WAM

Warberg Asset Management Portfolio holdings

AUM $365M

AUM

$365M

AUM Growth

+$3.23M (+0.9%)

Cap. Flow

+$9.9M

Cap. Flow % of AUM

2.71%

Top 10 Holdings %Top 10 Hldgs %

38.48%

Holding

249

New

Increased

Reduced

Closed

Top Buys

1	Invesco QQQ Trust QQQ	$1.41M
2	iShares 0-3 Month Treasury Bond ETF SGOV	$1.13M
3	DMAA Drugs Made In America Acquisition Corp. Ordinary Shares DMAA	$922K
4	Apple AAPL	$766K
5	AIFE Aifeex Nexus Acquisition Corporation Class A Ordinary Shares AIFE	$763K

Top Sells

1	Starbucks SBUX	$343K
2	Core Scientific, Inc. Tranche 1 Warrants CORZW	$317K
3	Rigetti Computing, Inc. Warrants RGTIW	$183K
4	New England Realty Associates NEN	$141K
5	NVAWW Nova Minerals Limited Warrant NVAWW	$128K

Sector Composition

1	Financials	3.83%
2	Healthcare	0.24%
3	Real Estate	0.21%
4	Technology	0.21%
5	Materials	0.19%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
151	151 Occidental Petroleum OXY $42.5B	$0	0%	0	–	–
152	152 Occidental Petroleum Corporation Warrants to Purchase Common Stock OXY.WS $20.3B	$0	0%	0 -641,155	Closed	–
153	153 P3 Health Partners PIII $21.5M	$0	0%	0 -145,346	Closed	–
154	154 Palantir PLTR $305B	$0	0%	0	–	–
155	155 POET Technologies POET $352M	$0	0%	0	–	–
156	156 ProPhase Labs PRPH $14.3M	$0	0%	0 -101,672	Closed	–
157	157 PSQ Holdings PSQH $115M	$0	0%	0	–	–
158	158 Quetta Acquisition Corp QETA	$0	0%	0 -70,700	Closed	–
159	159 Rivian RIVN $16.2B	$0	0%	0	–	–
160	160 iShares Short Treasury Bond ETF SHV $20.5B	$0	0%	0 -8,696	Closed	–
161	161 iShares Silver Trust SLV $16.8B	$0	0%	0	–	–
162	162 Super Micro Computer SMCI $25.3B	$0	0%	0	–	–
163	163 SPDR S&P 500 ETF Trust SPY $636B	$0	0%	0	–	–
164	164 Scorpio Tankers STNG $2.05B	$0	0%	0	–	–
165	165 Sharps Technology Inc. Warrant STSSW $51.3K	$0	0%	0 -186,903	Closed	–
166	166 Talkspace, Inc. Warrant TALKW $15.4M	$0	0%	0 -162,015	Closed	–
167	167 iShares 20+ Year Treasury Bond ETF TLT $50.1B	$0	0%	0 -3,000	Closed	–
168	168 Tesla TSLA $951B	$0	0%	0	–	–
169	169 United Airlines UAL $27.7B	$0	0%	0	–	–
170	ZTEK 170 Zentek ZTEK $152M	$0	0%	0 -12,000	Closed	–
171	NAKAW 171 Kindly MD, Inc. Warrants NAKAW $49.7M	$0	0%	0 -170,000	Closed	–
172	EXEEW 172 Expand Energy Corporation Class A Warrants EXEEW	$0	0%	0 -9,694	Closed	–
173	EXEEL 173 Expand Energy Corporation Class C Warrants EXEEL $25.2B	$0	0%	0 -47,922	Closed	–
174	FLG 174 Flagstar Financial, Inc. FLG $4.97B	$0	0%	0	–	–
175	ASPCU 175 A SPAC III Acquisition Corp. Unit ASPCU	$0	0%	0 -20,000	Closed	–