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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$605M
AUM Growth
-$50.1M
Cap. Flow
-$277M
Cap. Flow %
-45.67%
Top 10 Hldgs %
55.28%
Holding
250
New
49
Increased
18
Reduced
43
Closed
59

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
DMAA
Drugs Made In America Acquisition Corp
DMAA
+$920K
4
AAPL icon
Apple
AAPL
+$799K
5
PGAC
Pantages Capital Acquisition Corp
PGAC
+$759K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$17.7M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$958K
5
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$926K

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.05%
2 Financials 2.18%
3 Healthcare 0.14%
4 Real Estate 0.13%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$196M 32.34%
350,000
-55,000
-14% -$32.3M
QQQ icon
2
PUT
Invesco QQQ Trust
QQQ
$489B
$22M 3.64%
47,000
-11,000
-19% -$5.59M
AAPL icon
3
PUT
Apple
AAPL
$4.67T
$4M 0.66%
18,000
+13,000
+260% +$3.01M
GLD icon
4
PUT
SPDR Gold Trust
GLD
$149B
$2.88M 0.48%
+10,000
New +$2.64M
QQQ icon
5
Invesco QQQ Trust
QQQ
$489B
$2.81M 0.46%
6,000
+3,000
+100% +$1.52M
OEF icon
6
PUT
iShares S&P 100 ETF
OEF
$20.5B
$2.73M 0.45%
30,000
+10,000
+50% +$2.87M
EPR.PRC icon
7
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$146M
$2.08M 0.34%
90,180
+180
+0.2% +$4.01K
TSLA icon
8
PUT
Tesla
TSLA
$1.38T
$2.07M 0.34%
+8,000
New +$2.67M
XLF icon
9
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$1.49M 0.25%
+30,000
New +$1.5M
SBUX icon
10
PUT
Starbucks
SBUX
$123B
$1.47M 0.24%
15,000
-5,000
-25% -$517K
SLV icon
11
CALL
iShares Silver Trust
SLV
$32.3B
$1.24M 0.2%
40,000
-5,000
-11% -$145K
SGOV icon
12
iShares 0-3 Month Treasury Bond ETF
SGOV
$104B
$1.13M 0.19%
+11,265
New +$1.13M
TAVI
13
Tavia Acquisition Corp
TAVI
$1.13M 0.19%
112,410
-590
-0.5% -$5.89K
CVNA icon
14
PUT
Carvana
CVNA
$53.3B
$1.05M 0.17%
25,000
+10,000
+67% +$442K
CHAR
15
Charlton Aria Acquisition Corp
CHAR
$120M
$996K 0.16%
98,665
– –
GDX icon
16
CALL
VanEck Gold Miners ETF
GDX
$31B
$965K 0.16%
21,000
-10,000
-32% -$404K
GCMGW
17
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$924K 0.15%
531,128
+6,014
+1% +$11.9K
DMAA
18
Drugs Made In America Acquisition Corp
DMAA
$261M
$922K 0.15%
+92,055
New +$920K
CLRC
19
DELISTED
ClimateRock Class A Ordinary Shares
CLRC
$905K 0.15%
75,393
+3
+0% +$36
FORL
20
DELISTED
Four Leaf Acquisition Corp
FORL
$860K 0.14%
75,932
– –
VCIC
21
DELISTED
Vine Hill Capital Investment Corp
VCIC
$855K 0.14%
84,156
-899
-1% -$9.08K
GTLS.PRB
22
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$789K 0.13%
14,408
+408
+3% +$28K
NEN icon
23
New England Realty Associates
NEN
$192M
$785K 0.13%
9,649
-1,730
-15% -$139K
BKHA
24
Black Hawk Acquisition Corp
BKHA
$49.2M
$780K 0.13%
74,120
– –
APO.PRA
25
DELISTED
Apollo Global Management Series A
APO.PRA
$768K 0.13%
10,511
+3
+0% +$243
1
2 3 4 5

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Warberg Asset Management's Q1 2025 Portfolio in Review

As of Q1 2025, Warberg Asset Management held 250 positions worth $605M, down 7.6% from $656M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Warberg Asset Management withdrew a net $277M in Q1 2025, closing 59 positions and reducing 43 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $17.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, down from 97% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $1.13M.

  • Warberg Asset Management's largest Q1 2025 buy was iShares 0-3 Month Treasury Bond ETF: 11,265 shares worth $1.13M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q1 2025, an estimated $1.52M increase.
  • Warberg Asset Management's biggest Q1 2025 reduction was Core Scientific Inc Tranche 1 Warrants, cutting an estimated $640K.
  • Warberg Asset Management fully exited Occidental Petroleum Corp Warrants in Q1 2025, selling an estimated $17.7M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $605M portfolio in Q1 2025.
  • Warberg Asset Management opened 49 new positions and closed 59 in Q1 2025.
  • Warberg Asset Management's portfolio value fell 7.6% quarter-over-quarter to $605M.

Based on Warberg Asset Management's 13F filing for Q1 2025, filed 9 May 2025.