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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HCAT icon
201
Health Catalyst
HCAT
$131M
$1.04M 0.02%
39,750
-5,000
-11% -$153K
2019 Q3
2 quarters
UE icon
202
Urban Edge Properties
UE
$2.46B
$1.04M 0.02%
+117,600
New +$1.93M
2020 Q1
0 quarters
FR icon
203
First Industrial Realty Trust
FR
$7.92B
$1.01M 0.02%
30,300
-112,100
-79% -$4.45M
2018 Q3
6 quarters
GHIVU
204
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
$1.01M 0.02%
+100,000
New +$1.03M
2020 Q1
0 quarters
EQIX icon
205
Equinix
EQIX
$102B
$999K 0.02%
1,600
-7,000
-81% -$4.19M
2018 Q1
8 quarters
HR icon
206
DELISTED
Healthcare Realty Trust Incorporated
HR
$983K 0.02%
35,200
-161,200
-82% -$5.47M
2019 Q3
2 quarters
PLD icon
207
Prologis
PLD
$125B
$979K 0.02%
12,187
-37,713
-76% -$3.29M
2018 Q3
6 quarters
AIV icon
208
Aimco
AIV
$253M
$974K 0.02%
+207,938
New +$1.33M
2020 Q1
0 quarters
LYFT icon
209
Lyft
LYFT
$6.05B
$969K 0.02%
36,076
-269,252
-88% -$10.7M
2019 Q3
2 quarters
NVR icon
210
NVR
NVR
$15.5B
$963K 0.02%
375
-2,189
-85% -$7.85M
2019 Q3
2 quarters
ADC icon
211
Agree Realty
ADC
$8.2B
$928K 0.02%
15,000
-105,400
-88% -$7.5M
2019 Q4
1 quarter
MLCO icon
212
Melco Resorts & Entertainment
MLCO
$1.6B
$910K 0.02%
+73,421
New +$1.4M
2020 Q1
0 quarters
HTZ icon
213
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$895K 0.02%
115,500
-179,500
-61% -$2.43M
2019 Q3
2 quarters
ENDP
214
PUT
DELISTED
Endo International plc
ENDP
$866K 0.02%
900,000
-985,000
-52% -$4.99M
2018 Q2
7 quarters
EXR icon
215
Extra Space Storage
EXR
$28.2B
$824K 0.02%
8,600
-22,100
-72% -$2.3M
2018 Q4
5 quarters
ENDP
216
DELISTED
Endo International plc
ENDP
$777K 0.02%
210,009
-210,000
-50% -$1.06M
2019 Q2
3 quarters
ACEL icon
217
CALL
Accel Entertainment
ACEL
$900M
$763K 0.02%
502,000
– –
2019 Q3
2 quarters
RPAI
218
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$751K 0.02%
145,200
+74,827
+106% +$790K
2019 Q3
2 quarters
GMHIU
219
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$734K 0.02%
+72,000
New +$800K
2020 Q1
0 quarters
IRNT
220
CALL
DELISTED
IronNet, Inc.
IRNT
$725K 0.01%
+725,000
New +$6.72M
2020 Q1
0 quarters
QEP
221
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$721K 0.01%
93,600
– –
2019 Q2
3 quarters
JIH
222
CALL
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$689K 0.01%
1,312,500
– –
2019 Q4
1 quarter
HOG icon
223
PUT
Harley-Davidson
HOG
$2.82B
$684K 0.01%
+50,000
New +$1.51M
2020 Q1
0 quarters
SRTA icon
224
CALL
Strata Critical Medical Inc
SRTA
$403M
$669K 0.01%
891,666
– –
2019 Q4
1 quarter
RVMD icon
225
Revolution Medicines
RVMD
$40.9B
$657K 0.01%
+30,000
New +$830K
2020 Q1
0 quarters
7 8
9
10 11

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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.