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WAM

Warberg Asset Management Portfolio holdings

AUM $343M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$366M
AUM Growth
+$69.9M
Cap. Flow
-$135M
Cap. Flow %
-36.89%
Top 10 Hldgs %
59.58%
Holding
343
New
88
Increased
35
Reduced
36
Closed
40

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.6M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.23M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.96M
5
AAPL icon
Apple
AAPL
+$2.51M

Top Sells

1
SWT
Stanley Black & Decker, Inc.
SWT
+$1.11M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$782K
3
SO icon
Southern Company
SO
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$551K

Sector Composition

1 Financials 2.32%
2 Technology 1.02%
3 Consumer Discretionary 0.37%
4 Real Estate 0.35%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$786B
$120M 32.67%
334,600
+89,600
+37% +$35.6M
OXY.WS icon
2
Occidental Petroleum Corp Warrants
OXY.WS
$29.9B
$44.4M 12.15%
1,121,795
+70,323
+7% +$2.96M
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$481B
$37.4M 10.23%
140,000
+55,000
+65% +$16.6M
EXEEW
4
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$31.7M 8.68%
395,369
+18,521
+5% +$1.44M
SPY icon
5
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$786B
$25M 6.83%
+70,000
New +$27.8M
EXEEL
6
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$22.2M 6.07%
302,383
+589
+0.2% +$41.3K
EXEEZ
7
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$18.5M 5.04%
241,808
+43,707
+22% +$3.22M
QQQ icon
8
Invesco QQQ Trust
QQQ
$481B
$9.49M 2.59%
35,500
+28,500
+407% +$8.6M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$786B
$7.5M 2.05%
21,000
+5,000
+31% +$1.99M
HTZWW
10
Hertz Global Holdings Warrants
HTZWW
$76M
$5.39M 1.47%
605,332
+392,140
+184% +$4.23M
ATVI
11
CALL
DELISTED
Activision Blizzard
ATVI
$4.94M 1.35%
66,500
+4,100
+7% +$321K
TSLA icon
12
PUT
Tesla
TSLA
$1.48T
$3.98M 1.09%
15,000
+4,200
+39% +$1.17M
GFLU
13
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$3.91M 1.07%
67,927
+771
+1% +$48.5K
AAPL icon
14
PUT
Apple
AAPL
$4.81T
$3.46M 0.94%
25,000
+15,000
+150% +$2.35M
BSJO
15
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$2.26M 0.62%
+104,451
New +$2.33M
AAPL icon
16
Apple
AAPL
$4.81T
$2.21M 0.6%
+16,000
New +$2.51M
TLT icon
17
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42B
$2.05M 0.56%
+20,000
New +$2.25M
TLT icon
18
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42B
$2.05M 0.56%
+20,000
New +$2.25M
BSJP
19
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$1.9M 0.52%
+87,215
New +$1.96M
XLE icon
20
PUT
State Street Energy Select Sector SPDR ETF
XLE
$37.4B
$1.8M 0.49%
+50,000
New +$1.89M
GDX icon
21
CALL
VanEck Gold Miners ETF
GDX
$22.6B
$1.78M 0.49%
73,800
-5,300
-7% -$134K
FSR
22
PUT
DELISTED
Fisker Inc.
FSR
$1.54M 0.42%
204,300
+18,600
+10% +$168K
XOM icon
23
CALL
ExxonMobil
XOM
$599B
$1.48M 0.41%
17,000
+7,000
+70% +$639K
XLE icon
24
State Street Energy Select Sector SPDR ETF
XLE
$37.4B
$1.37M 0.37%
+38,000
New +$1.44M
NEN icon
25
New England Realty Associates
NEN
$1.29M 0.35%
16,760
-1,211
-7% -$95.7K
1
2 3 4 5

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