WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.34M
2
+$1.76M
3
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

1
+$2.98M
2
+$1.13M
3
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$3.44M 0.84%
135,412
+45,232
2
$2.58M 0.63%
+200,000
3
$2.55M 0.62%
1,201,500
+867,878
4
$2.11M 0.52%
194,514
-17,309
5
$1.22M 0.3%
+11,257
6
$1.21M 0.3%
+58,599
7
$1.1M 0.27%
107,410
-5,000
8
$1.01M 0.25%
98,665
9
$939K 0.23%
92,055
10
$879K 0.22%
75,932
11
$875K 0.21%
84,156
12
$796K 0.2%
+78,200
13
$790K 0.19%
74,230
+110
14
$784K 0.19%
10,730
+1,081
15
$776K 0.19%
76,190
16
$765K 0.19%
74,422
+2
17
$700K 0.17%
67,196
18
$626K 0.15%
80,602
+64,602
19
$523K 0.13%
46,000
20
$518K 0.13%
123,575
+72,167
21
$512K 0.13%
+49,900
22
$509K 0.13%
+16,336
23
$501K 0.12%
+50,000
24
$485K 0.12%
41,426
+1,514
25
$482K 0.12%
112,553
-47,789
1
2 3 4 5