WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$357M
AUM Growth
-$51.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
246
New
Increased
Reduced
Closed

Top Buys

1
+$9.91M
2
+$5.96M
3
+$2.37M
4
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$1.39M
5
VNME
Vendome Acquisition Corp I
VNME
+$1.38M

Top Sells

1
+$2.58M
2
+$1.22M
3
+$875K
4
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
+$796K
5
AVPTW
AvePoint Inc Warrant
AVPTW
+$626K

Sector Composition

1 Financials 5.68%
2 Healthcare 1.02%
3 Real Estate 0.23%
4 Technology 0.1%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMR icon
126
NuScale Power
SMR
$5.35B
– –
0
SPY icon
127
SPDR S&P 500 ETF Trust
SPY
$715B
– –
0
XRPNU
128
Armada Acquisition Corp II Units
XRPNU
– –
-30,000
KCHVU
129
Kochav Defense Acquisition Corp Units
KCHVU
$233M
– –
-78,200
WTGUU
130
Wintergreen Acquisition Corp Unit
WTGUU
– –
-23,995
IPODW
131
Dune Acquisition Corp II Warrants
IPODW
– –
-21,062
ACMR icon
132
ACM Research
ACMR
$3.39B
– –
0
FGIWW
133
FGI Industries Warrant
FGIWW
$479K
– –
-121,152
FMSTW
134
Foremost Clean Energy Warrant
FMSTW
$7.99M
– –
-34,997
OEF icon
135
iShares S&P 100 ETF
OEF
$29.2B
– –
0
ONFOW icon
136
Onfolio Holdings Warrant
ONFOW
$729K
– –
-42,344
OPEN icon
137
Opendoor
OPEN
$6.01B
– –
0
BNAIW
138
Brand Engagement Network Warrant
BNAIW
$677K
– –
-10,000
OKLO
139
Oklo
OKLO
$14.3B
– –
0
SDST
140
Stardust Power Inc
SDST
$35.8M
– –
-17,990
NVAWW
141
Nova Minerals Ltd Warrant
NVAWW
$20.4M
– –
-18,249
CEP
142
DELISTED
Cantor Equity Partners
CEP
– –
0
FSHP
143
Flag Ship Acquisition Corp
FSHP
$54.6M
– –
-10,001
KLTOW
144
Klotho Neurosciences Warrant
KLTOW
– –
-10,100
PELIR
145
Pelican Acquisition Corp Right
PELIR
– –
-47,253
ABX
146
Abacus Global Management, Inc.
ABX
$827M
– –
0
ATMC
147
DELISTED
AlphaTime Acquisition Corp
ATMC
– –
-18,876
AVPTW
148
DELISTED
AvePoint Inc Warrant
AVPTW
– –
-80,602
BAC.PRL icon
149
Bank of America Series L
BAC.PRL
$3.83B
– –
-300
BORR
150
Borr Drilling
BORR
$1.33B
– –
0
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6
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