WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$357M
AUM Growth
-$51.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
246
New
Increased
Reduced
Closed

Top Buys

1
+$9.12M
2
+$2.49M
3
+$2.29M
4
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$1.39M
5
VNME
Vendome Acquisition Corp I
VNME
+$1.37M

Top Sells

1
+$2.58M
2
+$1.22M
3
+$875K
4
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
+$796K
5
AVPTW
AvePoint Inc Warrant
AVPTW
+$626K

Sector Composition

1 Financials 5.68%
2 Healthcare 1.02%
3 Real Estate 0.23%
4 Technology 0.1%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corp Warrants
OXY.WS
$29.3B
$11.4M 3.2%
449,311
+390,712
RGTIW icon
2
Rigetti Computing Warrants
RGTIW
$182M
$8.23M 2.31%
449,224
+325,649
EPR.PRC icon
3
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$142M
$3.61M 1.01%
142,350
+6,938
STXS icon
4
Stereotaxis
STXS
$202M
$3.29M 0.92%
1,049,867
-151,633
GTLS.PRB
5
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$2.37M 0.66%
+33,343
CORZW icon
6
Core Scientific Inc Tranche 1 Warrants
CORZW
$1.04B
$2.24M 0.63%
192,550
-1,964
BCAR
7
D. Boral ARC Acquisition I Corp
BCAR
$416M
$1.39M 0.39%
+140,000
VNME
8
Vendome Acquisition Corp I
VNME
$252M
$1.38M 0.39%
+138,500
TAVI
9
Tavia Acquisition Corp
TAVI
$168M
$1.11M 0.31%
107,360
-50
CHAR
10
Charlton Aria Acquisition Corp
CHAR
$1.02M 0.29%
98,665
DMAA
11
Drugs Made In America Acquisition Corp
DMAA
$351M
$945K 0.27%
92,055
FORL
12
DELISTED
Four Leaf Acquisition Corp
FORL
$873K 0.24%
75,932
ORIQ
13
Origin Investment Corp I
ORIQ
$88.1M
$840K 0.24%
+83,610
NEN icon
14
New England Realty Associates
NEN
$217M
$826K 0.23%
11,414
+684
BKHA
15
Black Hawk Acquisition Corp
BKHA
$47.6M
$825K 0.23%
74,230
PGAC
16
Pantages Capital Acquisition Corp
PGAC
$115M
$782K 0.22%
76,190
KCHV
17
Kochav Defense Acquisition Corp
KCHV
$350M
$774K 0.22%
+77,200
TDAC
18
Translational Development Acquisition Corp
TDAC
$759K 0.21%
73,422
-1,000
AAM
19
DELISTED
AA Mission Acquisition Corp
AAM
$707K 0.2%
67,196
TLNCU
20
Talon Capital Corp Units
TLNCU
$603K 0.17%
+60,000
EPR.PRE icon
21
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$115M
$589K 0.17%
18,417
+2,081
KVAC icon
22
Keen Vision Acquisition Corp
KVAC
$533K 0.15%
45,988
-12
BA.PRA
23
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
$8.39B
$516K 0.14%
+7,399
PELI
24
Pelican Acquisition Corp
PELI
$123M
$503K 0.14%
50,000
NEOVW icon
25
NeoVolta Inc Warrant
NEOVW
$1.25M
$499K 0.14%
249,740
+12,284
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