WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.1%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$365M
AUM Growth
+$365M
Cap. Flow
-$25.6M
Cap. Flow %
-7%
Top 10 Hldgs %
38.48%
Holding
249
New
41
Increased
15
Reduced
35
Closed
44

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.41M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
DMAA
Drugs Made In America Acquisition Corp. Ordinary Shares
DMAA
$922K
4
AAPL icon
Apple
AAPL
$766K
5
PGAC
Pantages Capital Acquisition Corporation Class A Ordinary Shares
PGAC
$763K

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$17.7M
2
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$2.62M
4
SHV icon
iShares Short Treasury Bond ETF
SHV
$958K
5
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$926K

Sector Composition

1 Financials 3.83%
2 Healthcare 0.24%
3 Real Estate 0.21%
4 Technology 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$364B
$2.81M 0.46% 6,000 +3,000 +100% +$1.41M
EPR.PRC icon
2
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$2.08M 0.34% 90,180 +180 +0.2% +$4.15K
SGOV icon
3
iShares 0-3 Month Treasury Bond ETF
SGOV
$56.1B
$1.13M 0.19% +11,265 New +$1.13M
TAVI
4
Tavia Acquisition Corp. Ordinary Shares
TAVI
$164M
$1.13M 0.19% 112,410 -590 -0.5% -$5.93K
CHAR
5
Charlton Aria Acquisition Corporation Class A Ordinary Shares
CHAR
$113M
$996K 0.16% 98,665 – –
GCMGW icon
6
GCM Grosvenor Inc. Warrant
GCMGW
$34.6M
$924K 0.15% 531,128 +6,014 +1% +$10.5K
DMAA
7
Drugs Made In America Acquisition Corp. Ordinary Shares
DMAA
$344M
$922K 0.15% +92,055 New +$922K
CLRC
8
DELISTED
ClimateRock Class A Ordinary Shares
CLRC
$905K 0.15% 75,393 +3 +0% +$36
FORL icon
9
Four Leaf Acquisition Corp
FORL
$860K 0.14% 75,932 – –
VCIC
10
Vine Hill Capital Investment Corp. Class A Ordinary Shares
VCIC
$855K 0.14% 84,156 -899 -1% -$9.13K
GTLS.PRB icon
11
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$789K 0.13% 14,408 +408 +3% +$22.3K
NEN icon
12
New England Realty Associates
NEN
$785K 0.13% 9,649 -1,730 -15% -$141K
BKHA
13
Black Hawk Acquisition Corp
BKHA
$45.7M
$780K 0.13% 74,120 – –
APO.PRA icon
14
Apollo Global Management Series A
APO.PRA
$2.06B
$768K 0.13% 10,511 +3 +0% +$219
AAPL icon
15
Apple
AAPL
$3.45T
$766K 0.13% +3,450 New +$766K
PGAC
16
Pantages Capital Acquisition Corporation Class A Ordinary Shares
PGAC
$763K 0.13% +76,190 New +$763K
TDAC
17
Translational Development Acquisition Corp. Ordinary Shares
TDAC
$227M
$750K 0.12% +74,420 New +$750K
AAM
18
AA Mission Acquisition Corp.
AAM
$462M
$692K 0.11% 67,196 – –
GSRT
19
GSR III Acquisition Corp. Ordinary Shares
GSRT
$303M
$681K 0.11% 67,998 – –
ATLX icon
20
Atlas Lithium Corp
ATLX
$105M
$657K 0.11% +126,999 New +$657K
IROH icon
21
Iron Horse Acquisitions Corp
IROH
$21.2M
$655K 0.11% 62,417 +29,050 +87% +$305K
XLF icon
22
Financial Select Sector SPDR Fund
XLF
$54.1B
$648K 0.11% +13,000 New +$648K
CORZW icon
23
Core Scientific, Inc. Tranche 1 Warrants
CORZW
$812M
$642K 0.11% 211,823 -104,474 -33% -$317K
STXS icon
24
Stereotaxis
STXS
$261M
$587K 0.1% 333,622 +275,784 +477% +$485K
KVAC icon
25
Keen Vision Acquisition Corp
KVAC
$517K 0.09% 46,000 – –
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