Warberg Asset Management’s ARK Innovation ETF ARKK Stock Holding History

Warberg Asset Management’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-5,000	Closed	-$262K	–	217
2023 Q4	$262K	Buy	+5,000	New	+$216K	0.05%	105
2023 Q3	–	Sell	-45,000	Closed	-$1.99M	–	248
2023 Q2	$1.99M	Buy	+45,000	New	+$1.79M	0.33%	35
2022 Q4	–	Sell	-10,000	Closed	-$377K	–	275
2022 Q3	$377K	Buy	+10,000	New	+$445K	0.07%	84
2021 Q4	–	Sell	-10,000	Closed	-$1.1M	–	202
2021 Q3	$1.1M	Buy	10,000 +3,000	+43%	+$361K	0.18%	64
2021 Q2	$915K	Sell	7,000 -1,000	-13%	-$117K	0.18%	68
2021 Q1	$960K	Buy	8,000 +3,000	+60%	+$406K	0.32%	56
2020 Q4	$622K	Buy	+5,000	New	+$542K	0.15%	63

Other funds holding ARKK

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Warberg Asset Management's ARKK Position: Q4 2022 in Review

Warberg Asset Management sold out of ARK Innovation ETF (ARKK) in Q4 2022, closing a stake of 5,500 shares — an estimated $207K sold.

Warberg Asset Management first reported a position in ARKK in Q3 2022 and held it in 1 quarter. The position peaked at $207K in Q3 2022. 596 funds tracked by Wall St. Rank hold ARKK as of Q4 2022.

Warberg Asset Management reported no remaining ARK Innovation ETF position as of Q4 2022 after selling out during the quarter.
Warberg Asset Management sold 5,500 ARK Innovation ETF shares in Q4 2022, an estimated $207K.
Warberg Asset Management first reported a position in ARK Innovation ETF in Q3 2022 and held it in 1 quarter.
Warberg Asset Management's ARK Innovation ETF position peaked at $207K in Q3 2022.
596 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q4 2022.

Based on Warberg Asset Management's 13F filing for Q4 2022, filed 13 Feb 2023.