WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$438M
AUM Growth
+$106M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$27.6M
2
+$11.9M
3
+$9.35M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$7.82M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.39M

Top Sells

1
+$2.66M
2
+$2.62M
3
+$2.03M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$1.07M
5
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$640K

Sector Composition

1 Financials 0.7%
2 Consumer Discretionary 0.53%
3 Real Estate 0.29%
4 Utilities 0.27%
5 Healthcare 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$31.4M 4.83%
892,919
+784,034
2
$26.2M 4.03%
13,403
+6,091
3
$22.8M 3.51%
356,369
+146,268
4
$13.4M 2.07%
129,739
+3,484
5
$11.3M 1.74%
202,748
+140,748
6
$9.72M 1.5%
163,280
+57,030
7
$2.29M 0.35%
31,005
+10,364
8
$1.91M 0.29%
124,397
+12,776
9
$1.85M 0.29%
+14,000
10
$1.26M 0.19%
15,700
+10,699
11
$1.18M 0.18%
+21,501
12
$1.02M 0.16%
101,338
+9,482
13
$763K 0.12%
5,072
-7,122
14
$743K 0.11%
+28,312
15
$596K 0.09%
30,000
-1
16
$579K 0.09%
9,200
+470
17
$562K 0.09%
+4,800
18
$559K 0.09%
132,850
+115,736
19
$418K 0.06%
+149,217
20
$365K 0.06%
+36,717
21
$349K 0.05%
236,415
22
$330K 0.05%
+1,300
23
$299K 0.05%
299,278
+258,566
24
$264K 0.04%
353,237
+11,846
25
$250K 0.04%
+24,879
1
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