WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$333M
AUM Growth
-$23.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
240
New
Increased
Reduced
Closed

Top Buys

1
+$1.36M
2
+$1.14M
3
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

1
+$8.23M
2
+$5.65M
3
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

1 Financials 6.53%
2 Healthcare 0.96%
3 Technology 0.37%
4 Real Estate 0.33%
5 Consumer Staples 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USGOW icon
176
U.S. GoldMining Inc Warrant
USGOW
$600K
– –
-29,217
VXX icon
177
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$212M
– –
-7,000
XLF icon
178
State Street Financial Select Sector SPDR ETF
XLF
$51.4B
– –
0
AMIX
179
Autonomix Medical
AMIX
$4.61M
– –
-11,334
ILLRW
180
DELISTED
Triller Group Inc Warrant
ILLRW
– –
-30,450
BA.PRA
181
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
$8.16B
– –
-7,399
MDCXW
182
Medicus Pharma Warrant
MDCXW
$388K
– –
-17,203
RDAC
183
Rising Dragon Acquisition Corp
RDAC
– –
-45,979
ASPC
184
A SPAC III Acquisition Corp
ASPC
$27M
– –
-20,000
RANG
185
Range Capital Acquisition Corp
RANG
$170M
– –
-18,645
RNTX
186
Rein Therapeutics
RNTX
$45.7M
– –
-11,000
FGMCR
187
FG Merger II Corp Rights
FGMCR
– –
-15,200
USARW
188
DELISTED
USA Rare Earth Inc Warrant
USARW
– –
-44,000
AWTM
189
DELISTED
AWTM Ultra-Short Duration Enhanced Income ETF
AWTM
– –
0
CRCL
190
Circle Internet Group
CRCL
$26.1B
– –
0
BRR
191
ProCap Financial Inc
BRR
$179M
– –
-18,480
BLUW
192
Blue Water Acquisition Corp III
BLUW
$331M
– –
-20,000
QUMSU
193
Quantumsphere Acquisition Corp Units
QUMSU
– –
-41,421
MKLYU
194
McKinley Acquisition Corp Units
MKLYU
$152M
– –
-35,000
TLNCU
195
Talon Capital Corp Units
TLNCU
$241M
– –
-60,000
ORIQW
196
Origin Investment Corp I Warrant
ORIQW
$13.4K
– –
-20,937
OTGAU
197
OTG Acquisition Corp I Unit
OTGAU
$211M
– –
-44,000
APACU
198
StoneBridge Acquisition II Corp Units
APACU
– –
-27,500
BDCIU
199
BTC Development Corp Unit
BDCIU
$230M
– –
-19,000
4 5 6 7
8