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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+11.38%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$551M
AUM Growth
-$48.5M
Cap. Flow
-$77.3M
Cap. Flow %
-14.03%
Top 10 Hldgs %
68.77%
Holding
241
New
48
Increased
18
Reduced
46
Closed
71

Top Buys

Rank Stock Value
1
NN icon
NextNav
NN
+$16.6M
2
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$9.48M
3
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.17M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.98M
5
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.97M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$16.4M
2
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$2.72M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.06M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.77M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.22%
2 Financials 3.96%
3 Technology 2.79%
4 Healthcare 0.5%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PROP icon
176
Prairie Operating Co
PROP
$48.3M
– –
-10,000
Closed -$10.8K
ALP
177
Alpha Compute
ALP
$7.21M
– –
-843
Closed -$13.6K
QQQ icon
178
Invesco QQQ Trust
QQQ
$485B
– –
-3,000
Closed -$2.06M
QURE icon
179
CALL
uniQure
QURE
$3.05B
– –
-10,000
Closed -$164K
RVPH
180
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
– –
-90,772
Closed -$66.2K
SGOV icon
181
iShares 0-3 Month Treasury Bond ETF
SGOV
$109B
– –
-16,928
Closed -$1.7M
TLT icon
182
iShares 20+ Year Treasury Bond ETF
TLT
$46.8B
– –
-2,500
Closed -$215K
TTD icon
183
CALL
Trade Desk
TTD
$6.54B
– –
-17,000
Closed -$386K
VANI icon
184
Vivani Medical
VANI
$107M
– –
-40,000
Closed -$40.4K
VEEE icon
185
Twin Vee PowerCats
VEEE
$5.01M
– –
-6,471
Closed -$61.5K
VOXR
186
Vox Royalty Corp
VOXR
$398M
– –
-10,000
Closed -$52.4K
XLE icon
187
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
– –
-28,903
Closed -$1.77M
XLF icon
188
State Street Financial Select Sector SPDR ETF
XLF
$53.4B
– –
-13,000
Closed -$642K
XLF icon
189
PUT
State Street Financial Select Sector SPDR ETF
XLF
$53.4B
– –
-30,000
Closed -$1.48M
XOM icon
190
CALL
ExxonMobil
XOM
$672B
– –
-30,000
Closed -$5.09M
FTW.WS
191
Presidio Production Co Warrants
FTW.WS
– –
-10,500
Closed -$8.51K
SNYR
192
Synergy CHC Corp
SNYR
$1.35M
– –
-10,222
Closed -$13.2K
CHAR
193
Charlton Aria Acquisition Corp
CHAR
$120M
– –
-98,664
Closed -$1.04M
VENU
194
Venu Holding Corp
VENU
$83.8M
– –
-12,000
Closed -$39.6K
TAVI
195
Tavia Acquisition Corp
TAVI
– –
-104,360
Closed -$1.1M
TDAC
196
Translational Development Acquisition Corp
TDAC
$210M
– –
-73,422
Closed -$777K
DMAA
197
Drugs Made In America Acquisition Corp
DMAA
$263M
– –
-92,054
Closed -$966K
PGAC
198
Pantages Capital Acquisition Corp
PGAC
– –
-24,760
Closed -$259K
FOUR.PRA
199
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
$530M
– –
-49,991
Closed -$2.72M
VWAVW
200
VisionWave Holdings Warrant
VWAVW
$379K
– –
-37,000
Closed -$31.8K
5 6 7
8
9

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PWMG
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IG
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CPIM
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LECM
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KV
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TCM
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Warberg Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Warberg Asset Management held 241 positions worth $551M, down 8.1% from $600M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Warberg Asset Management withdrew a net $77.3M in Q2 2026, closing 71 positions and reducing 46 holdings. Its most notable exit was Shift4 Payments Inc 6.00% Series A Preferred Stock, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in NextNav worth $15.3M.

  • Warberg Asset Management's largest Q2 2026 buy was NextNav: 859,839 shares worth $15.3M.
  • Warberg Asset Management added most to Cornerstone Strategic Value Fund in Q2 2026, an estimated $5.98M increase.
  • Warberg Asset Management's biggest Q2 2026 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $16.4M.
  • Warberg Asset Management fully exited Shift4 Payments Inc 6.00% Series A Preferred Stock in Q2 2026, selling an estimated $2.72M.
  • Warberg Asset Management's ten largest holdings make up 69% of its $551M portfolio in Q2 2026.
  • Warberg Asset Management opened 48 new positions and closed 71 in Q2 2026.
  • Warberg Asset Management's portfolio value fell 8.1% quarter-over-quarter to $551M.

Based on Warberg Asset Management's 13F filing for Q2 2026, filed 11 Aug 2026.