WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.28%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$408M
AUM Growth
+$408M
Cap. Flow
+$2.76M
Cap. Flow %
0.68%
Top 10 Hldgs %
49.01%
Holding
249
New
41
Increased
16
Reduced
24
Closed
51

Top Buys

1
PARA
Paramount Global Class B
PARA
$2.58M
2
STXS icon
Stereotaxis
STXS
$1.84M
3
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.22M
4
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.15M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.81M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
$905K
4
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XTIA icon
176
XTI Aerospace
XTIA
$41.7M
– –
-25,000
Closed -$27.3K
DYCQ
177
DT Cloud Acquisition Corp
DYCQ
– –
-25,815
Closed -$276K
CEP
178
Cantor Equity Partners, Inc. Class A Ordinary Shares
CEP
$286M
– –
0
– –
IVF
179
INVO Fertility, Inc. Common Stock
IVF
$4.02M
– –
-11,294
Closed -$22.6K
IRD
180
Opus Genetics, Inc. Common Stock
IRD
$75.5M
– –
-10,000
Closed -$9.82K
GSRT
181
GSR III Acquisition Corp. Ordinary Shares
GSRT
$303M
– –
-67,998
Closed -$681K
HKPD
182
Hong Kong Pharma Digital Technology Holdings Limited Ordinary shares
HKPD
$16.2M
– –
-15,000
Closed -$16.2K
FGMCU
183
FG Merger II Corp. Unit
FGMCU
$105M
– –
-25,000
Closed -$244K
ATIIU
184
Archimedes Tech SPAC Partners II Co. Unit
ATIIU
– –
-10,000
Closed -$101K
TDACW
185
Translational Development Acquisition Corp. Warrants
TDACW
$2.24M
– –
-16,360
Closed -$2.3K
DMAAR
186
Drugs Made In America Acquisition Corp. Rights
DMAAR
– –
-18,443
Closed -$2.4K
CAPS
187
Capstone Holding Corp. Common Stock
CAPS
$6.64M
– –
-11,000
Closed -$26.5K
QSEAU
188
Quartzsea Acquisition Corporation Units
QSEAU
– –
-24,000
Closed -$242K
CRWV
189
CoreWeave, Inc. Class A Common Stock
CRWV
$45B
– –
0
– –
UYSCU
190
UY Scuti Acquisition Corp. Units
UYSCU
– –
-14,900
Closed -$150K
OCEAW
191
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
– –
-58,542
Closed -$1.36K
CLRC
192
DELISTED
ClimateRock Class A Ordinary Shares
CLRC
– –
-75,393
Closed -$905K
CRCL
193
Circle Internet Group, Inc.
CRCL
$27.9B
– –
0
– –
4 5 6 7
8