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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$562M
AUM Growth
-$96.3M
Cap. Flow
-$246M
Cap. Flow %
-43.84%
Top 10 Hldgs %
53.46%
Holding
270
New
50
Increased
30
Reduced
42
Closed
60

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.07M
2
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.34M
3
BUJA
Bukit Jalil Global Acquisition 1
BUJA
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.41M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.94M
3
NE.WS icon
Noble Corporation PLC Tranche 1 Warrants
NE.WS
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.01%
2 Financials 1.98%
3 Healthcare 0.31%
4 Energy 0.24%
5 Real Estate 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$489B
$80.3M 14.29%
164,600
+87,100
+112% +$41.2M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$63.1M 11.23%
110,000
-253,500
-70% -$140M
OXY.WS icon
3
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
$27.3M 4.85%
917,798
-112,034
-11% -$3.94M
MSFT icon
4
PUT
Microsoft
MSFT
$3.81T
$11.2M 1.99%
26,000
-2,000
-7% -$855K
NVDA icon
5
PUT
NVIDIA
NVDA
$5.25T
$7.89M 1.4%
65,000
-54,000
-45% -$6.38M
AAPL icon
6
PUT
Apple
AAPL
$4.67T
$6.99M 1.24%
30,000
+25,000
+500% +$5.58M
BRK.B icon
7
PUT
Berkshire Hathaway Class B
BRK.B
$1.08T
$5.52M 0.98%
+12,000
New +$5.31M
SGOV icon
8
iShares 0-3 Month Treasury Bond ETF
SGOV
$104B
$5.08M 0.9%
+50,455
New +$5.07M
EXEEZ
9
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$3.76M 0.67%
54,124
+1,891
+4% +$114K
EXEEL
10
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$2.47M 0.44%
37,446
-1,042
-3% -$62.1K
OEF icon
11
PUT
iShares S&P 100 ETF
OEF
$20.5B
$2.45M 0.44%
25,000
+5,000
+25% +$1.34M
CORZW icon
12
Core Scientific Inc Tranche 1 Warrants
CORZW
$972M
$1.97M 0.35%
292,597
+25,866
+10% +$143K
EPR.PRC icon
13
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$146M
$1.65M 0.29%
73,586
+13,586
+23% +$284K
TSLA icon
14
PUT
Tesla
TSLA
$1.38T
$1.57M 0.28%
+6,000
New +$1.37M
GDX icon
15
CALL
VanEck Gold Miners ETF
GDX
$31B
$1.55M 0.28%
39,000
-2,700
-6% -$102K
SBUX icon
16
CALL
Starbucks
SBUX
$123B
$1.46M 0.26%
+15,000
New +$1.29M
SLV icon
17
CALL
iShares Silver Trust
SLV
$32.3B
$1.36M 0.24%
48,000
+18,000
+60% +$484K
VCICU
18
DELISTED
Vine Hill Capital Investment Corp Unit
VCICU
$1.35M 0.24%
+134,524
New +$1.34M
COIN icon
19
PUT
Coinbase
COIN
$47.1B
$1.25M 0.22%
7,000
-1,000
-13% -$200K
EXEEW
20
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$1.19M 0.21%
16,108
-192
-1% -$12.7K
CAVA icon
21
PUT
CAVA Group
CAVA
$7.82B
$1.11M 0.2%
9,000
+5,000
+125% +$508K
WMT icon
22
CALL
Walmart Inc
WMT
$820B
$1.02M 0.18%
12,600
+2,600
+26% +$191K
MSTR icon
23
PUT
Strategy Inc
MSTR
$50.6B
$1.01M 0.18%
+6,000
New +$858K
SBUX icon
24
PUT
Starbucks
SBUX
$123B
$975K 0.17%
+10,000
New +$858K
GBTC icon
25
Grayscale Bitcoin Trust
GBTC
$11.6B
$884K 0.16%
17,500
+10,493
+150% +$511K
1
2 3 4 5

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Warberg Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Warberg Asset Management held 270 positions worth $562M, down 15% from $658M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Warberg Asset Management withdrew a net $246M in Q3 2024, closing 60 positions and reducing 42 holdings. Its most notable exit was Trump Media & Technology Group Warrants, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, down from 97% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $5.08M.

  • Warberg Asset Management's largest Q3 2024 buy was iShares 0-3 Month Treasury Bond ETF: 50,455 shares worth $5.08M.
  • Warberg Asset Management added most to Grayscale Bitcoin Trust in Q3 2024, an estimated $511K increase.
  • Warberg Asset Management's biggest Q3 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $3.94M.
  • Warberg Asset Management fully exited Trump Media & Technology Group Warrants in Q3 2024, selling an estimated $8.41M.
  • Warberg Asset Management's ten largest holdings make up 53% of its $562M portfolio in Q3 2024.
  • Warberg Asset Management opened 50 new positions and closed 60 in Q3 2024.
  • Warberg Asset Management's portfolio value fell 15% quarter-over-quarter to $562M.

Based on Warberg Asset Management's 13F filing for Q3 2024, filed 6 Nov 2024.