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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCAT icon
201
Health Catalyst
HCAT
$171M
$1.04M 0.02%
39,750
-5,000
-11% -$153K
UE icon
202
Urban Edge Properties
UE
$2.71B
$1.04M 0.02%
+117,600
New +$1.93M
FR icon
203
First Industrial Realty Trust
FR
$8.4B
$1.01M 0.02%
30,300
-112,100
-79% -$4.45M
GHIVU
204
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
$1.01M 0.02%
+100,000
New +$1.03M
EQIX icon
205
Equinix
EQIX
$104B
$999K 0.02%
1,600
-7,000
-81% -$4.19M
HR
206
DELISTED
Healthcare Realty Trust Incorporated
HR
$983K 0.02%
35,200
-161,200
-82% -$5.47M
PLD icon
207
Prologis
PLD
$132B
$979K 0.02%
12,187
-37,713
-76% -$3.29M
AIV
208
Aimco
AIV
$381M
$974K 0.02%
+207,938
New +$1.33M
LYFT icon
209
Lyft
LYFT
$6.19B
$969K 0.02%
36,076
-269,252
-88% -$10.7M
NVR icon
210
NVR
NVR
$16.8B
$963K 0.02%
375
-2,189
-85% -$7.85M
ADC icon
211
Agree Realty
ADC
$9.5B
$928K 0.02%
15,000
-105,400
-88% -$7.5M
MLCO icon
212
Melco Resorts & Entertainment
MLCO
$2.14B
$910K 0.02%
+73,421
New +$1.4M
HTZ
213
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$895K 0.02%
115,500
-179,500
-61% -$2.43M
ENDP
214
PUT
DELISTED
Endo International plc
ENDP
$866K 0.02%
900,000
-985,000
-52% -$4.99M
EXR icon
215
Extra Space Storage
EXR
$31.6B
$824K 0.02%
8,600
-22,100
-72% -$2.3M
ENDP
216
DELISTED
Endo International plc
ENDP
$777K 0.02%
210,009
-210,000
-50% -$1.06M
ACEL icon
217
CALL
Accel Entertainment
ACEL
$998M
$763K 0.02%
502,000
– –
RPAI
218
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$751K 0.02%
145,200
+74,827
+106% +$790K
GMHIU
219
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$734K 0.02%
+72,000
New +$800K
IRNT
220
CALL
DELISTED
IronNet, Inc.
IRNT
$725K 0.01%
+725,000
New +$6.72M
QEP
221
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$721K 0.01%
93,600
– –
JIH
222
CALL
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$689K 0.01%
1,312,500
– –
HOG icon
223
PUT
Harley-Davidson
HOG
$2.67B
$684K 0.01%
+50,000
New +$1.51M
SRTA
224
CALL
Strata Critical Medical Inc
SRTA
$495M
$669K 0.01%
891,666
– –
RVMD icon
225
Revolution Medicines
RVMD
$42.4B
$657K 0.01%
+30,000
New +$830K
7 8
9
10 11

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.