WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$347M
AUM Growth
+$27.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
243
New
Increased
Reduced
Closed

Top Buys

1
+$4.29M
2
+$2.34M
3
+$2.09M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.79M

Top Sells

1
+$6.22M
2
+$2.38M
3
+$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$907K
5
GCMGW icon
GCM Grosvenor Inc Warrant
GCMGW
+$497K

Sector Composition

1 Financials 1.03%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$4.29M 0.69%
+118,000
2
$3.1M 0.5%
445,899
+337,390
3
$2.8M 0.45%
47,833
+3,966
4
$2.3M 0.37%
231,400
+210,400
5
$2.06M 0.33%
35,990
+9,148
6
$1.81M 0.29%
+62,000
7
$1.79M 0.29%
+5,000
8
$1.78M 0.29%
56,004
-75,145
9
$1.53M 0.25%
+30,000
10
$1.51M 0.24%
1,278,607
+153,519
11
$838K 0.14%
64,929
-25,010
12
$737K 0.12%
12,090
+1,090
13
$690K 0.11%
35,000
+10,000
14
$575K 0.09%
288,705
-249,416
15
$488K 0.08%
7,320
16
$458K 0.07%
649,842
+10,565
17
$393K 0.06%
+45,658
18
$373K 0.06%
136,046
-7,954
19
$249K 0.04%
+104,873
20
$218K 0.04%
1,063,101
+49,909
21
$207K 0.03%
+21,324
22
$202K 0.03%
565,647
+9,297
23
$200K 0.03%
+126,760
24
$199K 0.03%
262,122
-296,064
25
$198K 0.03%
19,900
1
2 3 4 5