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WAM
Warberg Asset Management Portfolio holdings
AUM
$600M
1-Year Est. Return
23.37%
This Fund
S&P 500
This Quarter
Est. Return
-0.69%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$831M
AUM Growth
+$204M
(+33%)
Cap. Flow
-$26.4M
Cap. Flow
% of AUM
-3.18%
Top 10 Holdings %
Top 10 Hldgs %
76.27%
Holding
241
New
56
Increased
19
Reduced
28
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Rigetti Computing
RGTI
|
+$1.36M |
| 2 |
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
|
+$1.14M |
| 3 |
Bank of America Series L
BAC.PRL
|
+$1.1M |
| 4 |
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
|
+$746K |
| 5 |
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
|
+$722K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Rigetti Computing Warrants
RGTIW
|
+$8.23M |
| 2 |
Occidental Petroleum Corp Warrants
OXY.WS
|
+$5.65M |
| 3 |
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
|
+$2.37M |
| 4 |
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
|
+$1.05M |
| 5 |
FORL
Four Leaf Acquisition Corp
FORL
|
+$873K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 2.58% |
| 2 | Healthcare | 0.38% |
| 3 | Technology | 0.15% |
| 4 | Real Estate | 0.13% |
| 5 | Consumer Staples | 0.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
| $432M | 51.93% |
633,000
+339,000
| +115% | +$229M |
|
2
PUT
Invesco QQQ Trust
QQQ
$481B
| $27.6M | 3.33% |
45,000
-6,000
| -12% | -$3.68M |
|
3
PUT
Palantir
PLTR
$413B
| $5.15M | 0.62% |
29,000
-6,000
| -17% | -$1.09M |
|
4
PUT
iShares S&P 100 ETF
OEF
$20.5B
| $4.36M | 0.52% |
50,000
-10,000
| -17% | -$3.4M |
|
5
PUT
Carvana
CVNA
$77.9B
| $3.8M | 0.46% |
45,000
+35,000
| +350% | +$2.6M |
|
6
PUT
VanEck Gold Miners ETF
GDX
$27.4B
| $3.35M | 0.4% |
+39,000
| New | +$3.08M |
|
|
7
Occidental Petroleum Corp Warrants
OXY.WS
$32B
| $3.18M | 0.38% |
164,918
-284,393
| -63% | -$5.65M |
|
8
PUT
NVIDIA
NVDA
$5.42T
| $2.61M | 0.31% |
14,000
+4,000
| +40% | +$745K |
|
9
Stereotaxis
STXS
$141M
| $2.55M | 0.31% |
1,107,657
+57,790
| +6% | +$154K |
|
10
PUT
iShares Morningstar Value ETF
ILCV
$1.35B
| $2.42M | 0.29% |
30,000
| – | – |
|
|
CTLP
11
PUT
DELISTED
Cantaloupe
CTLP
| $2.4M | 0.29% |
225,800
-50,500
| -18% | -$535K |
|
|
12
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
| $2.17M | 0.26% |
97,144
-45,206
| -32% | -$1.05M |
|
|
13
CALL
VanEck Gold Miners ETF
GDX
$27.4B
| $1.89M | 0.23% |
22,000
+1,000
| +5% | +$79K |
|
14
Core Scientific Inc Tranche 1 Warrants
CORZW
$1.41B
| $1.88M | 0.23% |
221,900
+29,350
| +15% | +$326K |
|
|
15
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$113M
| $1.67M | 0.2% |
55,449
+37,032
| +201% | +$1.14M |
|
16
CALL
iShares Silver Trust
SLV
$30.9B
| $1.61M | 0.19% |
25,000
+5,000
| +25% | +$250K |
|
|
VNME
17
Vendome Acquisition Corp I
VNME
| $1.39M | 0.17% |
138,500
| – | – |
|
18
CALL
Apple
AAPL
$4.57T
| $1.36M | 0.16% |
+5,000
| New | +$1.34M |
|
|
19
PUT
Rigetti Computing
RGTI
$5.99B
| $1.32M | 0.16% |
59,800
+20,000
| +50% | +$652K |
|
|
BCAR
20
D. Boral ARC Acquisition I Corp
BCAR
$190M
| $1.15M | 0.14% |
114,331
-25,669
| -18% | -$257K |
|
21
New England Realty Associates
NEN
| $1.1M | 0.13% |
17,041
+5,627
| +49% | +$386K |
|
22
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
| $1.1M | 0.13% |
+20,000
| New | +$1.07M |
|
|
23
Bank of America Series L
BAC.PRL
$3.99B
| $1.09M | 0.13% |
+873
| New | +$1.1M |
|
|
TAVI
24
Tavia Acquisition Corp
TAVI
$170M
| $1.09M | 0.13% |
104,360
-3,000
| -3% | -$31.2K |
|
|
CHAR
25
Charlton Aria Acquisition Corp
CHAR
| $1.03M | 0.12% |
98,665
| – | – |
|
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Warberg Asset Management's Q4 2025 Portfolio in Review
As of Q4 2025, Warberg Asset Management held 241 positions worth $831M, up 33% from $627M the previous quarter. Its ten largest holdings account for 76% of the portfolio.
Warberg Asset Management withdrew a net $26.4M in Q4 2025, closing 60 positions and reducing 28 holdings. Its most notable exit was Rigetti Computing Warrants, an estimated $8.23M position sold in full.
By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Technology.
Against the trend, Warberg Asset Management opened a new position in Rigetti Computing worth $924K.
- Warberg Asset Management's largest Q4 2025 buy was Rigetti Computing: 41,700 shares worth $924K.
- Warberg Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2025, an estimated $1.14M increase.
- Warberg Asset Management's biggest Q4 2025 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $5.65M.
- Warberg Asset Management fully exited Rigetti Computing Warrants in Q4 2025, selling an estimated $8.23M.
- Warberg Asset Management's ten largest holdings make up 76% of its $831M portfolio in Q4 2025.
- Warberg Asset Management opened 56 new positions and closed 60 in Q4 2025.
- Warberg Asset Management's portfolio value rose 33% quarter-over-quarter to $831M.
Based on Warberg Asset Management's 13F filing for Q4 2025, filed 13 Feb 2026.