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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AAT icon
201
American Assets Trust
AAT
$1.32B
$1.13M 0.03%
+24,600
New +$1.15M
2019 Q4
0 quarters
JIH
202
CALL
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$1.05M 0.03%
+1,312,500
New +$12.9M
2019 Q4
0 quarters
WUBA
203
DELISTED
58.com Inc
WUBA
$1.04M 0.03%
16,000
+8,552
+115% +$481K
2019 Q3
1 quarter
GCVRZ
204
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1M 0.03%
1,162,096
– –
2013 Q2
26 quarters
NNN icon
205
NNN REIT
NNN
$7.78B
$997K 0.03%
18,600
-143,000
-88% -$7.94M
2018 Q2
6 quarters
KPLT icon
206
CALL
Katapult Holdings
KPLT
$413M
$972K 0.03%
+36,000
New +$972K
2019 Q4
0 quarters
ASTS icon
207
CALL
AST SpaceMobile
ASTS
$16.1B
$968K 0.03%
+1,138,500
New +$11.2M
2019 Q4
0 quarters
ARKO icon
208
ARKO Corp
ARKO
$467M
$959K 0.03%
95,287
– –
2019 Q3
1 quarter
THOR icon
209
DELISTED
Synthorx, Inc. Common Stock
THOR
$947K 0.03%
+13,544
New +$387K
2019 Q4
0 quarters
ID
210
CALL
DELISTED
PARTS iD, Inc.
ID
$944K 0.03%
1,850,000
+1,300,000
+236% +$13.3M
2019 Q3
1 quarter
RPAI
211
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$943K 0.03%
70,373
-436,827
-86% -$5.87M
2019 Q3
1 quarter
EYE icon
212
National Vision
EYE
$1.31B
$908K 0.03%
28,000
-172,000
-86% -$4.73M
2019 Q2
2 quarters
RIG icon
213
Transocean
RIG
$6.22B
$894K 0.03%
130,000
+30,000
+30% +$155K
2019 Q3
1 quarter
MNTV
214
DELISTED
Momentive Global Inc. Common Stock
MNTV
$894K 0.03%
50,000
+30,000
+150% +$527K
2019 Q3
1 quarter
PYX
215
PUT
DELISTED
Pyxus International, Inc.
PYX
$843K 0.02%
78,800
-16,000
-17% -$155K
2019 Q2
2 quarters
BOX icon
216
Box
BOX
$5.04B
$839K 0.02%
+50,000
New +$839K
2019 Q4
0 quarters
S icon
217
CALL
DELISTED
Sprint Corporation
S
$833K 0.02%
+740,400
New +$4.34M
2019 Q4
0 quarters
AMT icon
218
American Tower
AMT
$84.6B
$827K 0.02%
+3,600
New +$784K
2019 Q4
0 quarters
BKSY icon
219
CALL
BlackSky Technology
BKSY
$826M
$809K 0.02%
+109,375
New +$8.54M
2019 Q4
0 quarters
RIG icon
220
PUT
Transocean
RIG
$6.22B
$763K 0.02%
1,765,000
-10,000
-0.6% -$51.5K
2018 Q2
6 quarters
BE icon
221
Bloom Energy
BE
$76.4B
$747K 0.02%
+100,000
New +$485K
2019 Q4
0 quarters
SENS icon
222
Senseonics Holdings Inc
SENS
$491M
$733K 0.02%
40,000
– –
2019 Q3
1 quarter
ADT icon
223
ADT
ADT
$4.77B
$714K 0.02%
90,000
– –
2018 Q2
6 quarters
SRTA icon
224
CALL
Strata Critical Medical Inc
SRTA
$401M
$709K 0.02%
+891,666
New +$8.72M
2019 Q4
0 quarters
CDLX icon
225
Cardlytics
CDLX
$13M
$629K 0.02%
1,000
-17,000
-94% -$8.31M
2018 Q4
4 quarters
7 8
9
10 11

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.