WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$319M
AUM Growth
+$116M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
240
New
Increased
Reduced
Closed

Top Buys

1
+$3.65M
2
+$1.54M
3
+$1.25M
4
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$1.08M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$907K

Top Sells

1
+$3.17M
2
+$1.28M
3
+$1.1M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$677K
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$645K

Sector Composition

1 Industrials 1.23%
2 Financials 1.03%
3 Technology 0.37%
4 Healthcare 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$5.18M 1.01%
2,133,405
+443,584
2
$3.65M 0.71%
+131,149
3
$2.45M 0.48%
43,867
+3,606
4
$2.42M 0.47%
1,125,088
+35,412
5
$1.54M 0.3%
+26,842
6
$1.25M 0.24%
+6,689
7
$1.21M 0.24%
89,939
-11,557
8
$907K 0.18%
+12,130
9
$829K 0.16%
538,121
-712,972
10
$770K 0.15%
558,186
+260,879
11
$739K 0.14%
7,320
+1,130
12
$660K 0.13%
11,000
+5,414
13
$639K 0.12%
639,277
-1,441
14
$569K 0.11%
25,000
+15,000
15
$563K 0.11%
+54,888
16
$521K 0.1%
108,509
+95,274
17
$478K 0.09%
+224,638
18
$461K 0.09%
+144,000
19
$439K 0.09%
+556,350
20
$303K 0.06%
+2,100
21
$293K 0.06%
+621
22
$262K 0.05%
+21,000
23
$260K 0.05%
+365,790
24
$252K 0.05%
+15,000
25
$248K 0.05%
+5,000
1
2 3 4 5