WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$366M
AUM Growth
+$69.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$7.62M
2
+$3.49M
3
+$3.34M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.79M
5
BSJO
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
+$2.26M

Top Sells

1
+$1.11M
2
+$782K
3
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$539K

Sector Composition

1 Financials 2.32%
2 Technology 1.02%
3 Consumer Discretionary 0.37%
4 Real Estate 0.35%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$44.4M 7.69%
1,121,795
+70,323
2
$31.7M 5.49%
395,369
+18,521
3
$22.2M 3.84%
302,383
+589
4
$18.5M 3.19%
241,808
+43,707
5
$9.49M 1.64%
35,500
+28,500
6
$7.5M 1.3%
21,000
+5,000
7
$5.39M 0.93%
605,332
+392,140
8
$3.91M 0.68%
67,927
+771
9
$2.26M 0.39%
+104,451
10
$2.21M 0.38%
+16,000
11
$1.9M 0.33%
+87,215
12
$1.37M 0.24%
+19,000
13
$1.29M 0.22%
16,760
-1,211
14
$1.2M 0.21%
17,960
-8,077
15
$1.17M 0.2%
911,236
+441,691
16
$1.09M 0.19%
+12,366
17
$1M 0.17%
+20,000
18
$455K 0.08%
799,088
19
$447K 0.08%
+44,500
20
$407K 0.07%
+808
21
$405K 0.07%
+40,043
22
$405K 0.07%
+40,000
23
$403K 0.07%
+178
24
$402K 0.07%
+40,421
25
$401K 0.07%
+40,002
1
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