WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$204M
AUM Growth
-$84.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
213
New
Increased
Reduced
Closed

Top Buys

1
+$1.39M
2
+$1.28M
3
+$1.26M
4
SSSS icon
SuRo Capital
SSSS
+$1.15M
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$865K

Top Sells

1
+$1.44M
2
+$718K
3
+$603K
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$536K
5
ALTG.WS
Alta Equipment Group Warrants
ALTG.WS
+$508K

Sector Composition

1 Consumer Discretionary 1.64%
2 Financials 1.07%
3 Technology 0.37%
4 Real Estate 0.15%
5 Healthcare 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$3.7M 1.23%
1,089,676
+410,345
2
$3.17M 1.05%
119,600
-2,400
3
$2.45M 0.81%
1,689,821
+596,384
4
$2.32M 0.77%
40,261
-4,737
5
$1.49M 0.49%
1,251,093
+1,061,379
6
$1.28M 0.42%
+33,225
7
$1.15M 0.38%
+101,496
8
$677K 0.22%
+5,000
9
$645K 0.21%
+8,616
10
$619K 0.21%
6,190
-440
11
$611K 0.2%
174,606
-145,194
12
$570K 0.19%
640,718
+10,197
13
$485K 0.16%
297,307
+170,670
14
$342K 0.11%
1,006,389
+91,389
15
$323K 0.11%
+6,000
16
$307K 0.1%
5,586
+1,000
17
$249K 0.08%
+88,000
18
$240K 0.08%
10,000
-29,900
19
$217K 0.07%
+2,097
20
$198K 0.07%
+20,000
21
$181K 0.06%
+46,661
22
$174K 0.06%
+17,500
23
$165K 0.05%
42,623
+6,410
24
$161K 0.05%
16,269
-3,131
25
$159K 0.05%
+16,076
1
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