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WAM
Warberg Asset Management Portfolio holdings
AUM
$551M
1-Year Est. Return
34.68%
This Fund
S&P 500
This Quarter
Est. Return
+10.14%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$600M
AUM Growth
-$232M
(-28%)
Cap. Flow
-$118M
Cap. Flow
% of AUM
-19.74%
Top 10 Holdings %
Top 10 Hldgs %
72.8%
Holding
240
New
67
Increased
16
Reduced
42
Closed
48
Avg Time Held Equity + Options
3
quarters
Top 10 Avg Time Held Equity + Options
4.8
quarters
Top 20 Avg Time Held Equity + Options
3
quarters
Avg Time Held Equity only
2.7
quarters
Top 10 Avg Time Held Equity only
1.9
quarters
Top 20 Avg Time Held Equity only
1.4
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Occidental Petroleum Corp Warrants
OXY.WS
|
+$9.1M |
| 2 |
Cornerstone Strategic Value Fund
CLM
|
+$8.18M |
| 3 |
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
|
+$3.46M |
| 4 |
Albemarle Corp Depositary Shares
ALB.PRA
|
+$1.83M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$1.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BCAR
D. Boral ARC Acquisition I Corp
BCAR
|
+$982K |
| 2 |
Rigetti Computing
RGTI
|
+$924K |
| 3 |
Silicon Valley Acquisition Corp Units
SVAQU
|
+$746K |
| 4 |
Vine Hill Capital Investment Corp II Units
VHCPU
|
+$721K |
| 5 |
AAM
AA Mission Acquisition Corp
AAM
|
+$717K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 94.98% |
| 2 | Financials | 4.21% |
| 3 | Healthcare | 0.4% |
| 4 | Real Estate | 0.18% |
| 5 | Consumer Staples | 0.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$816B
| $202M | 33.62% |
310,000
-323,000
| -51% | -$220M |
2020 Q4
21 quarters
|
|
|
2
Occidental Petroleum Corp Warrants
OXY.WS
$37.5B
| $20.9M | 3.49% |
486,509
+321,591
| +195% | +$9.1M |
2025 Q2
3 quarters
|
|
|
3
PUT
Invesco QQQ Trust
QQQ
$492B
| $20.2M | 3.37% |
35,000
-10,000
| -22% | -$6.08M |
2021 Q3
18 quarters
|
|
|
4
Cornerstone Strategic Value Fund
CLM
$2.04B
| $7.59M | 1.27% |
+1,041,935
| New | +$8.18M |
2026 Q1
0 quarters
|
|
5
CALL
ExxonMobil
XOM
$721B
| $5.09M | 0.85% |
+30,000
| New | +$4.38M |
2026 Q1
0 quarters
|
|
6
PUT
United States Oil Fund
USO
$1.97B
| $4.96M | 0.83% |
+39,000
| New | +$3.46M |
2026 Q1
0 quarters
|
|
7
PUT
iShares S&P 100 ETF
OEF
$20.7B
| $4.33M | 0.72% |
50,000
| – | – |
2022 Q4
13 quarters
|
|
8
PUT
NVIDIA
NVDA
$5.41T
| $3.84M | 0.64% |
22,000
+8,000
| +57% | +$1.47M |
2025 Q3
2 quarters
|
|
|
9
Albemarle Corp Depositary Shares
ALB.PRA
$1.99B
| $2.77M | 0.46% |
38,500
+26,466
| +220% | +$1.83M |
2025 Q4
1 quarter
|
|
|
10
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
$519M
| $2.72M | 0.45% |
+49,991
| New | +$3.46M |
2026 Q1
0 quarters
|
|
11
PUT
DELISTED
Cantaloupe
CTLP
| $2.56M | 0.43% |
236,400
+10,600
| +5% | +$112K |
2025 Q2
3 quarters
|
|
12
Core Scientific Inc Tranche 1 Warrants
CORZW
$751M
| $2.34M | 0.39% |
267,900
+46,000
| +21% | +$493K |
2024 Q2
7 quarters
|
|
13
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$130M
| $2.26M | 0.38% |
99,923
+2,779
| +3% | +$68.3K |
2023 Q2
11 quarters
|
|
14
Stereotaxis
STXS
$104M
| $2.01M | 0.34% |
1,094,123
-13,534
| -1% | -$29.7K |
2024 Q1
8 quarters
|
|
15
Bank of America Series L
BAC.PRL
$3.54B
| $1.79M | 0.3% |
1,500
+627
| +72% | +$776K |
2025 Q4
1 quarter
|
|
16
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
| $1.77M | 0.3% |
+28,903
| New | +$1.55M |
2026 Q1
0 quarters
|
|
17
CALL
Strategy Inc
MSTR
$61.8B
| $1.75M | 0.29% |
+14,000
| New | +$2M |
2026 Q1
0 quarters
|
|
|
18
Invesco QQQ Trust
QQQ
$492B
| $1.73M | 0.29% |
+3,000
| New | +$1.82M |
2026 Q1
0 quarters
|
|
19
iShares 0-3 Month Treasury Bond ETF
SGOV
$115B
| $1.7M | 0.28% |
+16,928
| New | +$1.7M |
2026 Q1
0 quarters
|
|
20
FG Imperii Acquisition Corp
FGII
$290M
| $1.53M | 0.26% |
+154,908
| New | +$1.53M |
2026 Q1
0 quarters
|
|
21
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
| $1.5M | 0.25% |
56,999
+3,183
| +6% | +$59.5K |
2023 Q2
11 quarters
|
|
|
22
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$106M
| $1.5M | 0.25% |
49,292
-6,157
| -11% | -$197K |
2025 Q2
3 quarters
|
|
23
PUT
State Street Financial Select Sector SPDR ETF
XLF
$50.4B
| $1.48M | 0.25% |
30,000
+10,000
| +50% | +$521K |
2025 Q4
1 quarter
|
|
24
Xsolla SPAC 1
XSLL
$277M
| $1.41M | 0.23% |
+143,000
| New | +$1.41M |
2026 Q1
0 quarters
|
|
|
25
CALL
Occidental Petroleum
OXY
$61.8B
| $1.3M | 0.22% |
+20,000
| New | +$1.01M |
2026 Q1
0 quarters
|
|
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Warberg Asset Management's Q1 2026 Portfolio in Review
As of Q1 2026, Warberg Asset Management held 240 positions worth $600M, down 28% from $831M the previous quarter. Its ten largest holdings account for 73% of the portfolio.
Warberg Asset Management withdrew a net $118M in Q1 2026, closing 48 positions and reducing 42 holdings. Its most notable exit was Rigetti Computing, an estimated $924K position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 97% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Warberg Asset Management opened a new position in Cornerstone Strategic Value Fund worth $7.59M.
- Warberg Asset Management's largest Q1 2026 buy was Cornerstone Strategic Value Fund: 1,041,935 shares worth $7.59M.
- Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2026, an estimated $9.1M increase.
- Warberg Asset Management's biggest Q1 2026 reduction was D. Boral ARC Acquisition I Corp, cutting an estimated $982K.
- Warberg Asset Management fully exited Rigetti Computing in Q1 2026, selling an estimated $924K.
- Warberg Asset Management's ten largest holdings make up 73% of its $600M portfolio in Q1 2026.
- Warberg Asset Management opened 67 new positions and closed 48 in Q1 2026.
- Warberg Asset Management's portfolio value fell 28% quarter-over-quarter to $600M.
Based on Warberg Asset Management's 13F filing for Q1 2026, filed 7 May 2026.