Warberg Asset Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Warberg Asset Management’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,000	Closed	-$1.33M	–	287
2023 Q2	$1.33M	Buy	+3,000	New	+$1.26M	0.38%	42
2023 Q1	–	Sell	-3,000	Closed	-$1.15M	–	304
2022 Q4	$1.15M	Sell	3,000 -67,000	-96%	-$25.8M	0.35%	45
2022 Q3	$25M	Buy	+70,000	New	+$27.8M	6.83%	6
2022 Q1	–	Sell	-5,100	Closed	-$2.42M	–	270
2021 Q4	$2.42M	Buy	5,100 +100	+2%	+$45.9K	0.73%	41
2021 Q3	$2.15M	Buy	+5,000	New	+$2.21M	0.62%	49
2021 Q2	–	Sell	-5,000	Closed	-$1.98M	–	235
2021 Q1	$1.98M	Buy	+5,000	New	+$1.93M	0.97%	40

Other funds holding SPY

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $761B AUM 31.28% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $77.3B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return