WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.33%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$25.2M
Cap. Flow %
7.88%
Top 10 Hldgs %
62.44%
Holding
292
New
56
Increased
32
Reduced
51
Closed
42

Top Buys

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$2.1M
4
NE.WS icon
Noble Corporation plc Tranche 1 Warrants
NE.WS
$1.89M
5
NE.WS.A icon
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.14M

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$840K
2
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$724K
3
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
$695K
4
NEN icon
New England Realty Associates
NEN
$679K
5
JTAI icon
Jet.AI
JTAI
$597K

Sector Composition

1 Technology 4.19%
2 Financials 3.13%
3 Healthcare 0.49%
4 Real Estate 0.26%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$45M 9.08% 1,046,696 +48,875 +5% +$2.1M
VMW
2
DELISTED
VMware, Inc
VMW
$11.6M 2.33% +69,485 New +$11.6M
SPY icon
3
SPDR S&P 500 ETF Trust
SPY
$658B
$5.13M 1.03% +12,000 New +$5.13M
HTZWW
4
Hertz Global Holdings Warrants
HTZWW
$274M
$3.75M 0.76% 613,408 -137,228 -18% -$840K
NE.WS icon
5
Noble Corporation plc Tranche 1 Warrants
NE.WS
$3.08B
$1.89M 0.38% +59,490 New +$1.89M
EXEEL
6
Expand Energy Corporation Class C Warrants
EXEEL
$1.72M 0.35% 24,688 +2,463 +11% +$172K
NE.WS.A icon
7
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.31B
$1.37M 0.28% 49,063 +40,641 +483% +$1.14M
SURGW
8
DELISTED
SurgePays, Inc. Warrant
SURGW
$1.29M 0.26% 1,164,850 -72,049 -6% -$79.7K
TLT icon
9
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$1.11M 0.22% +12,500 New +$1.11M
AAPL icon
10
Apple
AAPL
$3.45T
$942K 0.19% +5,500 New +$942K
EPR.PRC icon
11
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$873K 0.18% 46,425 +7,825 +20% +$147K
NEN icon
12
New England Realty Associates
NEN
$829K 0.17% 12,150 -9,954 -45% -$679K
CNTM
13
DELISTED
ConnectM Technology Solutions, Inc. Common Stock
CNTM
$799K 0.16% 75,052 +14,163 +23% +$151K
ACAH
14
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
$798K 0.16% 76,402 +31,298 +69% +$327K
EXEEW
15
Expand Energy Corporation Class A Warrants
EXEEW
$784K 0.16% 10,144 -554 -5% -$42.8K
XFIN
16
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$773K 0.16% +72,617 New +$773K
EONR
17
EON Resources Inc.
EONR
$12.9M
$760K 0.15% 70,068 +7,802 +13% +$84.6K
ABP
18
Abpro Holdings, Inc Common Stock
ABP
$19.6M
$723K 0.15% +68,317 New +$723K
BRAC
19
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
$716K 0.14% +65,103 New +$716K
NNAGU
20
DELISTED
99 Acquisition Group Inc. Unit
NNAGU
$708K 0.14% +68,300 New +$708K
OAKU icon
21
Oak Woods Acquisition Corp
OAKU
$680K 0.14% 65,000 – –
ACAC
22
DELISTED
Acri Capital Acquisition Corporation Class A Common Stock
ACAC
$604K 0.12% 55,096 +596 +1% +$6.53K
RBCP
23
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$552K 0.11% +5,000 New +$552K
GLST
24
DELISTED
Global Star Acquisition, Inc. Class A Common Stock
GLST
$517K 0.1% 48,562 +31,106 +178% +$331K
PPHP
25
DELISTED
PHP Ventures Acquisition Corp. Class A Common Stock
PPHP
$500K 0.1% 45,666 -24,307 -35% -$266K
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