Warberg Asset Management’s BM Technologies, Inc. Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50 BMTX.WS Stock Holding History

Warberg Asset Management’s Portfolio BMTX.WS Stock Details BMTX.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-219,926	Closed	-$158K	–	311
2022 Q3	$158K	Sell	219,926 -27,219	-11%	-$17.8K	0.03%	125
2022 Q2	$122K	Buy	247,145 +10,730	+5%	+$9.24K	0.03%	115
2022 Q1	$349K	Hold	236,415	–	–	0.05%	80
2021 Q4	$442K	Buy	236,415 +172,255	+268%	+$346K	0.08%	80
2021 Q3	$96K	Buy	64,160 +18,188	+40%	+$33.7K	0.02%	143
2021 Q2	$118K	Buy	+45,972	New	+$101K	0.02%	152

Other funds holding BMTX.WS

Walleye Capital

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Ausdal Financial Partners Davenport, Iowa $2.25B AUM 20.11% 1-Year Est. Return

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return