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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
Cap. Flow
-$77.3M
Cap. Flow %
-14.03%
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71

Top Buys

Rank Stock Value
1
NN icon
NextNav
NN
+$16.6M
2
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$9.48M
3
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.17M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.98M
5
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.97M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$16.4M
2
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$2.72M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.06M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.77M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.22%
2 Financials 3.96%
3 Technology 2.79%
4 Healthcare 0.5%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRAQ
51
Cal Redwood Acquisition Corp
CRAQ
$325M
$514K 0.09%
49,900
– –
JABRU
52
DELISTED
JAB Acquisition Corp I Unit
JABRU
$513K 0.09%
+51,168
New +$513K
ACMR icon
53
PUT
ACM Research
ACMR
$4.77B
$508K 0.09%
+4,000
New +$283K
BRKHU
54
Burtech Acquisition Corp II Unit
BRKHU
$503K 0.09%
+50,000
New +$500K
ARTC
55
Art Technology Acquisition Corp
ARTC
$497K 0.09%
50,000
– –
CRAC
56
Crown Reserve Acquisition Corp I
CRAC
$229M
$476K 0.09%
47,106
-4
-0% -$40
CTAA
57
ClearThink 1 Acquisition Corp
CTAA
$169M
$476K 0.09%
+47,995
New +$474K
MMTX
58
Miluna Acquisition Corp
MMTX
$89.9M
$465K 0.08%
45,989
– –
SCII
59
SC II Acquisition Corp
SCII
$252M
$463K 0.08%
46,200
– –
TVAI
60
Thayer Ventures Acquisition Corporation II
TVAI
$282M
$461K 0.08%
44,699
– –
INAC
61
Indigo Acquisition Corp
INAC
$153M
$457K 0.08%
44,612
– –
LKSP
62
Lake Superior Acquisition Corp
LKSP
$456K 0.08%
44,947
– –
CEPO
63
Cantor Equity Partners I
CEPO
$275M
$444K 0.08%
+42,252
New +$446K
VXX icon
64
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$128M
$442K 0.08%
20,000
-2,000
-9% -$54.4K
OXY.WS icon
65
Occidental Petroleum Corp Warrants
OXY.WS
$34.7B
$407K 0.07%
15,292
-471,217
-97% -$16.4M
ALPXU
66
Alpex Acquisition Corp Unit
ALPXU
$401K 0.07%
+40,000
New +$400K
POST icon
67
Post Holdings
POST
$3.47B
$397K 0.07%
4,500
– –
GTERA
68
Globa Terra Acquisition Corp
GTERA
$374K 0.07%
36,300
– –
OTGA
69
OTG Acquisition Corp I
OTGA
$303M
$360K 0.07%
35,438
– –
CHPG
70
ChampionsGate Acquisition Corp
CHPG
$104M
$358K 0.07%
34,442
-300
-0.9% -$3.1K
YCY
71
AA Mission Acquisition Corp II
YCY
$151M
$355K 0.06%
34,987
– –
FWACU
72
Futurewave Acquisition Corp Units
FWACU
$322K 0.06%
+32,056
New +$321K
RGNT
73
Regentis Biomaterials
RGNT
$12.7M
$306K 0.06%
+86,980
New +$248K
ALNY icon
74
Alnylam Pharmaceuticals
ALNY
$32.1B
$301K 0.05%
+1,000
New +$302K
HAVA
75
Harvard Ave Acquisition Corp
HAVA
$300K 0.05%
29,685
-7,815
-21% -$78.7K
1 2
3
4 5

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GCGDR
Genoa Capital Gestora de Recursos Sao Paulo $551M AUM
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $551M AUM 49.99% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $551M AUM 19.05% 1-Year Est. Return
IG
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CPIM
Cypress Point Investment Management Mill Valley, California $552M AUM
LECM
Lead Edge Capital Management New York $550M AUM 11.23% 1-Year Est. Return
KV
Kickstand Ventures Pittsford, New York $550M AUM 22.11% 1-Year Est. Return
TCM
Triumph Capital Management Denver, Colorado $552M AUM 20.75% 1-Year Est. Return

Warberg Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.

  • Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
  • Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
  • Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
  • Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
  • Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
  • Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
  • Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.

Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.