WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$350M
AUM Growth
+$17.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
317
New
Increased
Reduced
Closed

Top Buys

1
+$1.67M
2
+$751K
3
+$733K
4
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$718K
5
NEN icon
New England Realty Associates
NEN
+$675K

Top Sells

1
+$1.54M
2
+$1.11M
3
+$947K
4
PXSAP
Pyxis Tankers Inc. 7.75% Series A Cumulative Convertible Preferred Shares
PXSAP
+$694K
5
OAKUU
Oak Woods Acquisition Corp Unit
OAKUU
+$663K

Sector Composition

1 Financials 2.4%
2 Technology 0.5%
3 Real Estate 0.46%
4 Industrials 0.29%
5 Energy 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$36.8M 10.51%
997,821
-24,773
2
$7.61M 2.17%
750,636
+183,576
3
$3.38M 0.96%
1,236,899
+25,407
4
$1.6M 0.46%
22,104
+9,547
5
$1.47M 0.42%
22,225
+11,713
6
$814K 0.23%
+38,600
7
$788K 0.22%
10,698
+1,546
8
$750K 0.21%
69,973
+59,946
9
$724K 0.21%
+69,800
10
$700K 0.2%
66,023
+5,927
11
$695K 0.2%
64,642
+20,319
12
$668K 0.19%
+65,000
13
$661K 0.19%
62,266
+11,164
14
$637K 0.18%
60,889
+11,449
15
$597K 0.17%
244
16
$590K 0.17%
54,500
-500
17
$537K 0.15%
49,934
-1,302
18
$502K 0.14%
48,078
+5,278
19
$494K 0.14%
46,800
+6,379
20
$468K 0.13%
44,250
+21,500
21
$466K 0.13%
+45,104
22
$438K 0.13%
41,421
+19,262
23
$420K 0.12%
+39,427
24
$312K 0.09%
29,700
+9,700
25
$294K 0.08%
480,509
-129,624
1
2 3 4 5