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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
Cap. Flow
-$77.3M
Cap. Flow %
-14.03%
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71

Top Buys

Rank Stock Value
1
NN icon
NextNav
NN
+$16.6M
2
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$9.48M
3
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.17M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.98M
5
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.97M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$16.4M
2
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$2.72M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.06M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.77M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.22%
2 Financials 3.96%
3 Technology 2.79%
4 Healthcare 0.5%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$172M 31.25%
230,600
-79,400
-26% -$57.6M
NN icon
2
NextNav
NN
$2.59B
$15.3M 2.78%
+859,839
New +$16.6M
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$489B
$14M 2.54%
19,000
-16,000
-46% -$11M
CLM icon
4
Cornerstone Strategic Value Fund
CLM
$2.07B
$13.9M 2.52%
1,836,581
+794,646
+76% +$5.98M
HPE.PRC
5
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$4.03B
$11.7M 2.12%
+100,154
New +$9.48M
CORZW icon
6
Core Scientific Inc Tranche 1 Warrants
CORZW
$972M
$7.24M 1.31%
385,028
+117,128
+44% +$1.97M
APO.PRA
7
DELISTED
Apollo Global Management Series A
APO.PRA
$6.74M 1.22%
+110,589
New +$7.17M
NVDA icon
8
PUT
NVIDIA
NVDA
$5.25T
$4.4M 0.8%
22,000
– –
TLT icon
9
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$46.8B
$3.51M 0.64%
+40,600
New +$3.49M
SPY icon
10
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$2.99M 0.54%
+4,000
New +$2.9M
EPR.PRC icon
11
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$146M
$2.95M 0.53%
115,000
+15,077
+15% +$383K
SMH icon
12
PUT
VanEck Semiconductor ETF
SMH
$65.6B
$2.62M 0.48%
+4,000
New +$2.18M
STXS icon
13
Stereotaxis
STXS
$145M
$1.91M 0.35%
1,108,889
+14,766
+1% +$27.7K
EPR.PRE icon
14
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$111M
$1.74M 0.32%
54,398
+5,106
+10% +$165K
ALB.PRA icon
15
Albemarle Corp Depositary Shares
ALB.PRA
$2.57B
$1.68M 0.3%
30,305
-8,195
-21% -$579K
DRAM
16
PUT
Roundhill Memory ETF
DRAM
$26.2B
$1.55M 0.28%
+21,000
New +$1.09M
FGII
17
FG Imperii Acquisition Corp
FGII
$290M
$1.49M 0.27%
149,908
-5,000
-3% -$49.6K
BAC.PRL icon
18
Bank of America Series L
BAC.PRL
$3.99B
$1.48M 0.27%
1,180
-320
-21% -$390K
XSLL
19
Xsolla SPAC 1
XSLL
$277M
$1.38M 0.25%
138,736
-4,264
-3% -$42.2K
UAL icon
20
CALL
United Airlines
UAL
$35.9B
$1.36M 0.25%
+10,000
New +$1.04M
SBUX icon
21
PUT
Starbucks
SBUX
$123B
$1.22M 0.22%
11,900
-2,100
-15% -$211K
ESPR
22
PUT
DELISTED
Esperion Therapeutics
ESPR
$1.18M 0.21%
+374,000
New +$1.05M
SLV icon
23
CALL
iShares Silver Trust
SLV
$32.3B
$1.15M 0.21%
21,500
+17,500
+438% +$1.16M
VNME
24
Vendome Acquisition Corp I
VNME
$1.13M 0.21%
111,183
-7,800
-7% -$79.3K
PYPL icon
25
CALL
PayPal
PYPL
$45.9B
$1.08M 0.2%
25,000
+15,000
+150% +$682K
1
2 3 4 5

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PWMG
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IG
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CPIM
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LECM
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Warberg Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.

  • Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
  • Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
  • Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
  • Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
  • Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
  • Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
  • Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.

Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.