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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
201
Apple
AAPL
$4.56T
$3.29M 0.06%
124,948
-395,956
-76% -$11.3M
HQY icon
202
HealthEquity
HQY
$8.65B
$3.15M 0.05%
125,484
-236,945
-65% -$7.28M
LNKD
203
DELISTED
LinkedIn Corporation
LNKD
$3.04M 0.05%
+13,500
New +$3.06M
HD icon
204
Home Depot
HD
$349B
$2.97M 0.05%
22,443
-204,488
-90% -$26M
RRGB icon
205
Red Robin
RRGB
$156M
$2.96M 0.05%
+48,000
New +$3.37M
NBL
206
DELISTED
Noble Energy, Inc.
NBL
$2.96M 0.05%
90,000
-32,515
-27% -$1.14M
MAS icon
207
Masco
MAS
$14.9B
$2.96M 0.05%
+104,638
New +$2.98M
OPB
208
DELISTED
Opus Bank Common Stock
OPB
$2.96M 0.05%
+80,000
New +$3.01M
WLH
209
DELISTED
WILLIAM LYON HOMES
WLH
$2.95M 0.05%
178,956
-88,046
-33% -$1.66M
SPLK
210
DELISTED
Splunk Inc
SPLK
$2.94M 0.05%
+50,000
New +$2.87M
COP icon
211
ConocoPhillips
COP
$142B
$2.93M 0.05%
62,700
-376,679
-86% -$19.7M
SPN
212
DELISTED
Superior Energy Services, Inc.
SPN
$2.89M 0.05%
+21,483
New +$3.2M
FET icon
213
Forum Energy Technologies
FET
$846M
$2.88M 0.05%
11,550
+6,245
+118% +$1.7M
BWLD
214
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$2.87M 0.05%
+18,000
New +$3M
OMF icon
215
OneMain Financial
OMF
$7.48B
$2.87M 0.05%
68,975
+41,202
+148% +$1.89M
FRPT icon
216
Freshpet
FRPT
$3.28B
$2.86M 0.05%
336,748
-34,801
-9% -$303K
PNY
217
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.81M 0.05%
+49,350
New +$2.63M
UNVR
218
DELISTED
Univar Solutions Inc.
UNVR
$2.79M 0.05%
+164,240
New +$2.98M
MA icon
219
Mastercard
MA
$505B
$2.77M 0.05%
28,463
+7,938
+39% +$777K
YUM icon
220
Yum! Brands
YUM
$41.6B
$2.69M 0.05%
51,320
-86,009
-63% -$4.49M
QEP
221
DELISTED
QEP RESOURCES, INC.
QEP
$2.69M 0.05%
+201,000
New +$2.93M
TE
222
DELISTED
TECO ENERGY INC
TE
$2.63M 0.04%
+98,700
New +$2.63M
KRE icon
223
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$2.62M 0.04%
+62,500
New +$2.7M
WP
224
DELISTED
Worldpay, Inc.
WP
$2.61M 0.04%
55,000
+23,750
+76% +$1.17M
IWC icon
225
iShares Micro-Cap ETF
IWC
$1.5B
$2.57M 0.04%
35,650
-43,100
-55% -$3.18M
7 8
9
10 11

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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.