WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.58M
2
+$1.84M
3
+$1.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.15M

Top Sells

1
+$2.81M
2
+$1.13M
3
+$905K
4
GTLS.PRB icon
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPR.PRC icon
1
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$131M
$3.44M 0.54%
135,412
+45,232
PARA
2
DELISTED
Paramount Global Class B
PARA
$2.58M 0.4%
+200,000
STXS icon
3
Stereotaxis
STXS
$276M
$2.55M 0.4%
1,201,500
+867,878
CORZW icon
4
Core Scientific Inc Tranche 1 Warrants
CORZW
$1.29B
$2.11M 0.33%
194,514
-17,309
EXEEL
5
Expand Energy Corp Class C Warrants
EXEEL
$1.22M 0.19%
+11,257
OXY.WS icon
6
Occidental Petroleum Corp Warrants
OXY.WS
$18.2B
$1.21M 0.19%
+58,599
TAVI
7
Tavia Acquisition Corp
TAVI
$166M
$1.1M 0.17%
107,410
-5,000
CHAR
8
Charlton Aria Acquisition Corp
CHAR
$1.01M 0.16%
98,665
DMAA
9
Drugs Made In America Acquisition Corp
DMAA
$346M
$939K 0.15%
92,055
FORL icon
10
Four Leaf Acquisition Corp
FORL
$27.5M
$879K 0.14%
75,932
VCIC
11
Vine Hill Capital Investment Corp
VCIC
$334M
$875K 0.14%
84,156
KCHVU
12
Kochav Defense Acquisition Corp Units
KCHVU
$234M
$796K 0.12%
+78,200
BKHA
13
Black Hawk Acquisition Corp
BKHA
$46M
$790K 0.12%
74,230
+110
NEN icon
14
New England Realty Associates
NEN
$250M
$784K 0.12%
10,730
+1,081
PGAC
15
Pantages Capital Acquisition Corp
PGAC
$113M
$776K 0.12%
76,190
TDAC
16
Translational Development Acquisition Corp
TDAC
$765K 0.12%
74,422
+2
AAM
17
AA Mission Acquisition Corp
AAM
$700K 0.11%
67,196
AVPTW
18
DELISTED
AvePoint Inc Warrant
AVPTW
$626K 0.1%
80,602
+64,602
KVAC icon
19
Keen Vision Acquisition Corp
KVAC
$107M
$523K 0.08%
46,000
RGTIW icon
20
Rigetti Computing Warrants
RGTIW
$821M
$518K 0.08%
123,575
+72,167
CRAQU
21
Cal Redwood Acquisition Corp Units
CRAQU
$206M
$512K 0.08%
+49,900
EPR.PRE icon
22
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$107M
$509K 0.08%
+16,336
PELI
23
Pelican Acquisition Corp
PELI
$121M
$501K 0.08%
+50,000
OAKU icon
24
Oak Woods Acquisition Corp
OAKU
$65.4M
$485K 0.08%
41,426
+1,514
OPFI.WS icon
25
OppFi Inc Warrants
OPFI.WS
$32.9M
$482K 0.07%
112,553
-47,789
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