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ACV

Virtus Diversified Income & Convertible Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$8.34M +$811K +31,755 +11%
GC
2
Guggenheim Capital
Illinois
$6.86M -$407K -15,959 -6%
Wells Fargo
3
Wells Fargo
California
$6.77M -$232K -9,091 -3%
Cohen & Steers
4
Cohen & Steers
New York
$4.17M +$669K +26,194 +19%
Bank of America
5
Bank of America
North Carolina
$3.68M +$290K +11,369 +8%
WAM
6
Wolverine Asset Management
Illinois
$2.52M -$1.1M -43,075 -30%
RJA
7
Raymond James & Associates
Florida
$2.28M -$1.02M -39,903 -31%
Morgan Stanley
8
Morgan Stanley
New York
$1.8M +$343K +13,456 +23%
LPL Financial
9
LPL Financial
California
$1.53M +$94.4K +3,698 +7%
DC
10
Davenport & Co
Virginia
$1.43M +$4.26K +167 +0.3%
Invesco
11
Invesco
Georgia
$1.09M +$220K +8,606 +25%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.02M -$57.9K -2,267 -5%
Stifel Financial
13
Stifel Financial
Missouri
$818K +$62.9K +2,466 +8%
LCM
14
Landscape Capital Management
New Jersey
$709K +$265K +10,400 +59%
CRC
15
Curi RMB Capital
Illinois
$704K +$709K +27,793 New
Osaic Holdings
16
Osaic Holdings
Arizona
$694K -$279K -10,941 -29%
UBS Group
17
UBS Group
Switzerland
$519K +$174K +6,799 +50%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$421K -$146K -5,738 -26%
ACH
19
ArrowMark Colorado Holdings
Colorado
$408K
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$341K
RJFSA
21
Raymond James Financial Services Advisors
Florida
$331K +$333K +13,050 New
AAS
22
Avantax Advisory Services
Texas
$294K +$297K +11,650 New
BRWA
23
B. Riley Wealth Advisors
Florida
$255K +$3.78K +148 +1%
WLPWM
24
Walled Lake Planning & Wealth Management
Illinois
$210K +$96.8K +3,792 +84%
ASN
25
Advisory Services Network
Georgia
$52K +$52.2K +2,045 New