WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$357M
AUM Growth
-$51.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
246
New
Increased
Reduced
Closed

Top Buys

1
+$9.91M
2
+$5.96M
3
+$2.37M
4
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$1.39M
5
VNME
Vendome Acquisition Corp I
VNME
+$1.38M

Top Sells

1
+$2.58M
2
+$1.22M
3
+$875K
4
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
+$796K
5
AVPTW
AvePoint Inc Warrant
AVPTW
+$626K

Sector Composition

1 Financials 5.68%
2 Healthcare 1.02%
3 Real Estate 0.23%
4 Technology 0.1%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVNA icon
126
Carvana
CVNA
$53.5B
– –
0
DTSTW icon
127
Data Storage Corp Warrant
DTSTW
$344K
– –
-83,469
EQIX icon
128
Equinix
EQIX
$72.6B
– –
0
ILCV icon
129
iShares Morningstar Value ETF
ILCV
$1.16B
– –
0
IONQ icon
130
IonQ
IONQ
$17.1B
– –
0
NN icon
131
NextNav
NN
$1.9B
– –
0
NVDA icon
132
NVIDIA
NVDA
$4.36T
– –
0
NXLIW
133
DELISTED
Nexalin Technology Inc Warrant
NXLIW
– –
-37,649
OXY icon
134
Occidental Petroleum
OXY
$41.9B
– –
0
PARA
135
DELISTED
Paramount Global Class B
PARA
– –
-200,000
PCG icon
136
PG&E
PCG
$34.9B
– –
0
PHGE icon
137
BiomX
PHGE
$6.46M
– –
-80,000
PLTR icon
138
Palantir
PLTR
$401B
– –
0
PMNT icon
139
Perfect Moment
PMNT
$16.9M
– –
-75,000
PROP icon
140
Prairie Operating Co
PROP
$109M
– –
-18,379
QQQ icon
141
Invesco QQQ Trust
QQQ
$405B
– –
0
RGTI icon
142
Rigetti Computing
RGTI
$7.98B
– –
0
RR icon
143
Richtech Robotics
RR
$688M
– –
0
RVPH icon
144
Reviva Pharmaceuticals
RVPH
$67.3M
– –
-47,500
SBUX icon
145
Starbucks
SBUX
$97.3B
– –
0
SLNO icon
146
Soleno Therapeutics
SLNO
$2.69B
– –
0
SLV icon
147
iShares Silver Trust
SLV
$29.3B
– –
0
SMR icon
148
NuScale Power
SMR
$5.28B
– –
0
SPY icon
149
SPDR S&P 500 ETF Trust
SPY
$699B
– –
0
STZ icon
150
Constellation Brands
STZ
$24B
– –
0
4 5
6
7 8