WAM

Warberg Asset Management Portfolio holdings

AUM $365M

AUM

$365M

AUM Growth

+$3.23M (+0.9%)

Cap. Flow

+$9.9M

Cap. Flow % of AUM

2.71%

Top 10 Holdings %Top 10 Hldgs %

38.48%

Holding

249

New

Increased

Reduced

Closed

Top Buys

1	Invesco QQQ Trust QQQ	$1.41M
2	iShares 0-3 Month Treasury Bond ETF SGOV	$1.13M
3	DMAA Drugs Made In America Acquisition Corp. Ordinary Shares DMAA	$922K
4	Apple AAPL	$766K
5	AIFE Aifeex Nexus Acquisition Corporation Class A Ordinary Shares AIFE	$763K

Top Sells

1	Starbucks SBUX	$343K
2	Core Scientific, Inc. Tranche 1 Warrants CORZW	$317K
3	Rigetti Computing, Inc. Warrants RGTIW	$183K
4	New England Realty Associates NEN	$141K
5	NVAWW Nova Minerals Limited Warrant NVAWW	$128K

Sector Composition

1	Financials	3.83%
2	Healthcare	0.24%
3	Real Estate	0.21%
4	Technology	0.21%
5	Materials	0.19%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
26	RDAC 26 Rising Dragon Acquisition Corp. Ordinary Shares RDAC $77.1M	$469K	0.08%	45,979	–	–
27	27 Oak Woods Acquisition Corp OAKU	$462K	0.08%	39,912 -88	-0.2%	-$1.02K
28	28 Starbucks SBUX $102B	$441K	0.07%	4,500 -3,500	-44%	-$343K
29	RFAI 29 RF Acquisition Corp II Ordinary Shares RFAI $158M	$394K	0.07%	38,000	–	–
30	30 VanEck Junior Gold Miners ETF GDXJ $5.61B	$386K	0.06%	6,750	New	+$386K
31	31 OppFi Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share OPFI.WS $110M	$345K	0.06%	160,342	New	+$345K
32	PCSC 32 Perceptive Capital Solutions Corp Class A Ordinary Shares PCSC $117M	$308K	0.05%	29,931	–	–
33	DYCQ 33 DT Cloud Acquisition Corp DYCQ $73.1M	$276K	0.05%	25,815	–	–
34	FGMCU 34 FG Merger II Corp. Unit FGMCU $80.1M	$244K	0.04%	25,000	New	+$244K
35	QSEAU 35 Quartzsea Acquisition Corporation Units QSEAU $85.4M	$242K	0.04%	24,000	New	+$242K
36	DRDB 36 Roman DBDR Acquisition Corp. II Ordinary shares DRDB $315M	$240K	0.04%	23,910	New	+$240K
37	37 NeoVolta Inc. Warrant NEOVW $36.2M	$234K	0.04%	272,482 -81,817	-23%	-$70.3K
38	38 Noble Corporation plc Tranche 2 Warrants NE.WS.A $1.27B	$223K	0.04%	41,780 -15,659	-27%	-$83.6K
39	39 AlphaTime Acquisition Corp ATMC	$213K	0.04%	18,275	New	+$213K
40	ASPC 40 A SPAC III Acquisition Corp. Class A Ordinary Shares ASPC	$201K	0.03%	20,000	New	+$201K
41	RANG 41 Range Capital Acquisition Corp. Ordinary Shares RANG $164M	$187K	0.03%	18,645	New	+$187K
42	RIBB 42 Ribbon Acquisition Corp Class A Ordinary Shares RIBB $65.3M	$178K	0.03%	17,800	New	+$178K
43	43 Joby Aviation, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 JOBY.WS	$157K	0.03%	127,600 -2,100	-2%	-$2.58K
44	EURK 44 Eureka Acquisition Corp Class A Ordinary Share EURK $79.5M	$155K	0.03%	15,000	–	–
45	45 JV SPAC Acquisition Corp JVSA $83.4M	$151K	0.03%	14,141	New	+$151K
46	UYSCU 46 UY Scuti Acquisition Corp. Units UYSCU $55.5M	$150K	0.02%	14,900	New	+$150K
47	47 NuScale Power SMR $4.58B	$149K	0.02%	10,501	New	+$149K
48	FGMC 48 FG Merger II Corp. Common stock FGMC $101M	$144K	0.02%	15,000	New	+$144K
49	49 Rigetti Computing, Inc. Warrants RGTIW $1.12B	$141K	0.02%	51,408 -66,587	-56%	-$183K
50	NNAVW 50 NextNav Inc. Warrant NNAVW	$110K	0.02%	24,999 +3,000	+14%	+$13.2K