WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$365M
AUM Growth
+$4.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
248
New
Increased
Reduced
Closed

Top Buys

1
+$1.41M
2
+$1.13M
3
+$922K
4
AAPL icon
Apple
AAPL
+$766K
5
PGAC
Pantages Capital Acquisition Corp
PGAC
+$763K

Top Sells

1
+$17.7M
2
+$4.11M
3
+$2.62M
4
SHV icon
iShares Short Treasury Bond ETF
SHV
+$958K
5
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$926K

Sector Composition

1 Financials 3.83%
2 Healthcare 0.24%
3 Real Estate 0.21%
4 Technology 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$383B
$2.81M 0.46%
6,000
+3,000
EPR.PRC icon
2
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$130M
$2.08M 0.34%
90,180
+180
SGOV icon
3
iShares 0-3 Month Treasury Bond ETF
SGOV
$57.6B
$1.13M 0.19%
+11,265
TAVI
4
Tavia Acquisition Corp
TAVI
$166M
$1.13M 0.19%
112,410
-590
CHAR
5
Charlton Aria Acquisition Corp
CHAR
$114M
$996K 0.16%
98,665
GCMGW icon
6
GCM Grosvenor Inc Warrant
GCMGW
$3.89M
$924K 0.15%
531,128
+6,014
DMAA
7
Drugs Made In America Acquisition Corp
DMAA
$345M
$922K 0.15%
+92,055
CLRC
8
DELISTED
ClimateRock Class A Ordinary Shares
CLRC
$905K 0.15%
75,393
+3
FORL icon
9
Four Leaf Acquisition Corp
FORL
$27.5M
$860K 0.14%
75,932
VCIC
10
Vine Hill Capital Investment Corp
VCIC
$332M
$855K 0.14%
84,156
-899
GTLS.PRB icon
11
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$572M
$789K 0.13%
14,408
+408
NEN icon
12
New England Realty Associates
NEN
$248M
$785K 0.13%
9,649
-1,730
BKHA
13
Black Hawk Acquisition Corp
BKHA
$46.3M
$780K 0.13%
74,120
APO.PRA icon
14
Apollo Global Management Series A
APO.PRA
$1.85B
$768K 0.13%
10,511
+3
AAPL icon
15
Apple
AAPL
$3.74T
$766K 0.13%
+3,450
PGAC
16
Pantages Capital Acquisition Corp
PGAC
$763K 0.13%
+76,190
TDAC
17
Translational Development Acquisition Corp
TDAC
$228M
$750K 0.12%
+74,420
AAM
18
AA Mission Acquisition Corp
AAM
$463M
$692K 0.11%
67,196
GSRT
19
DELISTED
GSR III Acquisition Corp
GSRT
$681K 0.11%
67,998
ATLX icon
20
Atlas Lithium Corp
ATLX
$118M
$657K 0.11%
+126,999
UCFI
21
CN Healthy Food Tech Group
UCFI
$655K 0.11%
62,417
+29,050
XLF icon
22
Financial Select Sector SPDR Fund
XLF
$53.7B
$648K 0.11%
+13,000
CORZW icon
23
Core Scientific Inc Tranche 1 Warrants
CORZW
$1.24B
$642K 0.11%
211,823
-104,474
STXS icon
24
Stereotaxis
STXS
$273M
$587K 0.1%
333,622
+275,784
KVAC icon
25
Keen Vision Acquisition Corp
KVAC
$107M
$517K 0.09%
46,000
1
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