WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.28%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$408M
AUM Growth
+$408M
Cap. Flow
+$2.76M
Cap. Flow %
0.68%
Top 10 Hldgs %
49.01%
Holding
249
New
41
Increased
16
Reduced
24
Closed
51

Top Buys

1
PARA
Paramount Global Class B
PARA
$2.58M
2
STXS icon
Stereotaxis
STXS
$1.84M
3
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.22M
4
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.15M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.81M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
$905K
4
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWAGW icon
101
Stran & Company, Inc. Warrant
SWAGW
$137K
$3.15K ﹤0.01%
168,734
– –
AERTW
102
Aeries Technology Warrant
AERTW
$1.69M
$2.74K ﹤0.01%
95,027
– –
KLTOW
103
Klotho Neurosciences, Inc. Warrant
KLTOW
$2.52K ﹤0.01%
+10,100
New +$2.52K
NXLIW
104
Nexalin Technology, Inc. Warrant
NXLIW
$65.8K
$1.78K ﹤0.01%
37,649
– –
BNCWW
105
CEA Industries Inc. Warrant
BNCWW
$474K
$1.61K ﹤0.01%
54,062
– –
CREVW icon
106
Carbon Revolution Public Limited Company Warrant
CREVW
$1.58K ﹤0.01%
88,701
-200
-0.2% -$4
DFSCW
107
DEFSEC Technologies Inc. Warrant
DFSCW
$116K
$1.2K ﹤0.01%
30,000
-73,347
-71% -$2.93K
SMXWW
108
SMX (Security Matters) Public Limited Company Warrant
SMXWW
$916K
$866 ﹤0.01%
57,750
– –
ANGHW icon
109
Anghami Inc Warrants
ANGHW
$196K
$477 ﹤0.01%
40,409
– –
BNAIW
110
Brand Engagement Network Inc. Warrant
BNAIW
$360K
$301 ﹤0.01%
10,000
– –
AAPL icon
111
Apple
AAPL
$3.48T
– –
-3,450
Closed -$766K
ABL icon
112
Abacus Life
ABL
$678M
– –
0
– –
ACMR icon
113
ACM Research
ACMR
$1.73B
– –
0
– –
AEVA
114
Aeva Technologies
AEVA
$775M
– –
0
– –
AGI icon
115
Alamos Gold
AGI
$13.6B
– –
0
– –
AIMDW icon
116
Ainos Warrants
AIMDW
$172K
– –
-17,622
Closed -$1.94K
AMD icon
117
Advanced Micro Devices
AMD
$263B
– –
0
– –
ANVS icon
118
Annovis Bio
ANVS
$45.8M
– –
-39,000
Closed -$58.5K
APO.PRA icon
119
Apollo Global Management Series A
APO.PRA
$2.04B
– –
-10,511
Closed -$768K
ATLX icon
120
Atlas Lithium Corp
ATLX
$104M
– –
-126,999
Closed -$657K
BBAI.WS icon
121
BigBear.ai Holdings, Inc. Redeemable warrants, each full warrant exercisable for one share of common stock at an exercise price of $11.50 per share
BBAI.WS
$408M
– –
-18,038
Closed -$14.8K
BIAF icon
122
bioAffinity Technologies
BIAF
$6.74M
– –
-22,500
Closed -$5.87K
BTMWW
123
Bitcoin Depot Inc. Warrant
BTMWW
$7.17M
– –
-50,000
Closed -$3.5K
CTLP icon
124
Cantaloupe
CTLP
$797M
– –
0
– –
CVNA icon
125
Carvana
CVNA
$50.7B
– –
0
– –
3 4
5
6 7