Warberg Asset Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Warberg Asset Management’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.99M	Buy	+4,000	New	+$2.9M	0.54%	28
2023 Q3	–	Sell	-3,000	Closed	-$1.33M	–	266
2023 Q2	$1.33M	Buy	+3,000	New	+$1.26M	0.22%	42
2023 Q1	–	Sell	-3,000	Closed	-$1.15M	–	282
2022 Q4	$1.15M	Sell	3,000 -67,000	-96%	-$25.8M	0.18%	45
2022 Q3	$25M	Buy	+70,000	New	+$27.8M	4.32%	6
2022 Q1	–	Sell	-5,100	Closed	-$2.42M	–	247
2021 Q4	$2.42M	Buy	5,100 +100	+2%	+$45.9K	0.45%	41
2021 Q3	$2.15M	Buy	+5,000	New	+$2.21M	0.35%	49
2021 Q2	–	Sell	-5,000	Closed	-$1.98M	–	210
2021 Q1	$1.98M	Buy	+5,000	New	+$1.93M	0.66%	40

Other funds holding SPY

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Warberg Asset Management's SPY Position: Q4 2023 in Review

Warberg Asset Management sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q4 2023, closing a stake of 12,000 shares — an estimated $5.35M sold.

Warberg Asset Management first reported a position in SPY in Q2 2022 and held it in 3 quarters. The position peaked at $7.5M in Q3 2022. 3,686 funds tracked by Wall St. Rank hold SPY as of Q4 2023.

Warberg Asset Management reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q4 2023 after selling out during the quarter.
Warberg Asset Management sold 12,000 State Street SPDR S&P 500 ETF Trust shares in Q4 2023, an estimated $5.35M.
Warberg Asset Management first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2022 and held it in 3 quarters.
Warberg Asset Management's State Street SPDR S&P 500 ETF Trust position peaked at $7.5M in Q3 2022.
3,686 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2023.

Based on Warberg Asset Management's 13F filing for Q4 2023, filed 7 Feb 2024.