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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
Cap. Flow
-$77.3M
Cap. Flow %
-14.03%
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71

Top Buys

Rank Stock Value
1
NN icon
NextNav
NN
+$16.6M
2
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$9.48M
3
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.17M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.98M
5
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.97M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$16.4M
2
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$2.72M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.06M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.77M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.22%
2 Financials 3.96%
3 Technology 2.79%
4 Healthcare 0.5%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXIN
201
Axiom Intelligence Acquisition Corp 1
AXIN
$282M
– –
-23,992
Closed -$243K
BCAR
202
DELISTED
D. Boral ARC Acquisition I Corp
BCAR
– –
-17,585
Closed -$178K
ENHA
203
Enhanced Group Inc
ENHA
$197M
– –
-25,000
Closed -$254K
VACI
204
Viking Acquisition Corp I
VACI
$245M
– –
-21,201
Closed -$211K
HAVAR
205
Harvard Ave Acquisition Corp Rights
HAVAR
– –
-12,190
Closed -$1.52K
GIXXU
206
GigCapital9 Corp Units
GIXXU
– –
-21,796
Closed -$219K
VHCPW
207
Vine Hill Capital Investment Corp II Warrants
VHCPW
– –
-12,356
Closed -$4.51K
CMIIU
208
DELISTED
Columbus Circle Capital Corp II Unit
CMIIU
– –
-25,000
Closed -$249K
SVAQW
209
Silicon Valley Acquisition Corp Warrants
SVAQW
$4.19M
– –
-31,600
Closed -$9K
AACIU
210
Armada Acquisition Corp III Units
AACIU
– –
-10,000
Closed -$99.6K
CTAAU
211
ClearThink 1 Acquisition Corp Units
CTAAU
$155M
– –
-98,500
Closed -$984K
PONOU
212
Pono Capital Four Inc Units
PONOU
– –
-105,000
Closed -$1.05M
PTORW
213
Praetorian Acquisition Corp Warrant
PTORW
– –
-21,732
Closed -$6.95K
BHAVU
214
BHAV Acquisition Corp Units
BHAVU
$102M
– –
-50,000
Closed -$499K
FMACU
215
Future Money Acquisition Corp Units
FMACU
– –
-35,000
Closed -$350K
5 6 7 8
9

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PWMG
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IG
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CPIM
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LECM
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KV
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TCM
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Warberg Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.

  • Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
  • Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
  • Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
  • Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
  • Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
  • Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
  • Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.

Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.