UBS O'Connor’s Yum! Brands YUM Stock Holding History

UBS O'Connor’s Portfolio YUM Stock Details YUM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-128,321	Closed	-$8.38M	–	488
2016 Q3	$8.38M	Buy	+128,321	New	+$8.19M	0.12%	154
2016 Q2	–	Sell	-371,059	Closed	-$21.8M	–	531
2016 Q1	$21.8M	Buy	371,059 +268,420	+262%	+$14.1M	0.22%	122
2015 Q4	$5.39M	Sell	102,639 -172,020	-63%	-$8.99M	0.05%	244
2015 Q3	$15.8M	Sell	274,659 -159,728	-37%	-$9.67M	0.15%	170
2015 Q2	$28.1M	Buy	+434,387	New	+$27.5M	0.23%	123

Other funds holding YUM

FPF

FNY Partners Fund New York $185M AUM 32.58% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Corvex Management New York $3.27B AUM 38.53% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

MAM

Magellan Asset Management Sydney, Australia $4.47B AUM 4.2% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $79.8B AUM 16.05% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS O'Connor's YUM Position: Q4 2016 in Review

UBS O'Connor sold out of Yum! Brands (YUM) in Q4 2016, closing a stake of 128,321 shares — an estimated $8.38M sold.

UBS O'Connor first reported a position in YUM in Q2 2015 and held it in 5 quarters. The position peaked at $28.1M in Q2 2015. 831 funds tracked by Wall St. Rank hold YUM as of Q4 2016.

UBS O'Connor reported no remaining Yum! Brands position as of Q4 2016 after selling out during the quarter.
UBS O'Connor sold 128,321 Yum! Brands shares in Q4 2016, an estimated $8.38M.
UBS O'Connor first reported a position in Yum! Brands in Q2 2015 and held it in 5 quarters.
UBS O'Connor's Yum! Brands position peaked at $28.1M in Q2 2015.
831 funds tracked by Wall St. Rank held Yum! Brands as of Q4 2016.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.