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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$1.21B
Cap. Flow %
17.57%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 16.91%
2 Industrials 10.77%
3 Consumer Discretionary 10.44%
4 Technology 9.3%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLAY icon
201
Dave & Buster's
PLAY
$351M
$3.87M 0.06%
73,806
+34,053
+86% +$2.03M
KS
202
DELISTED
KapStone Paper and Pack Corp.
KS
$3.79M 0.06%
176,275
-263,225
-60% -$5.85M
LVNTA
203
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$3.79M 0.06%
+65,821
New +$3.81M
TWLO icon
204
Twilio
TWLO
$29.3B
$3.73M 0.05%
+125,000
New +$3.75M
ATSG
205
DELISTED
Air Transport Services Group
ATSG
$3.67M 0.05%
+151,000
New +$3.52M
PARA
206
DELISTED
Paramount Global Class B
PARA
$3.67M 0.05%
+63,200
New +$3.99M
CPRI icon
207
Capri Holdings
CPRI
$1.72B
$3.54M 0.05%
+73,869
New +$3M
TECK icon
208
Teck Resources
TECK
$32.4B
$3.52M 0.05%
167,149
-762,897
-82% -$16.6M
XOP icon
209
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$3.41M 0.05%
25,000
-20,000
-44% -$2.51M
CIEN icon
210
Ciena
CIEN
$57.2B
$3.4M 0.05%
+155,000
New +$3.71M
RHT
211
DELISTED
Red Hat Inc
RHT
$3.33M 0.05%
30,000
-159,869
-84% -$16.4M
UNIT
212
Uniti Group
UNIT
$2.33B
$3.29M 0.05%
+224,256
New +$4.74M
AMAT icon
213
Applied Materials
AMAT
$419B
$3.26M 0.05%
62,500
-136,267
-69% -$6.16M
X
214
DELISTED
US Steel
X
$3.1M 0.05%
+120,650
New +$2.95M
AAPL icon
215
Apple
AAPL
$4.56T
$3.08M 0.04%
80,000
-272,232
-77% -$10.6M
AVGO icon
216
Broadcom
AVGO
$2T
$3.03M 0.04%
+125,000
New +$3.09M
SIG icon
217
Signet Jewelers
SIG
$3.65B
$3M 0.04%
+45,000
New +$2.77M
IWM icon
218
iShares Russell 2000 ETF
IWM
$82.1B
$2.96M 0.04%
+20,000
New +$2.81M
JHG
219
DELISTED
Janus Henderson
JHG
$2.96M 0.04%
+85,000
New +$2.89M
W icon
220
Wayfair
W
$14.3B
$2.9M 0.04%
+43,000
New +$3.19M
EDU icon
221
New Oriental
EDU
$9.04B
$2.9M 0.04%
+32,800
New +$2.67M
H icon
222
Hyatt Hotels
H
$16.9B
$2.89M 0.04%
+46,804
New +$2.71M
ULTI
223
DELISTED
Ultimate Software Group Inc
ULTI
$2.84M 0.04%
+15,000
New +$3.03M
PFPT
224
DELISTED
Proofpoint, Inc.
PFPT
$2.83M 0.04%
+32,500
New +$2.89M
AXTA icon
225
Axalta
AXTA
$8.03B
$2.78M 0.04%
+96,197
New +$2.91M
7 8
9
10 11

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $1.21B of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.