WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.28%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$408M
AUM Growth
+$408M
Cap. Flow
+$2.76M
Cap. Flow %
0.68%
Top 10 Hldgs %
49.01%
Holding
249
New
41
Increased
16
Reduced
24
Closed
51

Top Buys

1
PARA
Paramount Global Class B
PARA
$2.58M
2
STXS icon
Stereotaxis
STXS
$1.84M
3
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.22M
4
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.15M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.81M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
$905K
4
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLYX.WS icon
76
flyExclusive, Inc. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50 per share
FLYX.WS
$4.61M
$23.2K ﹤0.01%
215,465
+185,667
+623% +$20K
USGOW icon
77
U.S. GoldMining Inc. Warrant
USGOW
$1.72M
$21.4K ﹤0.01%
23,465
-8,154
-26% -$7.42K
INTS icon
78
Intensity Therapeutics
INTS
$13.1M
$21K ﹤0.01%
+68,400
New +$21K
RNWWW
79
ReNew Energy Global plc Warrant
RNWWW
$1.23M
$20.5K ﹤0.01%
151,864
-48,136
-24% -$6.5K
PMNT icon
80
Perfect Moment
PMNT
$14.2M
$20.3K ﹤0.01%
+75,000
New +$20.3K
NAMMW
81
Namib Minerals Warrants
NAMMW
$2.53M
$18.9K ﹤0.01%
+96,800
New +$18.9K
RVPH icon
82
Reviva Pharmaceuticals
RVPH
$31.8M
$18.1K ﹤0.01%
+47,500
New +$18.1K
FMSTW
83
Foremost Clean Energy Ltd. Warrant
FMSTW
$3.84M
$13K ﹤0.01%
34,997
-75,840
-68% -$28.1K
DTSTW icon
84
Data Storage Corporation Warrant
DTSTW
$352K
$10K ﹤0.01%
83,469
-55,648
-40% -$6.68K
AIRJW
85
AirJoule Technologies Corporation Warrant
AIRJW
$9.61K ﹤0.01%
14,800
– –
PELIR
86
Pelican Acquisition Corporation Right
PELIR
$8.98K ﹤0.01%
+47,253
New +$8.98K
APLMW icon
87
Apollomics Inc Warrant
APLMW
$707K
$7K ﹤0.01%
157,925
-279,062
-64% -$12.4K
MOBBW
88
Mobilicom Limited Warrants
MOBBW
$6.38K ﹤0.01%
17,244
-12,756
-43% -$4.72K
TGE.WS
89
The Generation Essentials Group Warrants, each whole warrant exercisable for one Class A Ordinary Share
TGE.WS
$6.26K ﹤0.01%
+15,637
New +$6.26K
MRNOW
90
Murano Global Investments PLC Warrants
MRNOW
$5.5K ﹤0.01%
28,200
– –
ONFOW icon
91
Onfolio Holdings Inc. Warrant
ONFOW
$1.44M
$5.48K ﹤0.01%
42,344
-105,826
-71% -$13.7K
ILLRW
92
Triller Group Inc. Warrant
ILLRW
$2.05M
$5.47K ﹤0.01%
60,900
– –
FGIWW
93
FGI Industries Ltd. Warrant
FGIWW
$5.32K ﹤0.01%
121,152
– –
FGMCR
94
FG Merger II Corp. Rights
FGMCR
$4.19K ﹤0.01%
15,200
+200
+1% +$55
BTBDW icon
95
BT Brands, Inc. Warrant
BTBDW
$1.3M
$4.15K ﹤0.01%
117,882
– –
SVREW
96
SaverOne 2014 Ltd. Warrant
SVREW
$101K
$4.12K ﹤0.01%
136,283
-8,678
-6% -$262
NXPLW icon
97
NextPlat Corp Warrants
NXPLW
$45.7K
$4.09K ﹤0.01%
34,060
-11,626
-25% -$1.4K
HUBCW icon
98
Hub Cyber Security Ltd. Warrant 2/27/28
HUBCW
$982K
$4.02K ﹤0.01%
162,771
– –
IPODW
99
Dune Acquisition Corporation II Warrants
IPODW
$2.05M
$4K ﹤0.01%
+21,062
New +$4K
PIIIW icon
100
P3 Health Partners Inc. Warrant
PIIIW
$1.65M
$3.27K ﹤0.01%
292,107
– –
2 3
4
5 6