Warberg Asset Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Warberg Asset Management’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$172M	Sell	230,600 -79,400	-26%	-$57.6M	31.25%	1
2026 Q1	$202M	Sell	310,000 -323,000	-51%	-$220M	33.62%	1
2025 Q4	$432M	Buy	633,000 +339,000	+115%	+$229M	51.93%	1
2025 Q3	$196M	Buy	294,000 +74,000	+34%	+$47.4M	31.24%	1
2025 Q2	$136M	Sell	220,000 -130,000	-37%	-$74.3M	21.13%	1
2025 Q1	$196M	Sell	350,000 -55,000	-14%	-$32.3M	32.34%	1
2024 Q4	$237M	Buy	405,000 +295,000	+268%	+$174M	36.21%	1
2024 Q3	$63.1M	Sell	110,000 -253,500	-70%	-$140M	11.23%	2
2024 Q2	$198M	Sell	363,500 -66,500	-15%	-$34.8M	30.05%	1
2024 Q1	$225M	Buy	430,000 +125,000	+41%	+$62.2M	32.29%	1
2023 Q4	$145M	Sell	305,000 -30,000	-9%	-$13.4M	27.46%	1
2023 Q3	$143M	Sell	335,000 -68,000	-17%	-$30.2M	28.89%	1
2023 Q2	$179M	Buy	403,000 +115,000	+40%	+$48.3M	29.65%	1
2023 Q1	$118M	Sell	288,000 -453,900	-61%	-$181M	23.23%	1
2022 Q4	$284M	Buy	741,900 +407,300	+122%	+$157M	44.44%	1
2022 Q3	$120M	Buy	334,600 +89,600	+37%	+$35.6M	20.67%	1
2022 Q2	$92.4M	Sell	245,000 -120,300	-33%	-$49.3M	20.31%	1
2022 Q1	$165M	Sell	365,300 -12,500	-3%	-$5.57M	25.41%	1
2021 Q4	$179M	Sell	377,800 -140,200	-27%	-$64.4M	33.26%	1
2021 Q3	$222M	Buy	518,000 +157,000	+43%	+$69.3M	36.05%	1
2021 Q2	$155M	Buy	361,000 +206,000	+133%	+$86M	29.96%	1
2021 Q1	$61.4M	Buy	155,000 +11,000	+8%	+$4.24M	20.41%	1
2020 Q4	$53.8M	Buy	+144,000	New	+$51.1M	13.21%	1

Other funds holding SPY

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Warberg Asset Management's SPY Position: Q4 2023 in Review

Warberg Asset Management sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q4 2023, closing a stake of 12,000 shares — an estimated $5.35M sold.

Warberg Asset Management first reported a position in SPY in Q2 2022 and held it in 3 quarters. The position peaked at $7.5M in Q3 2022. 3,686 funds tracked by Wall St. Rank hold SPY as of Q4 2023.

Warberg Asset Management reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q4 2023 after selling out during the quarter.
Warberg Asset Management sold 12,000 State Street SPDR S&P 500 ETF Trust shares in Q4 2023, an estimated $5.35M.
Warberg Asset Management first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2022 and held it in 3 quarters.
Warberg Asset Management's State Street SPDR S&P 500 ETF Trust position peaked at $7.5M in Q3 2022.
3,686 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2023.

Based on Warberg Asset Management's 13F filing for Q4 2023, filed 7 Feb 2024.