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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
Cap. Flow
-$77.3M
Cap. Flow %
-14.03%
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71

Top Buys

Rank Stock Value
1
NN icon
NextNav
NN
+$16.6M
2
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$9.48M
3
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.17M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.98M
5
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.97M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$16.4M
2
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$2.72M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.06M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.77M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.22%
2 Financials 3.96%
3 Technology 2.79%
4 Healthcare 0.5%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOYN
101
CSLM Digital Asset Acquisition Corp III
KOYN
$323M
$160K 0.03%
15,828
– –
OPTU
102
Optimum Communications Inc
OPTU
$412M
$144K 0.03%
+99,090
New +$123K
BCTXL
103
BriaCell Therapeutics Warrant
BCTXL
$3.21M
$142K 0.03%
159,555
+44,555
+39% +$41.2K
TNON icon
104
Tenon Medical
TNON
$2.72M
$140K 0.03%
+12,297
New +$295K
BESS.WS
105
Bimergen Energy Corp Warrants
BESS.WS
$137K 0.02%
72,282
-24,966
-26% -$36.5K
DGXX
106
Digi Power X Inc
DGXX
$415M
$136K 0.02%
+25,000
New +$136K
DGXX
107
PUT
Digi Power X Inc
DGXX
$415M
$136K 0.02%
+25,000
New +$136K
EURK
108
Eureka Acquisition Corp
EURK
$24.9M
$115K 0.02%
10,057
-2,726
-21% -$31.3K
OACC
109
Oaktree Acquisition Corp III Life Sciences
OACC
$107K 0.02%
10,037
+12
+0.1% +$128
DC icon
110
Dakota Gold
DC
$820M
$107K 0.02%
25,045
– –
OYSE
111
Oyster Enterprises II Acquisition Corp
OYSE
$352M
$103K 0.02%
10,000
– –
RNTX
112
Rein Therapeutics
RNTX
$69M
$101K 0.02%
+99,000
New +$120K
GLNDW
113
Greenland Energy Company Warrant
GLNDW
$2.35M
$87K 0.02%
+102,405
New +$112K
LIQT icon
114
LiqTech
LIQT
$23M
$77.9K 0.01%
+91,746
New +$147K
MOBBW
115
Mobilicom Ltd Warrants
MOBBW
$1.84B
$76.4K 0.01%
38,200
-12,700
-25% -$30K
GROY.WS icon
116
Gold Royalty Corp Warrants
GROY.WS
$222M
$76.1K 0.01%
76,822
+8,314
+12% +$11.6K
DUKRW
117
DUKE Robotics Warrant
DUKRW
$1.06M
$61.4K 0.01%
+47,625
New +$77.6K
EONR.WS
118
EON Resources Warrants
EONR.WS
$1.79M
$39.5K 0.01%
515,167
-31,910
-6% -$3.27K
PROP icon
119
CALL
Prairie Operating Co
PROP
$48.3M
$35K 0.01%
48,500
+17,400
+56% +$18.7K
NAMMW
120
Namib Minerals Warrants
NAMMW
$2.65M
$29.1K 0.01%
132,494
– –
AMST icon
121
Amesite
AMST
$7.07M
$19K ﹤0.01%
+14,287
New +$19.4K
TE.WS
122
DELISTED
T1 Energy Inc Warrants
TE.WS
$16.3K ﹤0.01%
+85,922
New +$50.3K
LVWR.WS icon
123
LiveWire Group Warrants
LVWR.WS
$8.14M
$11.9K ﹤0.01%
594,393
-5,264
-0.9% -$181
ACGCW
124
ACP Holdings Acquisition Corp Warrants
ACGCW
$4.39M
$11.6K ﹤0.01%
+38,633
New +$11.9K
ANNAW
125
AleAnna Inc Warrant
ANNAW
$10.5M
$9.44K ﹤0.01%
+30,473
New +$11.6K
3 4
5
6 7

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PWMG
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IG
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CPIM
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LECM
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KV
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TCM
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Warberg Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.

  • Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
  • Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
  • Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
  • Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
  • Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
  • Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
  • Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.

Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.