WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.42%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$333M
AUM Growth
+$333M
Cap. Flow
-$17.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
53.67%
Holding
286
New
25
Increased
35
Reduced
48
Closed
51

Top Buys

1
GSY icon
Invesco Ultra Short Duration ETF
GSY
$1.37M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
$786K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$742K
4
NNAG
99 Acquisition Group Inc. Class A Common Stock
NNAG
$696K
5
QETA icon
Quetta Acquisition Corp
QETA
$695K

Top Sells

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$1.11M
4
AAPL icon
Apple
AAPL
$942K
5
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$832K

Sector Composition

1 Financials 3.93%
2 Real Estate 0.29%
3 Industrials 0.26%
4 Technology 0.25%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$38.8M 7.35% 1,024,720 -21,976 -2% -$832K
HTZWW
2
Hertz Global Holdings Warrants
HTZWW
$274M
$3.04M 0.58% 555,380 -58,028 -9% -$318K
SURGW
3
DELISTED
SurgePays, Inc. Warrant
SURGW
$2.3M 0.44% 1,097,313 -67,537 -6% -$142K
NE.WS icon
4
Noble Corporation plc Tranche 1 Warrants
NE.WS
$3.08B
$1.74M 0.33% 58,791 -699 -1% -$20.7K
NE.WS.A icon
5
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.31B
$1.45M 0.27% 55,936 +6,873 +14% +$178K
GSY icon
6
Invesco Ultra Short Duration ETF
GSY
$2.95B
$1.37M 0.26% +27,381 New +$1.37M
EXEEL
7
Expand Energy Corporation Class C Warrants
EXEEL
$1.37M 0.26% 23,060 -1,628 -7% -$96.4K
EPR.PRC icon
8
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$1.26M 0.24% 59,232 +12,807 +28% +$273K
NEN icon
9
New England Realty Associates
NEN
$955K 0.18% 13,700 +1,550 +13% +$108K
ACAH
10
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
$824K 0.16% 77,825 +1,423 +2% +$15.1K
CFFS
11
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
$786K 0.15% +72,331 New +$786K
MNTN
12
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$772K 0.15% 70,530 +33,485 +90% +$366K
GLST
13
DELISTED
Global Star Acquisition, Inc. Class A Common Stock
GLST
$749K 0.14% 70,608 +22,046 +45% +$234K
HUDA
14
DELISTED
Hudson Acquisition I Corp. Common Stock
HUDA
$742K 0.14% +70,039 New +$742K
ACAC
15
DELISTED
Acri Capital Acquisition Corporation Class A Common Stock
ACAC
$725K 0.14% 65,468 +10,372 +19% +$115K
EXEEW
16
Expand Energy Corporation Class A Warrants
EXEEW
$700K 0.13% 10,379 +235 +2% +$15.8K
NNAG
17
DELISTED
99 Acquisition Group Inc. Class A Common Stock
NNAG
$696K 0.13% +68,300 New +$696K
QETA icon
18
Quetta Acquisition Corp
QETA
$695K 0.13% +68,700 New +$695K
OAKU icon
19
Oak Woods Acquisition Corp
OAKU
$684K 0.13% 65,000 – –
CNTM
20
DELISTED
ConnectM Technology Solutions, Inc. Common Stock
CNTM
$678K 0.13% 62,461 -12,591 -17% -$137K
RBCP
21
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$656K 0.12% 5,054 +54 +1% +$7.01K
CPTK
22
DELISTED
Crown PropTech Acquisitions
CPTK
$605K 0.11% +56,813 New +$605K
FORL icon
23
Four Leaf Acquisition Corp
FORL
$534K 0.1% 50,845 +35,693 +236% +$375K
PPHP
24
DELISTED
PHP Ventures Acquisition Corp. Class A Common Stock
PPHP
$518K 0.1% 46,719 +1,053 +2% +$11.7K
BITE
25
DELISTED
Bite Acquisition Corp.
BITE
$517K 0.1% +48,790 New +$517K
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