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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
Cap. Flow
-$77.3M
Cap. Flow %
-14.03%
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71

Top Buys

Rank Stock Value
1
NN icon
NextNav
NN
+$16.6M
2
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$9.48M
3
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.17M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.98M
5
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.97M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$16.4M
2
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$2.72M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.06M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.77M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.22%
2 Financials 3.96%
3 Technology 2.79%
4 Healthcare 0.5%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGIIW
126
FG Imperii Acquisition Corp Warrants
FGIIW
$2M
$8.5K ﹤0.01%
34,019
-3,010
-8% -$633
FLYX.WS icon
127
flyExclusive Inc Warrants
FLYX.WS
$3.03M
$5.96K ﹤0.01%
29,800
-3,224
-10% -$872
XCBEW
128
X3 Acquisition Corp Warrant
XCBEW
$5.61K ﹤0.01%
20,737
-16,763
-45% -$4.33K
DSX.WS icon
129
Diana Shipping Inc Warrants exp 2026
DSX.WS
$19.4M
$5.17K ﹤0.01%
+34,500
New +$11.1K
TGE.WS
130
The Generation Essentials Group Warrants
TGE.WS
$4.95K ﹤0.01%
31,944
-3,831
-11% -$703
ERNAW
131
Ernexa Therapeutics Warrants
ERNAW
$428K
$4.95K ﹤0.01%
69,430
-184,370
-73% -$17.5K
NXGLW icon
132
NexGel Inc Warrant
NXGLW
$4.75K ﹤0.01%
145,591
-500
-0.3% -$22
DAICW
133
CID HoldCo Inc Warrants
DAICW
$155K
$4.65K ﹤0.01%
377,800
– –
XSLLW
134
Xsolla SPAC 1 Warrants
XSLLW
$2.14M
$3.14K ﹤0.01%
13,991
-14,243
-50% -$3.32K
SAGU.WS
135
Shreya Acquisition Group Warrants
SAGU.WS
$1.97K ﹤0.01%
+34,300
New +$1.89K
AERTW
136
Aeries Technology Warrant
AERTW
$1.42K ﹤0.01%
70,787
– –
MRNOW
137
Murano Global Investments PLC Warrants
MRNOW
$187K
$825 ﹤0.01%
55,374
-7,626
-12% -$281
BNCWW
138
CEA Industries Inc Warrant
BNCWW
$784 ﹤0.01%
35,000
– –
SVREW
139
SaverOne 2014 Ltd Warrant
SVREW
$36.9K
$735 ﹤0.01%
66,820
-58,206
-47% -$687
OPFI.WS
140
DELISTED
OppFi Inc Warrants
OPFI.WS
$708 ﹤0.01%
23,600
-50,710
-68% -$6.11K
CRACW
141
Crown Reserve Acquisition Corp I Warrant
CRACW
$322K
$650 ﹤0.01%
12,352
– –
ANGHW icon
142
Anghami Inc Warrants
ANGHW
$331 ﹤0.01%
40,409
– –
HUBCW icon
143
Hub Cyber Security Warrant 2/27/28
HUBCW
$151K
$310 ﹤0.01%
18,787
-143,984
-88% -$2K
RNWWW
144
DELISTED
ReNew Energy Global PLC Warrant
RNWWW
$103 ﹤0.01%
31,092
– –
AMPX.WS icon
145
Amprius Technologies Warrants
AMPX.WS
$366M
– –
-63,200
Closed -$434K
APLMW icon
146
Apollomics Inc Warrant
APLMW
$1.04M
– –
-87,049
Closed -$1.32K
BTBDW icon
147
BT Brands Warrant
BTBDW
– –
-10,000
Closed -$1.83K
CLDI icon
148
Calidi Biotherapeutics
CLDI
$2.84M
– –
-15,625
Closed -$59.5K
CLRB icon
149
Cellectar Biosciences
CLRB
$22.5M
– –
-13,900
Closed -$35.3K
CRIS icon
150
Curis
CRIS
$2.43M
– –
-500
Closed -$5.47K
4 5
6
7 8

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PWMG
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IG
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CPIM
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LECM
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KV
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TCM
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Warberg Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.

  • Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
  • Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
  • Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
  • Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
  • Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
  • Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
  • Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.

Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.