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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
Cap. Flow
-$77.3M
Cap. Flow %
-14.03%
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71

Top Buys

Rank Stock Value
1
NN icon
NextNav
NN
+$16.6M
2
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$9.48M
3
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.17M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.98M
5
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.97M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$16.4M
2
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$2.72M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.06M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.77M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.22%
2 Financials 3.96%
3 Technology 2.79%
4 Healthcare 0.5%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTLP
151
PUT
DELISTED
Cantaloupe
CTLP
– –
-236,400
Closed -$2.56M
CVNA icon
152
PUT
Carvana
CVNA
$46.9B
– –
-18,000
Closed -$1.13M
ERNA icon
153
Eterna Therapeutics
ERNA
$4.47M
– –
-2,000
Closed -$10.1K
FEAM icon
154
5E Advanced Materials
FEAM
$104M
– –
-12,312
Closed -$17.2K
GAME icon
155
GameSquare
GAME
$43M
– –
-6,250
Closed -$13.5K
GBIL icon
156
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.78B
– –
-4,000
Closed -$401K
GDX icon
157
CALL
VanEck Gold Miners ETF
GDX
$28.7B
– –
-3,000
Closed -$275K
HYG icon
158
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
– –
-6,000
Closed -$477K
ICCM icon
159
IceCure Medical
ICCM
$6.72M
– –
-2,186
Closed -$19.7K
ILCV icon
160
PUT
iShares Morningstar Value ETF
ILCV
$1.33B
– –
-12,000
Closed -$955K
JOBY.WS
161
DELISTED
Joby Aviation Warrants
JOBY.WS
– –
-44,818
Closed -$35.4K
LFCR icon
162
Lifecore Biomedical
LFCR
$169M
– –
-15,000
Closed -$55.8K
MOS icon
163
CALL
The Mosaic Company
MOS
$7.78B
– –
-30,000
Closed -$765K
MSTR icon
164
CALL
Strategy Inc
MSTR
$61.1B
– –
-14,000
Closed -$1.75M
MU icon
165
CALL
Micron Technology
MU
$1.15T
– –
-2,000
Closed -$676K
NE.WS icon
166
Noble Corporation PLC Tranche 1 Warrants
NE.WS
– –
-29,855
Closed -$913K
NE.WS.A icon
167
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
– –
-56,999
Closed -$1.5M
OEF icon
168
PUT
iShares S&P 100 ETF
OEF
$20.3B
– –
-50,000
Closed -$4.33M
OTLK icon
169
Outlook Therapeutics
OTLK
$159M
– –
-275,000
Closed -$56.4K
OXY icon
170
CALL
Occidental Petroleum
OXY
$58.8B
– –
-20,000
Closed -$1.3M
OXY icon
171
PUT
Occidental Petroleum
OXY
$58.8B
– –
-5,500
Closed -$358K
PIIIW icon
172
P3 Health Partners Inc Warrant
PIIIW
$91.1K
– –
-292,107
Closed -$1.72K
PL.WS
173
DELISTED
Planet Labs PBC Warrants
PL.WS
– –
-27,076
Closed -$445K
PLTR icon
174
PUT
Palantir
PLTR
$427B
– –
-8,000
Closed -$1.17M
PMNT
175
DELISTED
PERFECT MOMENT LTD
PMNT
– –
-95,200
Closed -$24K
5 6
7
8 9

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TCM
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Warberg Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.

  • Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
  • Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
  • Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
  • Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
  • Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
  • Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
  • Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.

Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.