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WAM
Warberg Asset Management Portfolio holdings
AUM
$551M
1-Year Est. Return
34.68%
This Fund
S&P 500
This Quarter
Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
(-8.1%)
Cap. Flow
-$77.3M
Cap. Flow
% of AUM
-14.03%
Top 10 Holdings %
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71
Avg Time Held Equity + Options
3
quarters
Top 10 Avg Time Held Equity + Options
4.5
quarters
Top 20 Avg Time Held Equity + Options
2.9
quarters
Avg Time Held Equity only
2.9
quarters
Top 10 Avg Time Held Equity only
1.3
quarters
Top 20 Avg Time Held Equity only
1.2
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NextNav
NN
|
+$16.6M |
| 2 |
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
|
+$9.48M |
| 3 |
Apollo Global Management Series A
APO.PRA
|
+$7.17M |
| 4 |
Cornerstone Strategic Value Fund
CLM
|
+$5.98M |
| 5 |
Core Scientific Inc Tranche 1 Warrants
CORZW
|
+$1.97M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Occidental Petroleum Corp Warrants
OXY.WS
|
+$16.4M |
| 2 |
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
|
+$2.72M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$2.06M |
| 4 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$1.77M |
| 5 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$1.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 92.22% |
| 2 | Financials | 3.96% |
| 3 | Technology | 2.79% |
| 4 | Healthcare | 0.5% |
| 5 | Real Estate | 0.16% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $172M | 31.25% |
230,600
-79,400
| -26% | -$57.6M |
2020 Q4
22 quarters
|
|
|
2
NextNav
NN
$1.91B
| $15.3M | 2.78% |
+859,839
| New | +$16.6M |
2026 Q2
0 quarters
|
|
|
3
PUT
Invesco QQQ Trust
QQQ
$497B
| $14M | 2.54% |
19,000
-16,000
| -46% | -$11M |
2021 Q3
19 quarters
|
|
|
4
Cornerstone Strategic Value Fund
CLM
$2.07B
| $13.9M | 2.52% |
1,836,581
+794,646
| +76% | +$5.98M |
2026 Q1
1 quarter
|
|
|
5
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$5.27B
| $11.7M | 2.12% |
+100,154
| New | +$9.48M |
2026 Q2
0 quarters
|
|
|
6
Core Scientific Inc Tranche 1 Warrants
CORZW
$860M
| $7.24M | 1.31% |
385,028
+117,128
| +44% | +$1.97M |
2024 Q2
8 quarters
|
|
|
7
DELISTED
Apollo Global Management Series A
APO.PRA
| $6.74M | 1.22% |
+110,589
| New | +$7.17M |
2026 Q2
0 quarters
|
|
8
PUT
NVIDIA
NVDA
$5.52T
| $4.4M | 0.8% |
22,000
| – | – |
2025 Q3
3 quarters
|
|
9
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$48.7B
| $3.51M | 0.64% |
+40,600
| New | +$3.49M |
2026 Q2
0 quarters
|
|
|
10
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $2.99M | 0.54% |
+4,000
| New | +$2.9M |
2026 Q2
0 quarters
|
|
11
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$131M
| $2.95M | 0.53% |
115,000
+15,077
| +15% | +$383K |
2023 Q2
12 quarters
|
|
12
PUT
VanEck Semiconductor ETF
SMH
$71.7B
| $2.62M | 0.48% |
+4,000
| New | +$2.18M |
2026 Q2
0 quarters
|
|
13
Stereotaxis
STXS
$106M
| $1.91M | 0.35% |
1,108,889
+14,766
| +1% | +$27.7K |
2024 Q1
9 quarters
|
|
|
14
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$105M
| $1.74M | 0.32% |
54,398
+5,106
| +10% | +$165K |
2025 Q2
4 quarters
|
|
15
Albemarle Corp Depositary Shares
ALB.PRA
$1.98B
| $1.68M | 0.3% |
30,305
-8,195
| -21% | -$579K |
2025 Q4
2 quarters
|
|
16
PUT
Roundhill Memory ETF
DRAM
$24.8B
| $1.55M | 0.28% |
+21,000
| New | +$1.09M |
2026 Q2
0 quarters
|
|
17
FG Imperii Acquisition Corp
FGII
$290M
| $1.49M | 0.27% |
149,908
-5,000
| -3% | -$49.6K |
2026 Q1
1 quarter
|
|
18
Bank of America Series L
BAC.PRL
$3.66B
| $1.48M | 0.27% |
1,180
-320
| -21% | -$390K |
2025 Q4
2 quarters
|
|
19
Xsolla SPAC 1
XSLL
$277M
| $1.38M | 0.25% |
138,736
-4,264
| -3% | -$42.2K |
2026 Q1
1 quarter
|
|
20
CALL
United Airlines
UAL
$33.5B
| $1.36M | 0.25% |
+10,000
| New | +$1.04M |
2026 Q2
0 quarters
|
|
21
PUT
Starbucks
SBUX
$105B
| $1.22M | 0.22% |
11,900
-2,100
| -15% | -$211K |
2026 Q1
1 quarter
|
|
22
PUT
DELISTED
Esperion Therapeutics
ESPR
| $1.18M | 0.21% |
+374,000
| New | +$1.05M |
2026 Q2
0 quarters
|
|
23
CALL
iShares Silver Trust
SLV
$28.8B
| $1.15M | 0.21% |
21,500
+17,500
| +438% | +$1.16M |
2020 Q4
22 quarters
|
|
24
Vendome Acquisition Corp I
VNME
$259M
| $1.13M | 0.21% |
111,183
-7,800
| -7% | -$79.3K |
2025 Q3
3 quarters
|
|
25
CALL
PayPal
PYPL
$48.1B
| $1.08M | 0.2% |
25,000
+15,000
| +150% | +$682K |
2026 Q1
1 quarter
|
|
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Warberg Asset Management's Q2 2026 Portfolio in Review
As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.
Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.
Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.
- Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
- Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
- Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
- Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
- Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
- Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
- Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.
Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.