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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.1M +$387K +17,793 +4%
LPL Financial
2
LPL Financial
California
$5.69M +$109K +4,991 +2%
GC
3
Guggenheim Capital
Illinois
$4.91M -$1.48K -68 -0%
AAM
4
Advisors Asset Management
Colorado
$3.64M -$801K -36,796 -17%
Raymond James Financial
5
Raymond James Financial
Florida
$2.82M -$60.8K -2,796 -2%
Bank of America
6
Bank of America
North Carolina
$1.84M -$37.4K -1,717 -2%
Morgan Stanley
7
Morgan Stanley
New York
$1.5M -$11.2K -515 -0.7%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.36M +$514K +23,641 +54%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.31M +$222K +10,200 +18%
SFS
10
Shaker Financial Services
Virginia
$847K +$117K +5,391 +15%
LCM
11
Landscape Capital Management
New Jersey
$817K -$28.2K -1,294 -3%
DC
12
Davenport & Co
Virginia
$531K
BRWA
13
B. Riley Wealth Advisors
Florida
$499K +$1.59K +73 +0.3%
MP
14
McDonald Partners
Ohio
$494K
GJWM
15
Gilliland Jeter Wealth Management
Arkansas
$492K +$609 +28 +0.1%
Stifel Financial
16
Stifel Financial
Missouri
$417K -$18.3K -839 -4%
WEG
17
World Equity Group
Illinois
$381K -$771K -35,459 -65%
UBS Group
18
UBS Group
Switzerland
$329K -$82.9K -3,808 -19%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$293K +$37.2K +1,708 +13%
HWAM
20
Hennion & Walsh Asset Management
New Jersey
$220K -$1.48K -68 -0.6%
Invesco
21
Invesco
Georgia
$205K +$223K +10,247 New
WAM
22
Wolverine Asset Management
Illinois
$164K -$2.78M -127,729 -94%
NA
23
NewEdge Advisors
Louisiana
$72.5K -$479 -22 -0.6%
SPIA
24
Steward Partners Investment Advisory
New York
$68K +$4.35K +200 +6%
EC
25
Elequin Capital
New York
$37.4K +$40.7K +1,871 New