UBS O'Connor’s Proofpoint, Inc. PFPT Stock Holding History

UBS O'Connor’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-1,719,764	Closed	-$299M	–	1046
2021 Q2	$299M	Buy	+1,719,764	New	+$279M	2.67%	11
2019 Q4	–	Sell	-19,852	Closed	-$2.56M	–	386
2019 Q3	$2.56M	Buy	+19,852	New	+$2.43M	0.07%	158
2018 Q1	–	Sell	-32,440	Closed	-$2.88M	–	410
2017 Q4	$2.88M	Sell	32,440 -60	-0.2%	-$5.45K	0.05%	188
2017 Q3	$2.83M	Buy	+32,500	New	+$2.89M	0.04%	239

Other funds holding PFPT

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

NICM

Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return

UBS O'Connor's PFPT Position: Q3 2021 in Review

UBS O'Connor sold out of Proofpoint, Inc. (PFPT) in Q3 2021, closing a stake of 1,719,764 shares — an estimated $299M sold.

UBS O'Connor first reported a position in PFPT in Q3 2017 and held it in 4 quarters. The position peaked at $299M in Q2 2021. 2 funds tracked by Wall St. Rank hold PFPT as of Q3 2021.

UBS O'Connor reported no remaining Proofpoint, Inc. position as of Q3 2021 after selling out during the quarter.
UBS O'Connor sold 1,719,764 Proofpoint, Inc. shares in Q3 2021, an estimated $299M.
UBS O'Connor first reported a position in Proofpoint, Inc. in Q3 2017 and held it in 4 quarters.
UBS O'Connor's Proofpoint, Inc. position peaked at $299M in Q2 2021.
2 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q3 2021.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.