDonald Partners
Ohio
$565K
GJWM
14
Gilliland Jeter Wealth Management
Arkansas
$563K +$524 +25 +0.1%
BRWA
15
B. Riley Wealth Advisors
Florida
$560K -$9.3K -444 -2%
Stifel Financial
16
Stifel Financial
Missouri
$472K -$4.25K -203 -1%
UBS Group
17
UBS Group
Switzerland
$398K +$19.7K +938 +6%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$345K +$8.82K +421 +3%
HWAM
19
Hennion & Walsh Asset Management
New Jersey
$244K -$6.64K -317 -3%
Invesco
20
Invesco
Georgia
$238K +$2.7K +129 +1%
AWM
21
Apollon Wealth Management
South Carolina
$229K +$210K +10,000 New
NA
22
NewEdge Advisors
Louisiana
$82.7K -$189 -9 -0.2%
SPIA
23
Steward Partners Investment Advisory
New York
$77.8K
ANBT
24
American National Bank & Trust
Texas
$47.7K +$43.6K +2,082 New
WIM
25
Westside Investment Management
California
$42.7K