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WAM
Warberg Asset Management Portfolio holdings
AUM
$600M
1-Year Est. Return
23.37%
This Fund
S&P 500
This Quarter
Est. Return
+2.03%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$37.8M
(+6.2%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-40.59%
Top 10 Holdings %
Top 10 Hldgs %
55.76%
Holding
241
New
61
Increased
21
Reduced
33
Closed
59
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PARA
Paramount Global Class B
PARA
|
+$2.34M |
| 2 |
Stereotaxis
STXS
|
+$1.76M |
| 3 |
Occidental Petroleum Corp Warrants
OXY.WS
|
+$1.21M |
| 4 |
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
|
+$1.11M |
| 5 |
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
|
+$1.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$2.98M |
| 2 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$1.13M |
| 3 |
CLRC
ClimateRock Class A Ordinary Shares
CLRC
|
+$905K |
| 4 |
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
|
+$789K |
| 5 |
Apollo Global Management Series A
APO.PRA
|
+$768K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 2.03% |
| 2 | Healthcare | 0.43% |
| 3 | Communication Services | 0.4% |
| 4 | Real Estate | 0.12% |
| 5 | Technology | 0.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $136M | 21.13% |
220,000
-130,000
| -37% | -$74.3M |
|
|
2
PUT
Invesco QQQ Trust
QQQ
$439B
| $52.4M | 8.15% |
95,000
+48,000
| +102% | +$23.9M |
|
3
CALL
Microsoft
MSFT
$2.93T
| $6.96M | 1.08% |
+14,000
| New | +$6.08M |
|
4
PUT
Palantir
PLTR
$298B
| $6.41M | 1% |
+47,000
| New | +$5.51M |
|
|
5
PUT
Microsoft
MSFT
$2.93T
| $3.98M | 0.62% |
+8,000
| New | +$3.47M |
|
|
6
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$154M
| $3.44M | 0.54% |
135,412
+45,232
| +50% | +$1.05M |
|
7
PUT
Carvana
CVNA
$48.1B
| $2.7M | 0.42% |
40,000
+15,000
| +60% | +$823K |
|
|
PARA
8
DELISTED
Paramount Global Class B
PARA
| $2.58M | 0.4% |
+200,000
| New | +$2.34M |
|
|
9
Stereotaxis
STXS
$132M
| $2.55M | 0.4% |
1,201,500
+867,878
| +260% | +$1.76M |
|
10
PUT
Equinix
EQIX
$99.7B
| $2.39M | 0.37% |
+3,000
| New | +$2.55M |
|
11
Core Scientific Inc Tranche 1 Warrants
CORZW
$1.22B
| $2.11M | 0.33% |
194,514
-17,309
| -8% | -$86.1K |
|
12
PUT
Apple
AAPL
$5T
| $2.05M | 0.32% |
10,000
-8,000
| -44% | -$1.62M |
|
13
CALL
iShares Silver Trust
SLV
$27.5B
| $1.97M | 0.31% |
60,000
+20,000
| +50% | +$612K |
|
14
CALL
Micron Technology
MU
$883B
| $1.85M | 0.29% |
+15,000
| New | +$1.4M |
|
15
PUT
Robinhood
HOOD
$80.6B
| $1.78M | 0.28% |
+19,000
| New | +$1.12M |
|
16
PUT
iShares S&P 100 ETF
OEF
$19.7B
| $1.76M | 0.27% |
20,000
-10,000
| -33% | -$2.79M |
|
17
PUT
iShares Bitcoin Trust
IBIT
$47.5B
| $1.53M | 0.24% |
+25,000
| New | +$1.4M |
|
|
CRWV
18
PUT
CoreWeave
CRWV
$34.5B
| $1.47M | 0.23% |
+9,000
| New | +$830K |
|
|
CRCL
19
PUT
Circle Internet Group
CRCL
$15.6B
| $1.45M | 0.23% |
+8,000
| New | +$1.3M |
|
20
CALL
PG&E
PCG
$39B
| $1.39M | 0.22% |
+100,000
| New | +$1.63M |
|
|
EXEEL
21
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
| $1.22M | 0.19% |
+11,257
| New | +$1.11M |
|
|
22
Occidental Petroleum Corp Warrants
OXY.WS
$32.3B
| $1.21M | 0.19% |
+58,599
| New | +$1.21M |
|
|
PARA
23
CALL
DELISTED
Paramount Global Class B
PARA
| $1.21M | 0.19% |
+93,500
| New | +$1.09M |
|
|
TAVI
24
Tavia Acquisition Corp
TAVI
| $1.1M | 0.17% |
107,410
-5,000
| -4% | -$50.7K |
|
|
CTLP
25
PUT
DELISTED
Cantaloupe
CTLP
| $1.06M | 0.16% |
+96,300
| New | +$833K |
|
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Warberg Asset Management's Q2 2025 Portfolio in Review
As of Q2 2025, Warberg Asset Management held 241 positions worth $643M, up 6.2% from $605M the previous quarter. Its ten largest holdings account for 56% of the portfolio.
Warberg Asset Management withdrew a net $261M in Q2 2025, closing 59 positions and reducing 33 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $2.98M position sold in full.
By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Communication Services.
Against the trend, Warberg Asset Management opened a new position in Paramount Global Class B worth $2.58M.
- Warberg Asset Management's largest Q2 2025 buy was Paramount Global Class B: 200,000 shares worth $2.58M.
- Warberg Asset Management added most to Stereotaxis in Q2 2025, an estimated $1.76M increase.
- Warberg Asset Management's biggest Q2 2025 reduction was OppFi Inc Warrants, cutting an estimated $145K.
- Warberg Asset Management fully exited Invesco QQQ Trust in Q2 2025, selling an estimated $2.98M.
- Warberg Asset Management's ten largest holdings make up 56% of its $643M portfolio in Q2 2025.
- Warberg Asset Management opened 61 new positions and closed 59 in Q2 2025.
- Warberg Asset Management's portfolio value rose 6.2% quarter-over-quarter to $643M.
Based on Warberg Asset Management's 13F filing for Q2 2025, filed 12 Aug 2025.