WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.28%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$408M
AUM Growth
+$408M
Cap. Flow
+$2.76M
Cap. Flow %
0.68%
Top 10 Hldgs %
49.01%
Holding
249
New
41
Increased
16
Reduced
24
Closed
51

Top Buys

1
PARA
Paramount Global Class B
PARA
$2.58M
2
STXS icon
Stereotaxis
STXS
$1.84M
3
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.22M
4
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.15M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.81M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
$905K
4
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RDAC
26
Rising Dragon Acquisition Corp. Ordinary Shares
RDAC
$77.8M
$474K 0.07%
45,979
– –
TVAIU
27
Thayer Ventures Acquisition Corporation II Unit
TVAIU
$454K 0.07%
+44,699
New +$454K
GBTC icon
28
Grayscale Bitcoin Trust
GBTC
$44.7B
$424K 0.07%
+5,001
New +$424K
RFAI
29
RF Acquisition Corp II Ordinary Shares
RFAI
$401K 0.06%
38,000
– –
BAC.PRL icon
30
Bank of America Series L
BAC.PRL
$3.84B
$364K 0.06%
+300
New +$364K
BULL
31
Webull Corporation Class A Ordinary Shares
BULL
$6.51B
$359K 0.06%
+30,000
New +$359K
CHPGU
32
ChampionsGate Acquisition Corporation Unit
CHPGU
$353K 0.05%
+34,742
New +$353K
NEOVW icon
33
NeoVolta Inc. Warrant
NEOVW
$1.11M
$335K 0.05%
237,456
-35,026
-13% -$49.4K
PCSC
34
Perceptive Capital Solutions Corp Class A Ordinary Shares
PCSC
$317K 0.05%
29,931
– –
AACIU
35
Armada Acquisition Corp. II Units
AACIU
$306K 0.05%
+30,000
New +$306K
IPOD
36
Dune Acquisition Corporation II Class A Ordinary Shares
IPOD
$300K 0.05%
+29,816
New +$300K
GCMGW icon
37
GCM Grosvenor Inc. Warrant
GCMGW
$30.6M
$295K 0.05%
461,528
-69,600
-13% -$44.5K
DRDB
38
Roman DBDR Acquisition Corp. II Ordinary shares
DRDB
$315M
$247K 0.04%
23,910
– –
AXINU
39
Axiom Intelligence Acquisition Corp 1 Units
AXINU
$182M
$242K 0.04%
+24,000
New +$242K
WTGUU
40
Wintergreen Acquisition Corp. Unit
WTGUU
$53.2M
$242K 0.04%
+23,995
New +$242K
QSEA
41
Quartzsea Acquisition Corporation Ordinary Shares
QSEA
$115M
$241K 0.04%
+24,000
New +$241K
KRE icon
42
SPDR S&P Regional Banking ETF
KRE
$3.99B
$228K 0.04%
+3,830
New +$228K
ATMC icon
43
AlphaTime Acquisition Corp
ATMC
$41.4M
$221K 0.03%
18,876
+601
+3% +$7.04K
NE.WS.A icon
44
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.26B
$208K 0.03%
28,887
-12,893
-31% -$92.8K
ASPC
45
A SPAC III Acquisition Corp. Class A Ordinary Shares
ASPC
$83M
$205K 0.03%
20,000
– –
BLUWU
46
Blue Water Acquisition Corp. III Unit.
BLUWU
$200K 0.03%
+20,000
New +$200K
RANG
47
Range Capital Acquisition Corp. Ordinary Shares
RANG
$190K 0.03%
18,645
– –
RIBB
48
Ribbon Acquisition Corp Class A Ordinary Shares
RIBB
$181K 0.03%
17,800
– –
COPL
49
Copley Acquisition Corp
COPL
$240M
$175K 0.03%
+17,400
New +$175K
EURK
50
Eureka Acquisition Corp Class A Ordinary Share
EURK
$161K 0.03%
15,388
+388
+3% +$4.05K
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