WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$296M
AUM Growth
-$142M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
295
New
Increased
Reduced
Closed

Top Buys

1
+$6.55M
2
+$6.29M
3
+$6.04M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$2.45M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.27M

Top Sells

1
+$26.2M
2
+$13.4M
3
+$1.85M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$763K
5
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$743K

Sector Composition

1 Financials 1.46%
2 Real Estate 0.47%
3 Utilities 0.45%
4 Healthcare 0.31%
5 Technology 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$39.1M 13.22%
1,051,472
+158,553
2
$23M 7.78%
376,848
+20,479
3
$15.8M 5.35%
301,794
+99,046
4
$11.2M 3.79%
198,101
+34,821
5
$6.04M 2.04%
+16,000
6
$3.97M 1.34%
67,156
+36,151
7
$2.09M 0.71%
213,192
+88,795
8
$1.96M 0.66%
+7,000
9
$1.77M 0.6%
+26,037
10
$1.38M 0.47%
17,971
+2,271
11
$1.11M 0.37%
+16,442
12
$782K 0.26%
39,147
+9,147
13
$713K 0.24%
+10,000
14
$604K 0.2%
11,401
-10,100
15
$563K 0.19%
469,545
+337,714
16
$515K 0.17%
51,063
-50,275
17
$476K 0.16%
119,118
-13,732
18
$445K 0.15%
+44,500
19
$432K 0.15%
799,088
+445,851
20
$321K 0.11%
+32,100
21
$315K 0.11%
+31,700
22
$273K 0.09%
+27,316
23
$266K 0.09%
+4
24
$248K 0.08%
+24,900
25
$248K 0.08%
+25,000
1
2 3 4 5