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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
Cap. Flow
-$77.3M
Cap. Flow %
-14.03%
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71

Top Buys

Rank Stock Value
1
NN icon
NextNav
NN
+$16.6M
2
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$9.48M
3
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.17M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.98M
5
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.97M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$16.4M
2
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$2.72M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.06M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.77M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.22%
2 Financials 3.96%
3 Technology 2.79%
4 Healthcare 0.5%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCAQ
76
Collective Acquisition Corp
CCAQ
$288K 0.05%
27,601
-702
-2% -$7.29K
AMPG icon
77
CALL
AmpliTech
AMPG
$102M
$285K 0.05%
+41,000
New +$172K
IAUX.WS
78
i-80 Gold Corp Warrants
IAUX.WS
$170M
$285K 0.05%
367,824
+76,071
+26% +$74.4K
FXACU
79
FortuneX Acquisition Corp Units
FXACU
$284K 0.05%
+28,269
New +$284K
BIVIW
80
BioVie Inc Warrant
BIVIW
$120K
$276K 0.05%
613,426
+156,797
+34% +$49.1K
INFQ.WS
81
Infleqtion Inc Warrants
INFQ.WS
$275K 0.05%
+40,100
New +$276K
MKLY
82
McKinley Acquisition Corp
MKLY
$250M
$274K 0.05%
27,000
– –
SOCA
83
Solarius Capital Acquisition Corp
SOCA
$243M
$255K 0.05%
24,895
– –
AMPGZ
84
Amplitech Group Series B Right
AMPGZ
$253K 0.05%
174,400
+7,733
+5% +$6.51K
EVOX
85
Evolution Global Acquisition Corp
EVOX
$324M
$251K 0.05%
25,000
– –
TDWD
86
Tailwind 2.0 Acquisition Corp
TDWD
$238M
$250K 0.05%
24,900
– –
PAACU
87
Proem Acquisition Corp I Units
PAACU
$248K 0.04%
24,564
-26,936
-52% -$271K
LAFA
88
LaFayette Acquisition Corp
LAFA
$160M
$246K 0.04%
24,453
-100
-0.4% -$1K
QSEA
89
Quartzsea Acquisition Corp
QSEA
$108M
$241K 0.04%
22,916
+965
+4% +$10.1K
APAC
90
StoneBridge Acquisition II Corp
APAC
$82.6M
$241K 0.04%
23,700
-3,800
-14% -$38.4K
RIBB
91
Ribbon Acquisition Corp
RIBB
$38.6M
$235K 0.04%
21,826
– –
BTSGU icon
92
BrightSpring Health Services Unit
BTSGU
$1.51B
$223K 0.04%
+968
New +$178K
CRAN
93
Crane Harbor Acquisition Corp II
CRAN
$475M
$222K 0.04%
21,908
-1,604
-7% -$16.1K
USO icon
94
PUT
United States Oil Fund
USO
$2.23B
$213K 0.04%
2,000
-37,000
-95% -$4.85M
DRDB
95
Roman DBDR Acquisition Corp II
DRDB
$328M
$213K 0.04%
20,206
-3,000
-13% -$31.6K
BIXI
96
Bitcoin Infrastructure Acquisition Corp
BIXI
$304M
$200K 0.04%
20,000
– –
COPL
97
Copley Acquisition Corp
COPL
$175K 0.03%
16,794
-606
-3% -$6.29K
NEOVW icon
98
NeoVolta Inc Warrant
NEOVW
$175K 0.03%
125,321
-25,841
-17% -$30.6K
EXYNW
99
Exyn Technologies Warrant
EXYNW
$950K
$169K 0.03%
+127,084
New +$113K
PCG icon
100
CALL
PG&E
PCG
$29.1B
$168K 0.03%
10,000
-37,000
-79% -$623K
2 3
4
5 6

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PRCP
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PWMG
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IG
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CPIM
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LECM
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KV
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TCM
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Warberg Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.

  • Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
  • Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
  • Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
  • Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
  • Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
  • Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
  • Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.

Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.