Warberg Asset Management’s Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A AVGOP Stock Holding History

Warberg Asset Management’s Portfolio AVGOP Stock Details AVGOP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-122	Closed	-$240K	–	288
2022 Q1	$240K	Sell	122 -1,351	-92%	-$2.49M	0.04%	92
2021 Q4	$3.06M	Buy	+1,473	New	+$2.58M	0.57%	36

Other funds holding AVGOP

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Sculptor Capital New York $9.61B AUM 27.49% 1-Year Est. Return

Elequin Capital New York $1.19B AUM 16.08% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Warberg Asset Management's AVGOP Position: Q2 2022 in Review

Warberg Asset Management sold out of Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A (AVGOP) in Q2 2022, closing a stake of 122 shares — an estimated $240K sold.

Warberg Asset Management first reported a position in AVGOP in Q4 2021 and held it in 2 quarters. The position peaked at $3.06M in Q4 2021. 99 funds tracked by Wall St. Rank hold AVGOP as of Q2 2022.

Warberg Asset Management reported no remaining Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A position as of Q2 2022 after selling out during the quarter.
Warberg Asset Management sold 122 Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A shares in Q2 2022, an estimated $240K.
Warberg Asset Management first reported a position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q4 2021 and held it in 2 quarters.
Warberg Asset Management's Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A position peaked at $3.06M in Q4 2021.
99 funds tracked by Wall St. Rank held Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A as of Q2 2022.

Based on Warberg Asset Management's 13F filing for Q2 2022, filed 11 Aug 2022.