WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.28%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$408M
AUM Growth
+$408M
Cap. Flow
+$2.76M
Cap. Flow %
0.68%
Top 10 Hldgs %
49.01%
Holding
249
New
41
Increased
16
Reduced
24
Closed
51

Top Buys

1
PARA
Paramount Global Class B
PARA
$2.58M
2
STXS icon
Stereotaxis
STXS
$1.84M
3
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.22M
4
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.15M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.81M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
$905K
4
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EPR.PRC icon
1
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$3.44M 0.54% 135,412 +45,232 +50% +$1.15M
PARA
2
DELISTED
Paramount Global Class B
PARA
$2.58M 0.4% +200,000 New +$2.58M
STXS icon
3
Stereotaxis
STXS
$261M
$2.55M 0.4% 1,201,500 +867,878 +260% +$1.84M
CORZW icon
4
Core Scientific, Inc. Tranche 1 Warrants
CORZW
$812M
$2.11M 0.33% 194,514 -17,309 -8% -$188K
EXEEL
5
Expand Energy Corporation Class C Warrants
EXEEL
$1.22M 0.19% +11,257 New +$1.22M
OXY.WS icon
6
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$1.21M 0.19% +58,599 New +$1.21M
TAVI
7
Tavia Acquisition Corp. Ordinary Shares
TAVI
$164M
$1.1M 0.17% 107,410 -5,000 -4% -$51.3K
CHAR
8
Charlton Aria Acquisition Corporation Class A Ordinary Shares
CHAR
$113M
$1.01M 0.16% 98,665 – –
DMAA
9
Drugs Made In America Acquisition Corp. Ordinary Shares
DMAA
$344M
$939K 0.15% 92,055 – –
FORL icon
10
Four Leaf Acquisition Corp
FORL
$879K 0.14% 75,932 – –
VCIC
11
Vine Hill Capital Investment Corp. Class A Ordinary Shares
VCIC
$875K 0.14% 84,156 – –
KCHVU
12
Kochav Defense Acquisition Corp. Units
KCHVU
$229M
$796K 0.12% +78,200 New +$796K
BKHA
13
Black Hawk Acquisition Corp
BKHA
$45.7M
$790K 0.12% 74,230 +110 +0.1% +$1.17K
NEN icon
14
New England Realty Associates
NEN
$784K 0.12% 10,730 +1,081 +11% +$79K
PGAC
15
Pantages Capital Acquisition Corporation Class A Ordinary Shares
PGAC
$776K 0.12% 76,190 – –
TDAC
16
Translational Development Acquisition Corp. Ordinary Shares
TDAC
$227M
$765K 0.12% 74,422 +2 +0% +$21
AAM
17
AA Mission Acquisition Corp.
AAM
$462M
$700K 0.11% 67,196 – –
AVPTW
18
DELISTED
AvePoint Inc Warrant
AVPTW
$626K 0.1% 80,602 +64,602 +404% +$502K
KVAC icon
19
Keen Vision Acquisition Corp
KVAC
$523K 0.08% 46,000 – –
RGTIW icon
20
Rigetti Computing, Inc. Warrants
RGTIW
$136M
$518K 0.08% 123,575 +72,167 +140% +$302K
CRAQU
21
Cal Redwood Acquisition Corp. Units
CRAQU
$206M
$512K 0.08% +49,900 New +$512K
EPR.PRE icon
22
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$509K 0.08% +16,336 New +$509K
PELI
23
Pelican Acquisition Corporation Ordinary Shares
PELI
$120M
$501K 0.08% +50,000 New +$501K
OAKU icon
24
Oak Woods Acquisition Corp
OAKU
$485K 0.08% 41,426 +1,514 +4% +$17.7K
OPFI.WS icon
25
OppFi Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OPFI.WS
$47.8M
$482K 0.07% 112,553 -47,789 -30% -$205K
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