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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.1M +$477K +25,116 +6%
LPL Financial
2
LPL Financial
California
$8.74M +$737K +38,796 +10%
GC
3
Guggenheim Capital
Illinois
$5.26M +$236K +12,405 +5%
AAM
4
Advisors Asset Management
Colorado
$4.88M +$1.18M +62,265 +37%
RJA
5
Raymond James & Associates
Florida
$2.36M +$348K +18,323 +19%
Bank of America
6
Bank of America
North Carolina
$2.24M +$224K +11,808 +12%
Morgan Stanley
7
Morgan Stanley
New York
$1.88M +$329K +17,330 +24%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.23M +$400K +21,071 +56%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.22M +$44K +2,314 +4%
CA
10
Cornerstone Advisors
North Carolina
$912K -$1M -52,793 -55%
SFS
11
Shaker Financial Services
Virginia
$681K -$38.2K -2,009 -6%
DC
12
Davenport & Co
Virginia
$580K -$32.1K -1,690 -6%
Stifel Financial
13
Stifel Financial
Missouri
$568K +$32.4K +1,706 +7%
GJWM
14
Gilliland Jeter Wealth Management
Arkansas
$526K +$477K +25,081 New
BRWA
15
B. Riley Wealth Advisors
Florida
$521K +$20.2K +1,062 +5%
MP
16
McDonald Partners
Ohio
$518K +$203K +10,700 +76%
Invesco
17
Invesco
Georgia
$468K +$205K +10,787 +94%
HWAM
18
Hennion & Walsh Asset Management
New Jersey
$334K -$319K -16,808 -51%
RW
19
RVW Wealth
California
$254K
UBS Group
20
UBS Group
Switzerland
$225K -$65.5K -3,445 -24%
LCM
21
Landscape Capital Management
New Jersey
$218K +$198K +10,400 New
ASN
22
Advisory Services Network
Georgia
$92.5K +$83.7K +4,408 New
NA
23
NewEdge Advisors
Louisiana
$89.5K +$190 +10 +0.2%
SPIA
24
Steward Partners Investment Advisory
New York
$67.1K
BWP
25
Baldwin Wealth Partners
Massachusetts
$42K