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WAM

Warberg Asset Management Portfolio holdings

AUM $343M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$204M
AUM Growth
-$84.8M
Cap. Flow
-$267M
Cap. Flow %
-131.02%
Top 10 Hldgs %
44.74%
Holding
213
New
32
Increased
11
Reduced
19
Closed
39

Top Buys

1
GCMGW
GCM Grosvenor Inc Warrant
GCMGW
+$1.72M
2
IEAWW
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
+$1.65M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$1.34M
4
NSLR
Neostellar Capital Corp
NSLR
+$1.18M
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$979K

Top Sells

1
NCLH icon
Norwegian Cruise Line
NCLH
+$1.44M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$838K
3
GRWG icon
GrowGeneration
GRWG
+$603K
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$536K
5
ALTG.WS
Alta Equipment Group Warrants
ALTG.WS
+$369K

Sector Composition

1 Consumer Discretionary 1.64%
2 Financials 1.07%
3 Technology 0.37%
4 Real Estate 0.15%
5 Healthcare 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEAWW
1
DELISTED
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
$3.7M 1.81%
1,089,676
+410,345
+60% +$1.65M
CCL icon
2
Carnival Corporation Ltd
CCL
$36.4B
$3.17M 1.56%
119,600
-2,400
-2% -$56.6K
TWNKW
3
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2.45M 1.2%
1,689,821
+596,384
+55% +$979K
NEE.PRO
4
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$2.32M 1.14%
40,261
-4,737
-11% -$281K
GCMGW
5
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$1.49M 0.73%
1,251,093
+1,061,379
+559% +$1.72M
SJIU
6
DELISTED
South Jersey Industries, Inc.
SJIU
$1.28M 0.63%
+33,225
New +$1.34M
NSLR
7
Neostellar Capital Corp
NSLR
$295M
$1.15M 0.57%
+101,496
New +$1.18M
TLT icon
8
iShares 20+ Year Treasury Bond ETF
TLT
$42B
$677K 0.33%
+5,000
New +$725K
CHNGU
9
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$645K 0.32%
+8,616
New +$675K
INSG icon
10
Inseego
INSG
$128M
$619K 0.3%
6,190
-440
-7% -$64.1K
ALTG.WS
11
DELISTED
Alta Equipment Group Warrants
ALTG.WS
$611K 0.3%
174,606
-145,194
-45% -$369K
IGICW
12
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$570K 0.28%
640,718
+10,197
+2% +$7.75K
DMS.WS
13
DELISTED
Digital Media Solutions, Inc. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
DMS.WS
$485K 0.24%
297,307
+170,670
+135% +$350K
DSKEW
14
DELISTED
Daseke, Inc. Warrant
DSKEW
$342K 0.17%
1,006,389
+91,389
+10% +$19.5K
SDS icon
15
ProShares UltraShort S&P500
SDS
$377M
$323K 0.16%
+1,200
New +$346K
NEN icon
16
New England Realty Associates
NEN
$307K 0.15%
5,586
+1,000
+22% +$52.3K
GOEVW
17
DELISTED
Canoo Inc. Warrant
GOEVW
$249K 0.12%
+88,000
New +$415K
PSTH
18
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$240K 0.12%
10,000
-29,900
-75% -$838K
AESC
19
DELISTED
The AES Corporation
AESC
$217K 0.11%
+2,097
New +$214K
NBSTU
20
DELISTED
Newbury Street Acquisition Corporation Units
NBSTU
$198K 0.1%
+20,000
New +$198K
BFIIW
21
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$181K 0.09%
+46,661
New +$135K
PTOCU
22
DELISTED
Pine TechnologYES Acquisition Corp. Unit
PTOCU
$174K 0.09%
+17,500
New +$174K
OPHC icon
23
OptimumBank Holdings
OPHC
$74M
$165K 0.08%
42,623
+6,410
+18% +$24.5K
MLAC
24
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$161K 0.08%
16,269
-3,131
-16% -$31.6K
RCLFU
25
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
$159K 0.08%
+16,076
New +$162K
1
2 3 4 5

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