We are live on
!
Find out more
WAM
Warberg Asset Management Portfolio holdings
AUM
$551M
1-Year Est. Return
34.68%
This Fund
S&P 500
This Quarter
Est. Return
+10.54%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$627M
AUM Growth
-$16.3M
(-2.5%)
Cap. Flow
-$214M
Cap. Flow
% of AUM
-34.09%
Top 10 Holdings %
Top 10 Hldgs %
61.69%
Holding
243
New
63
Increased
23
Reduced
33
Closed
55
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Occidental Petroleum Corp Warrants
OXY.WS
|
+$9.12M |
| 2 |
Rigetti Computing Warrants
RGTIW
|
+$2.49M |
| 3 |
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
|
+$2.29M |
| 4 |
BCAR
D. Boral ARC Acquisition I Corp
BCAR
|
+$1.39M |
| 5 |
VNME
Vendome Acquisition Corp I
VNME
|
+$1.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PARA
Paramount Global Class B
PARA
|
+$2.58M |
| 2 |
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
|
+$1.22M |
| 3 |
VCIC
Vine Hill Capital Investment Corp
VCIC
|
+$875K |
| 4 |
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
|
+$796K |
| 5 |
AVPTW
AvePoint Inc Warrant
AVPTW
|
+$626K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 95.98% |
| 2 | Financials | 3.17% |
| 3 | Healthcare | 0.58% |
| 4 | Real Estate | 0.13% |
| 5 | Technology | 0.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
| $196M | 31.24% |
294,000
+74,000
| +34% | +$47.4M |
|
2
PUT
Invesco QQQ Trust
QQQ
$489B
| $30.6M | 4.88% |
51,000
-44,000
| -46% | -$25.2M |
|
|
3
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
| $11.4M | 1.82% |
449,311
+390,712
| +667% | +$9.12M |
|
|
4
Rigetti Computing Warrants
RGTIW
$145M
| $8.23M | 1.31% |
449,224
+325,649
| +264% | +$2.49M |
|
5
PUT
Palantir
PLTR
$448B
| $6.38M | 1.02% |
35,000
-12,000
| -26% | -$1.94M |
|
6
PUT
iShares S&P 100 ETF
OEF
$20.5B
| $5.36M | 0.86% |
60,000
+40,000
| +200% | +$12.7M |
|
7
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$146M
| $3.61M | 0.58% |
142,350
+6,938
| +5% | +$173K |
|
8
Stereotaxis
STXS
$145M
| $3.29M | 0.53% |
1,049,867
-151,633
| -13% | -$393K |
|
|
CTLP
9
PUT
DELISTED
Cantaloupe
CTLP
| $2.92M | 0.47% |
276,300
+180,000
| +187% | +$1.96M |
|
10
PUT
Apple
AAPL
$4.67T
| $2.55M | 0.41% |
10,000
| – | – |
|
11
PUT
iShares Morningstar Value ETF
ILCV
$1.36B
| $2.44M | 0.39% |
+30,000
| New | +$2.6M |
|
|
GTLS.PRB
12
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
| $2.37M | 0.38% |
+33,343
| New | +$2.29M |
|
13
PUT
Equinix
EQIX
$103B
| $2.35M | 0.37% |
3,000
| – | – |
|
14
Core Scientific Inc Tranche 1 Warrants
CORZW
$972M
| $2.24M | 0.36% |
192,550
-1,964
| -1% | -$16.7K |
|
15
PUT
iShares Bitcoin Trust
IBIT
$58.6B
| $2.08M | 0.33% |
32,000
+7,000
| +28% | +$455K |
|
16
CALL
NVIDIA
NVDA
$5.25T
| $1.87M | 0.3% |
+10,000
| New | +$1.74M |
|
|
17
PUT
NVIDIA
NVDA
$5.25T
| $1.87M | 0.3% |
+10,000
| New | +$1.74M |
|
18
CALL
VanEck Gold Miners ETF
GDX
$31B
| $1.6M | 0.26% |
21,000
+11,000
| +110% | +$662K |
|
19
PUT
Centrus Energy
LEU
$3.51B
| $1.55M | 0.25% |
+5,000
| New | +$1.11M |
|
|
BCAR
20
DELISTED
D. Boral ARC Acquisition I Corp
BCAR
| $1.39M | 0.22% |
+140,000
| New | +$1.39M |
|
|
VNME
21
Vendome Acquisition Corp I
VNME
| $1.38M | 0.22% |
+138,500
| New | +$1.37M |
|
|
22
PUT
Rigetti Computing
RGTI
$5.2B
| $1.19M | 0.19% |
+39,800
| New | +$698K |
|
|
TAVI
23
Tavia Acquisition Corp
TAVI
| $1.11M | 0.18% |
107,360
-50
| -0% | -$514 |
|
24
PUT
Microsoft
MSFT
$3.81T
| $1.04M | 0.17% |
2,000
-6,000
| -75% | -$3.06M |
|
|
CHAR
25
Charlton Aria Acquisition Corp
CHAR
$120M
| $1.02M | 0.16% |
98,665
| – | – |
|
Similar funds
GCGDR
PRCP
PWMG
IG
CPIM
LECM
KV
TCM
Warberg Asset Management's Q3 2025 Portfolio in Review
As of Q3 2025, Warberg Asset Management held 243 positions worth $627M, down 2.5% from $643M the previous quarter. Its ten largest holdings account for 62% of the portfolio.
Warberg Asset Management withdrew a net $214M in Q3 2025, closing 55 positions and reducing 33 holdings. Its most notable exit was Paramount Global Class B, an estimated $2.58M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 96% of assets, down from 97% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Warberg Asset Management opened a new position in Chart Industries 6.75% Series B Preferred Stock worth $2.37M.
- Warberg Asset Management's largest Q3 2025 buy was Chart Industries 6.75% Series B Preferred Stock: 33,343 shares worth $2.37M.
- Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q3 2025, an estimated $9.12M increase.
- Warberg Asset Management's biggest Q3 2025 reduction was Stereotaxis, cutting an estimated $393K.
- Warberg Asset Management fully exited Paramount Global Class B in Q3 2025, selling an estimated $2.58M.
- Warberg Asset Management's ten largest holdings make up 62% of its $627M portfolio in Q3 2025.
- Warberg Asset Management opened 63 new positions and closed 55 in Q3 2025.
- Warberg Asset Management's portfolio value fell 2.5% quarter-over-quarter to $627M.
Based on Warberg Asset Management's 13F filing for Q3 2025, filed 6 Nov 2025.