WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$332M
AUM Growth
-$15.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
262
New
Increased
Reduced
Closed

Top Buys

1
+$16.3M
2
+$16M
3
+$3.81M
4
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$3.68M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.06M

Top Sells

1
+$1.79M
2
+$1.78M
3
+$1.53M
4
IEAWW
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
+$1.51M
5
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
+$1.39M

Sector Composition

1 Financials 0.81%
2 Consumer Discretionary 0.34%
3 Healthcare 0.33%
4 Technology 0.26%
5 Real Estate 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$16.3M 3.02%
+126,255
2
$16M 2.97%
+7,312
3
$8.4M 1.56%
210,101
+92,101
4
$3.81M 0.71%
+106,250
5
$3.06M 0.57%
+1,473
6
$2.62M 0.49%
40,220
+4,230
7
$2.03M 0.38%
29,867
-17,966
8
$2.03M 0.38%
62,000
9
$1.79M 0.33%
+20,641
10
$1.78M 0.33%
+111,621
11
$1.4M 0.26%
+12,194
12
$1.37M 0.25%
+108,885
13
$913K 0.17%
91,856
-139,544
14
$640K 0.12%
+2,262
15
$592K 0.11%
30,001
-4,999
16
$581K 0.11%
+8,730
17
$543K 0.1%
339,517
-106,382
18
$442K 0.08%
236,415
+172,255
19
$434K 0.08%
182,270
+46,224
20
$381K 0.07%
+1,501
21
$339K 0.06%
5,001
-7,089
22
$318K 0.06%
+281,123
23
$256K 0.05%
341,391
-308,451
24
$227K 0.04%
+38,000
25
$210K 0.04%
+15,307
1
2 3 4 5