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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAT
201
American Assets Trust
AAT
$1.38B
$1.13M 0.03%
+24,600
New +$1.15M
JIH
202
CALL
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$1.05M 0.03%
+1,312,500
New +$12.9M
WUBA
203
DELISTED
58.com Inc
WUBA
$1.04M 0.03%
16,000
+8,552
+115% +$481K
GCVRZ
204
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1M 0.03%
1,162,096
– –
NNN icon
205
NNN REIT
NNN
$9.02B
$997K 0.03%
18,600
-143,000
-88% -$7.94M
KPLT icon
206
CALL
Katapult Holdings
KPLT
$32.1M
$972K 0.03%
+36,000
New +$972K
ASTS icon
207
CALL
AST SpaceMobile
ASTS
$20.1B
$968K 0.03%
+1,138,500
New +$11.2M
ARKO icon
208
ARKO Corp
ARKO
$818M
$959K 0.03%
95,287
– –
THOR
209
DELISTED
Synthorx, Inc. Common Stock
THOR
$947K 0.03%
+13,544
New +$387K
ID
210
CALL
DELISTED
PARTS iD, Inc.
ID
$944K 0.03%
1,850,000
+1,300,000
+236% +$13.3M
RPAI
211
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$943K 0.03%
70,373
-436,827
-86% -$5.87M
EYE icon
212
National Vision
EYE
$1.8B
$908K 0.03%
28,000
-172,000
-86% -$4.73M
RIG icon
213
Transocean
RIG
$5.71B
$894K 0.03%
130,000
+30,000
+30% +$155K
MNTV
214
DELISTED
Momentive Global Inc. Common Stock
MNTV
$894K 0.03%
50,000
+30,000
+150% +$527K
PYX
215
PUT
DELISTED
Pyxus International, Inc.
PYX
$843K 0.02%
78,800
-16,000
-17% -$155K
BOX icon
216
Box
BOX
$4.41B
$839K 0.02%
+50,000
New +$839K
S
217
CALL
DELISTED
Sprint Corporation
S
$833K 0.02%
+740,400
New +$4.34M
AMT icon
218
American Tower
AMT
$79.8B
$827K 0.02%
+3,600
New +$784K
BKSY icon
219
CALL
BlackSky Technology
BKSY
$1.14B
$809K 0.02%
+109,375
New +$8.54M
RIG icon
220
PUT
Transocean
RIG
$5.71B
$763K 0.02%
1,765,000
-10,000
-0.6% -$51.5K
BE icon
221
Bloom Energy
BE
$67.4B
$747K 0.02%
+100,000
New +$485K
SENS icon
222
Senseonics Holdings Inc
SENS
$269M
$733K 0.02%
40,000
– –
ADT icon
223
ADT
ADT
$5.59B
$714K 0.02%
90,000
– –
SRTA
224
CALL
Strata Critical Medical Inc
SRTA
$495M
$709K 0.02%
+891,666
New +$8.72M
CDLX icon
225
Cardlytics
CDLX
$20.7M
$629K 0.02%
1,000
-17,000
-94% -$8.31M
7 8
9
10 11

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.