WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
-$38.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
352
New
Increased
Reduced
Closed

Top Buys

1
+$9.47M
2
+$1.62M
3
+$722K
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$692K
5
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$612K

Top Sells

1
+$33.1M
2
+$23.1M
3
+$18.5M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.99M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$7.5M

Sector Composition

1 Financials 2.33%
2 Technology 0.77%
3 Real Estate 0.55%
4 Healthcare 0.44%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$45.9M 7.19%
1,115,447
-6,348
2
$10.7M 1.68%
155,100
+137,140
3
$5.12M 0.8%
687,436
+82,104
4
$4.92M 0.77%
76,002
+8,075
5
$2.7M 0.42%
1,147,091
+235,855
6
$1.79M 0.28%
25,264
+8,504
7
$1.62M 0.25%
+34,175
8
$1.46M 0.23%
5,500
-30,000
9
$1.3M 0.2%
10,000
-6,000
10
$884K 0.14%
39,950
-64,501
11
$722K 0.11%
+29,910
12
$692K 0.11%
+35,430
13
$562K 0.09%
55,429
+15,429
14
$551K 0.09%
+54,800
15
$452K 0.07%
44,200
-300
16
$446K 0.07%
333,126
+202,075
17
$432K 0.07%
751,800
-47,288
18
$424K 0.07%
+41,237
19
$414K 0.06%
40,043
20
$411K 0.06%
40,421
21
$409K 0.06%
40,002
22
$404K 0.06%
40,000
23
$404K 0.06%
40,000
24
$365K 0.06%
35,205
25
$362K 0.06%
88,608
+18,266
1
2 3 4 5