WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.06%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$347M
AUM Growth
+$347M
Cap. Flow
+$3.18M
Cap. Flow %
0.92%
Top 10 Hldgs %
48.11%
Holding
243
New
43
Increased
24
Reduced
24
Closed
22

Top Buys

1
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$4.29M
2
PAVMZ
PAVmed Inc. Series Z Warrant
PAVMZ
$2.34M
3
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$2.09M
4
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M

Top Sells

1
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$6.22M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$2.38M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K
5
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$497K

Sector Composition

1 Financials 1.03%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EXEEW
1
Expand Energy Corporation Class A Warrants
EXEEW
$4.29M 0.69% +118,000 New +$4.29M
PAVMZ
2
DELISTED
PAVmed Inc. Series Z Warrant
PAVMZ
$3.1M 0.5% 445,899 +337,390 +311% +$2.34M
NEE.PRO
3
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$2.8M 0.45% 47,833 +3,966 +9% +$232K
MUDS
4
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$2.3M 0.37% 231,400 +210,400 +1,002% +$2.09M
WTRU
5
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2.07M 0.33% 35,990 +9,148 +34% +$525K
EXEEL
6
Expand Energy Corporation Class C Warrants
EXEEL
$1.81M 0.29% +62,000 New +$1.81M
QQQ icon
7
Invesco QQQ Trust
QQQ
$364B
$1.79M 0.29% +5,000 New +$1.79M
WSC icon
8
WillScot Mobile Mini Holdings
WSC
$4.41B
$1.78M 0.29% 56,004 -75,145 -57% -$2.38M
NEE.PRP
9
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$1.53M 0.25% +30,000 New +$1.53M
IEAWW
10
DELISTED
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
$1.51M 0.24% 1,278,607 +153,519 +14% +$181K
SSSS icon
11
SuRo Capital
SSSS
$208M
$838K 0.14% 64,929 -25,010 -28% -$323K
NEN icon
12
New England Realty Associates
NEN
$737K 0.12% 12,090 +1,090 +10% +$66.4K
PSTH
13
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$690K 0.11% 35,000 +10,000 +40% +$197K
GCMGW icon
14
GCM Grosvenor Inc. Warrant
GCMGW
$34.6M
$575K 0.09% 288,705 -249,416 -46% -$497K
INSG icon
15
Inseego
INSG
$185M
$488K 0.08% 73,200 – –
IGICW
16
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$458K 0.07% 649,842 +10,565 +2% +$7.45K
MYSEW
17
Myseum, Inc. Series A Warrant
MYSEW
$47.2K
$393K 0.06% +45,658 New +$393K
KLR.WS
18
DELISTED
Kaleyra, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exercise price of $40.25 per share
KLR.WS
$373K 0.06% 136,046 -7,954 -6% -$21.8K
ASTRW
19
DELISTED
Astra Space, Inc. Warrant
ASTRW
$249K 0.04% +104,873 New +$249K
DSKEW
20
DELISTED
Daseke, Inc. Warrant
DSKEW
$218K 0.04% 1,063,101 +49,909 +5% +$10.2K
NRAC
21
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$207K 0.03% +21,324 New +$207K
TRKAW
22
DELISTED
Troika Media Group, Inc. Warrant
TRKAW
$202K 0.03% 565,647 +9,297 +2% +$3.32K
BKSY.WS icon
23
BlackSky Technology Inc. Redeemable Warrants, each whole Warrant exercisable for one-eighth (1/8th) of a share of Class A Common Stock at an exercise price of $92.00 per whole share
BKSY.WS
$4.24M
$200K 0.03% +126,760 New +$200K
DMS.WS
24
DELISTED
Digital Media Solutions, Inc. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
DMS.WS
$199K 0.03% 262,122 -296,064 -53% -$225K
FPAC
25
DELISTED
Far Peak Acquisition Corporation
FPAC
$198K 0.03% 19,900 – –
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