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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11.3M -$215K -9,564 -2%
LPL Financial
2
LPL Financial
California
$9.46M -$492K -21,902 -5%
AAM
3
Advisors Asset Management
Colorado
$6.78M +$1.13M +50,326 +22%
GC
4
Guggenheim Capital
Illinois
$6.07M +$66.1K +2,943 +1%
RJA
5
Raymond James & Associates
Florida
$3.23M +$501K +22,301 +20%
Morgan Stanley
6
Morgan Stanley
New York
$2.57M +$396K +17,633 +20%
Bank of America
7
Bank of America
North Carolina
$2.48M -$70.5K -3,139 -3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.13M -$248K -11,059 -19%
Osaic Holdings
9
Osaic Holdings
Arizona
$701K -$661K -29,426 -50%
DC
10
Davenport & Co
Virginia
$662K
MP
11
McDonald Partners
Ohio
$592K
GJWM
12
Gilliland Jeter Wealth Management
Arkansas
$590K -$9.65K -430 -2%
Invesco
13
Invesco
Georgia
$535K +$651 +29 +0.1%
Stifel Financial
14
Stifel Financial
Missouri
$493K -$145K -6,481 -24%
BRWA
15
B. Riley Wealth Advisors
Florida
$444K -$23.8K -1,062 -4%
HWAM
16
Hennion & Walsh Asset Management
New Jersey
$306K -$70.3K -3,131 -20%
RW
17
RVW Wealth
California
$290K
UBS Group
18
UBS Group
Switzerland
$267K +$9.59K +427 +4%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$213K +$200K +8,895 New
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$209K +$196K +8,730 New
WS
21
Wedbush Securities
California
$206K +$193K +8,591 New
NA
22
NewEdge Advisors
Louisiana
$102K +$247 +11 +0.3%
SPIA
23
Steward Partners Investment Advisory
New York
$76.6K
SS
24
Sunbelt Securities
Texas
$15.8K
IGWM
25
ICA Group Wealth Management
Colorado
$12K