WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$204M
AUM Growth
-$84.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
213
New
Increased
Reduced
Closed

Top Buys

1
+$1.72M
2
+$1.65M
3
+$1.34M
4
SSSS icon
SuRo Capital
SSSS
+$1.18M
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$979K

Top Sells

1
+$1.44M
2
+$838K
3
+$603K
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$536K
5
ALTG.WS
Alta Equipment Group Warrants
ALTG.WS
+$369K

Sector Composition

1 Consumer Discretionary 1.64%
2 Financials 1.07%
3 Technology 0.37%
4 Real Estate 0.15%
5 Healthcare 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$3.7M 1.81%
1,089,676
+410,345
2
$3.17M 1.56%
119,600
-2,400
3
$2.45M 1.2%
1,689,821
+596,384
4
$2.32M 1.14%
40,261
-4,737
5
$1.49M 0.73%
1,251,093
+1,061,379
6
$1.28M 0.63%
+33,225
7
$1.15M 0.57%
+101,496
8
$677K 0.33%
+5,000
9
$645K 0.32%
+8,616
10
$619K 0.3%
6,190
-440
11
$611K 0.3%
174,606
-145,194
12
$570K 0.28%
640,718
+10,197
13
$485K 0.24%
297,307
+170,670
14
$342K 0.17%
1,006,389
+91,389
15
$323K 0.16%
+1,200
16
$307K 0.15%
5,586
+1,000
17
$249K 0.12%
+88,000
18
$240K 0.12%
10,000
-29,900
19
$217K 0.11%
+2,097
20
$198K 0.1%
+20,000
21
$181K 0.09%
+46,661
22
$174K 0.09%
+17,500
23
$165K 0.08%
42,623
+6,410
24
$161K 0.08%
16,269
-3,131
25
$159K 0.08%
+16,076
1
2 3 4 5