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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$169M
Cap. Flow
-$228M
Cap. Flow %
-32.77%
Top 10 Hldgs %
65.88%
Holding
269
New
37
Increased
38
Reduced
43
Closed
54

Top Buys

Rank Stock Value
1
STXS icon
Stereotaxis
STXS
+$1.58M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$863K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$844K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$752K

Top Sells

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.37M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.11M
3
ACAH
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.31%
2 Financials 1.75%
3 Healthcare 0.44%
4 Real Estate 0.16%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$225M 32.29%
430,000
+125,000
+41% +$62.2M
OXY.WS icon
2
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
$43.9M 6.31%
1,019,149
-5,571
-0.5% -$211K
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$489B
$26.1M 3.75%
58,800
-11,200
-16% -$4.8M
OEF icon
4
PUT
iShares S&P 100 ETF
OEF
$20.5B
$3.12M 0.45%
33,000
+3,000
+10% +$708K
FDX icon
5
PUT
FedEx
FDX
$78.3B
$2.9M 0.42%
+10,000
New +$2.5M
AAPL icon
6
PUT
Apple
AAPL
$4.67T
$2.57M 0.37%
15,000
+5,000
+50% +$909K
EXEEL
7
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$2.21M 0.32%
30,128
+7,068
+31% +$455K
NE.WS icon
8
Noble Corporation PLC Tranche 1 Warrants
NE.WS
$1.9M 0.27%
64,026
+5,235
+9% +$138K
STXS icon
9
Stereotaxis
STXS
$145M
$1.74M 0.25%
+665,688
New +$1.58M
GDX icon
10
CALL
VanEck Gold Miners ETF
GDX
$31B
$1.64M 0.24%
52,000
– –
NE.WS.A icon
11
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$1.61M 0.23%
63,461
+7,525
+13% +$167K
HTZWW
12
Hertz Global Holdings Warrants
HTZWW
$86M
$1.41M 0.2%
318,430
-236,950
-43% -$1.11M
JPM icon
13
CALL
JPMorgan Chase
JPM
$951B
$1.4M 0.2%
+7,000
New +$1.26M
RBCP
14
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$1.34M 0.19%
11,000
+5,946
+118% +$736K
GBIL icon
15
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.62B
$1.29M 0.19%
+12,891
New +$1.29M
EXEEZ
16
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$1.22M 0.17%
15,922
+12,757
+403% +$863K
XOM icon
17
CALL
ExxonMobil
XOM
$644B
$1.16M 0.17%
+10,000
New +$1.05M
NEN icon
18
New England Realty Associates
NEN
$192M
$1.14M 0.16%
15,979
+2,279
+17% +$160K
COIN icon
19
PUT
Coinbase
COIN
$47.1B
$1.06M 0.15%
4,000
-5,000
-56% -$900K
EPR.PRC icon
20
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$146M
$1.06M 0.15%
54,774
-4,458
-8% -$87.9K
TSLA icon
21
PUT
Tesla
TSLA
$1.38T
$879K 0.13%
+5,000
New +$977K
EXEEW
22
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$864K 0.12%
10,513
+134
+1% +$9.71K
CLRC
23
DELISTED
ClimateRock Class A Ordinary Shares
CLRC
$846K 0.12%
+75,427
New +$844K
EQIX icon
24
PUT
Equinix
EQIX
$103B
$825K 0.12%
+1,000
New +$841K
ACAC
25
DELISTED
Acri Capital Acquisition Corp
ACAC
$822K 0.12%
73,498
+8,030
+12% +$89.6K
1
2 3 4 5

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CPIM
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LECM
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Warberg Asset Management's Q1 2024 Portfolio in Review

As of Q1 2024, Warberg Asset Management held 269 positions worth $697M, up 32% from $528M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Warberg Asset Management withdrew a net $228M in Q1 2024, closing 54 positions and reducing 43 holdings. Its most notable exit was Invesco Ultra Short Duration ETF, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, up from 97% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Warberg Asset Management opened a new position in Stereotaxis worth $1.74M.

  • Warberg Asset Management's largest Q1 2024 buy was Stereotaxis: 665,688 shares worth $1.74M.
  • Warberg Asset Management added most to Expand Energy Corp Class B Warrants in Q1 2024, an estimated $863K increase.
  • Warberg Asset Management's biggest Q1 2024 reduction was Hertz Global Holdings Warrants, cutting an estimated $1.11M.
  • Warberg Asset Management fully exited Invesco Ultra Short Duration ETF in Q1 2024, selling an estimated $1.37M.
  • Warberg Asset Management's ten largest holdings make up 66% of its $697M portfolio in Q1 2024.
  • Warberg Asset Management opened 37 new positions and closed 54 in Q1 2024.
  • Warberg Asset Management's portfolio value rose 32% quarter-over-quarter to $697M.

Based on Warberg Asset Management's 13F filing for Q1 2024, filed 6 May 2024.