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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
Cap. Flow
-$77.3M
Cap. Flow %
-14.03%
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71

Top Buys

Rank Stock Value
1
NN icon
NextNav
NN
+$16.6M
2
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$9.48M
3
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.17M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.98M
5
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.97M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$16.4M
2
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$2.72M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.06M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.77M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.22%
2 Financials 3.96%
3 Technology 2.79%
4 Healthcare 0.5%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAIIU
26
Collective Acquisition Corp II Units
CAIIU
$1M 0.18%
+99,668
New +$995K
PTOR
27
Praetorian Acquisition Corp
PTOR
$339M
$993K 0.18%
99,999
– –
SMH icon
28
CALL
VanEck Semiconductor ETF
SMH
$70.9B
$918K 0.17%
+1,400
New +$764K
RVMDW icon
29
Revolution Medicines Inc Warrant
RVMDW
$106M
$889K 0.16%
+94,797
New +$513K
NEN icon
30
New England Realty Associates
NEN
$181M
$886K 0.16%
15,100
-2,606
-15% -$155K
KIM.PRN icon
31
Kimco Realty Corp 7.25% Class N Preferred Stock
KIM.PRN
$862K 0.16%
+13,707
New +$841K
ORIQ
32
Origin Investment Corp I
ORIQ
$89.8M
$862K 0.16%
83,610
– –
BKHA
33
Black Hawk Acquisition Corp
BKHA
$857K 0.16%
71,923
-400
-0.6% -$4.74K
CRML icon
34
PUT
Critical Metals Corp
CRML
$989M
$822K 0.15%
80,200
+47,200
+143% +$505K
INTC icon
35
CALL
Intel
INTC
$574B
$768K 0.14%
+5,500
New +$556K
GLW icon
36
PUT
Corning
GLW
$129B
$766K 0.14%
+3,000
New +$546K
DBCA
37
D. Boral Acquisition I Corp
DBCA
$434M
$766K 0.14%
76,851
-149
-0.2% -$1.48K
KCHV
38
Kochav Defense Acquisition Corp
KCHV
$358M
$758K 0.14%
73,072
-3,708
-5% -$38.2K
XCBE
39
X3 Acquisition Corp
XCBE
$282M
$749K 0.14%
75,000
– –
ACGC
40
ACP Holdings Acquisition Corp
ACGC
$293M
$737K 0.13%
+74,172
New +$737K
VHCP
41
Vine Hill Capital Investment Corp II
VHCP
$309M
$704K 0.13%
70,494
-3
-0% -$30
RFAM
42
RF Acquisition Corp III
RFAM
$139M
$692K 0.13%
69,949
-51
-0.1% -$503
SPCX
43
PUT
SpaceX
SPCX
$2.01T
$683K 0.12%
+4,000
New +$680K
SVAQ
44
Silicon Valley Acquisition Corp
SVAQ
$296M
$667K 0.12%
66,247
-8,753
-12% -$87.4K
AMPX icon
45
Amprius Technologies
AMPX
$1.39B
$651K 0.12%
+47,000
New +$842K
AMPX icon
46
PUT
Amprius Technologies
AMPX
$1.39B
$638K 0.12%
+46,000
New +$824K
GDXJ icon
47
VanEck Junior Gold Miners ETF
GDXJ
$9.23B
$611K 0.11%
+6,222
New +$721K
AMPGR
48
DELISTED
Amplitech Group Series A Right
AMPGR
$596K 0.11%
309,044
+108,927
+54% +$98K
USAR
49
USA Rare Earth Inc
USAR
$5.77B
$547K 0.1%
25,333
– –
VAL.WS icon
50
Valaris Ltd Warrants
VAL.WS
$760M
$517K 0.09%
62,800
+21,335
+51% +$335K
1
2
3 4 5

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PWMG
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IG
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CPIM
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LECM
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KV
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TCM
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Warberg Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.

  • Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
  • Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
  • Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
  • Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
  • Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
  • Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
  • Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.

Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.