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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$658M
AUM Growth
-$38.1M
Cap. Flow
-$248M
Cap. Flow %
-37.69%
Top 10 Hldgs %
63.97%
Holding
277
New
59
Increased
32
Reduced
39
Closed
57

Top Buys

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.2M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.78M
3
JBIO
Jade Biosciences
JBIO
+$1.28M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M
5
BLUA
BlueRiver Acquisition Corp.
BLUA
+$884K

Top Sells

Rank Stock Value
1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.41M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
AQU
Aquaron Acquisition Corp. Common Stock
AQU
+$820K
4
GLST
Global Star Acquisition, Inc. Class A Common Stock
GLST
+$811K
5
PLTN
Plutonian Acquisition Corp. Common Stock
PLTN
+$808K

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.28%
2 Financials 1.48%
3 Healthcare 0.5%
4 Technology 0.3%
5 Real Estate 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$198M 30.05%
363,500
-66,500
-15% -$34.8M
OXY.WS icon
2
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
$42.4M 6.44%
1,029,832
+10,683
+1% +$451K
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$489B
$37.1M 5.64%
77,500
+18,700
+32% +$8.41M
NVDA icon
4
PUT
NVIDIA
NVDA
$5.25T
$14.7M 2.23%
+119,000
New +$12M
MSFT icon
5
PUT
Microsoft
MSFT
$3.81T
$12.5M 1.9%
+28,000
New +$11.8M
DJTWW
6
Trump Media & Technology Group Warrants
DJTWW
$1.05B
$8.41M 1.28%
395,386
+386,786
+4,498% +$8.2M
EXEEZ
7
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$3.62M 0.55%
52,233
+36,311
+228% +$2.78M
EXEEL
8
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$2.52M 0.38%
38,488
+8,360
+28% +$613K
NE.WS icon
9
Noble Corporation PLC Tranche 1 Warrants
NE.WS
$1.91M 0.29%
74,868
+10,842
+17% +$290K
OEF icon
10
PUT
iShares S&P 100 ETF
OEF
$20.5B
$1.84M 0.28%
20,000
-13,000
-39% -$3.25M
COIN icon
11
PUT
Coinbase
COIN
$47.1B
$1.78M 0.27%
8,000
+4,000
+100% +$920K
NE.WS.A icon
12
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$1.58M 0.24%
72,013
+8,552
+13% +$198K
XOM icon
13
CALL
ExxonMobil
XOM
$644B
$1.5M 0.23%
13,000
+3,000
+30% +$349K
GDX icon
14
CALL
VanEck Gold Miners ETF
GDX
$31B
$1.41M 0.21%
41,700
-10,300
-20% -$353K
CORZZ icon
15
Core Scientific Inc Tranche 2 Warrants
CORZZ
$1.35B
$1.23M 0.19%
+141,100
New +$539K
EXEEW
16
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$1.21M 0.18%
16,300
+5,787
+55% +$454K
CORZW icon
17
Core Scientific Inc Tranche 1 Warrants
CORZW
$972M
$1.2M 0.18%
+266,731
New +$542K
EPR.PRC icon
18
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$146M
$1.16M 0.18%
60,000
+5,226
+10% +$100K
SHV icon
19
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$1.09M 0.17%
+9,899
New +$1.09M
DLTR icon
20
CALL
Dollar Tree
DLTR
$24.1B
$1.07M 0.16%
+10,000
New +$1.18M
AAPL icon
21
CALL
Apple
AAPL
$4.67T
$1.05M 0.16%
+5,000
New +$932K
AAPL icon
22
PUT
Apple
AAPL
$4.67T
$1.05M 0.16%
5,000
-10,000
-67% -$1.86M
RBCP
23
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$926K 0.14%
7,575
-3,425
-31% -$417K
NEN icon
24
New England Realty Associates
NEN
$192M
$904K 0.14%
12,675
-3,304
-21% -$234K
CORZ icon
25
PUT
Core Scientific
CORZ
$5.31B
$902K 0.14%
+97,000
New +$496K
1
2 3 4 5

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Warberg Asset Management's Q2 2024 Portfolio in Review

As of Q2 2024, Warberg Asset Management held 277 positions worth $658M, down 5.5% from $697M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Warberg Asset Management withdrew a net $248M in Q2 2024, closing 57 positions and reducing 39 holdings. Its most notable exit was Hertz Global Holdings Warrants, an estimated $1.41M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, down from 97% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Warberg Asset Management opened a new position in Jade Biosciences worth $111K.

  • Warberg Asset Management's largest Q2 2024 buy was Jade Biosciences: 1,927 shares worth $111K.
  • Warberg Asset Management added most to Trump Media & Technology Group Warrants in Q2 2024, an estimated $8.2M increase.
  • Warberg Asset Management's biggest Q2 2024 reduction was Acri Capital Acquisition Corp, cutting an estimated $519K.
  • Warberg Asset Management fully exited Hertz Global Holdings Warrants in Q2 2024, selling an estimated $1.41M.
  • Warberg Asset Management's ten largest holdings make up 64% of its $658M portfolio in Q2 2024.
  • Warberg Asset Management opened 59 new positions and closed 57 in Q2 2024.
  • Warberg Asset Management's portfolio value fell 5.5% quarter-over-quarter to $658M.

Based on Warberg Asset Management's 13F filing for Q2 2024, filed 9 Aug 2024.